485BPOS 1 d539366d485bpos.htm THE TETON WESTWOOD FUNDS The Teton Westwood Funds

As filed with the Securities and Exchange Commission on June 14, 2013.

Securities Act File No. 033-06790

Investment Company Act File No. 811-04719

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

  THE SECURITIES ACT OF 1933    x
  Pre-Effective Amendment No.    ¨
  Post-Effective Amendment No. 47    x

and/or

REGISTRATION STATEMENT

UNDER

  THE INVESTMENT COMPANY ACT OF 1940    x
  Amendment No. 48    x

 

 

The TETON WESTWOOD FUNDS

(Exact Name of Registrant as Specified in Charter)

 

 

One Corporate Center, Rye, New York 10580-1422

(Address of Principal Executive Offices)

Registrant’s Telephone Number, including Area Code: 1-800-422-3554

Bruce N. Alpert

Teton Advisers, Inc.

One Corporate Center

Rye, New York 10580-1422

(Name and Address of Agent for Service)

 

 

Copies to:

 

David M. Goldman, Esq.   Michael R. Rosella, Esq.
The TETON Westwood Funds   Paul Hastings LLP
One Corporate Center   75 East 55th Street
Rye, New York 10580-1422   New York, New York 10022

 

 

It is proposed that this filing will become effective:

  x immediately upon filing pursuant to paragraph (b); or
  ¨ on [            ] pursuant to paragraph (b); or
  ¨ 60 days after filing pursuant to paragraph (a)(1); or
  ¨ on [            ] pursuant to paragraph (a)(1); or
  ¨ 75 days after filing pursuant to paragraph (a)(2); or
  ¨ on             pursuant to paragraph (a)(2) of Rule 485.

If appropriate, check the following box:

  ¨ This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant, The TETON WESTWOOD FUNDS, certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to its Registration Statement pursuant to Rule 485(b) of the Securities Act of 1933, as amended, and has duly caused this Post-Effective Amendment to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Rye and State of New York, on the 14th day of June, 2013.

 

The TETON WESTWOOD FUNDS
BY:  

/s/ Bruce N. Alpert

  Bruce N. Alpert
  President and
  Principal Executive Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 47 to its Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signatures

  

Title

 

Date

/s/ Bruce N. Alpert

   President and   June 14, 2013
Bruce N. Alpert    Principal Executive Officer  

/s/ Agnes Mullady

   Principal Financial Officer and   June 14, 2013
Agnes Mullady    Treasurer  

Anthony J. Colavita*

   Trustee   June 14, 2013
Anthony J. Colavita     

James P. Conn*

   Trustee   June 14, 2013
James P. Conn     

Werner J. Roeder, M.D.*

   Trustee   June 14, 2013
Werner J. Roeder, M.D.     

Salvatore J. Zizza*

   Trustee   June 14, 2013
Salvatore J. Zizza     

*By:

  

/s/ Bruce N. Alpert

     June 14, 2013
   Bruce N. Alpert     
   Attorney-in-Fact     


Exhibit Index

 

Exhibit

No.

  

Description

EX-101.INS    XBRL Instance Document
EX-101.SCH    XBRL Taxonomy Extension Schema Document
EX-101.CAL    XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF    XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB    XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE    XBRL Taxomony Extension Presentation Linkbase