EX-99.1(EE) 3 a13-7166_1ex99d1ee.htm EX-99.1(EE)

EX-99.1(ee)

 

MUTUAL OF AMERICA INVESTMENT CORPORATION

 

ARTICLES SUPPLEMENTARY TO THE CHARTER

 

Mutual of America Investment Corporation, a Maryland corporation and a registered open-end investment company under the Investment Company Act of 1940 (the Corporation), with its principal office c/o Corporation Trust Incorporated, 300 East Lombard Street, Baltimore, Maryland  21202, hereby certifies to the State Department of Assessments and Taxation of Maryland that:

 

FIRST:  Prior to the date hereof, the total number of shares of capital stock of all classes that the Corporation had authority to issue is six billion (6,000,000,000) shares of common stock, par value $.01 per share, with an aggregate par value of sixty million dollars ($60,000,000).  Effective on the date hereof, the total number of shares of capital stock of all classes that the Corporation has authority to issue is seven billion (7,000,000,000) shares of common stock, par value $.01 per share, with an aggregate par value of seventy million dollars ($70,000,000).  This increase in the total number of authorized shares of capital stock has been approved by the Board of Directors under Section 2-105(c) of the Corporations and Associations Articles of the Maryland Code.

 

SECOND:  Pursuant to the authority vested in the Board of Directors of the Corporation by Section 5.1 of the Articles of Incorporation of the Corporation (“Articles”), the Board of Directors has voted to decrease the authorized shares allocated to the Money Market Fund, All America Fund, Composite Fund, Small Cap Growth Fund and Small Cap Value Fund and to increase the authorized shares allocated to the Bond Fund, Mid-Term Bond Fund, International Fund, 2020 Retirement Fund, 2025 Retirement Fund, 2030 Retirement Fund, 2035 Retirement Fund, 2040 Retirement Fund and 2045 Retirement Fund, as follows:

 

Fund

 

Previous Allocation

 

Allocation Increase
(Decrease)

 

Total Shares Allocated

 

Money Market Fund

 

175,000,000

 

(50,000,000

)

125,000,000

 

All America Fund

 

225,000,000

 

(25,000,000

)

200,000,000

 

Composite Fund

 

200,000,000

 

(50,000,000

)

150,000,000

 

Small Cap Growth Fund

 

350,000,000

 

(25,000,000

)

325,000,000

 

Small Cap Value Fund

 

350,000,000

 

(25,000,000

)

325,000,000

 

Bond Fund

 

600,000,000

 

50,000,000

 

650,000,000

 

Mid-Term Bond Fund

 

350,000,000

 

100,000,000

 

450,000,000

 

International Fund

 

200,000,000

 

100,000,000

 

300,000,000

 

2020 Retirement Fund

 

225,000,000

 

100,000,000

 

325,000,000

 

2025 Retirement Fund

 

175,000,000

 

100,000,000

 

275,000,000

 

2030 Retirement Fund

 

150,000,000

 

100,000,000

 

250,000,000

 

2035 Retirement Fund

 

150,000,000

 

75,000,000

 

225,000,000

 

2040 Retirement Fund

 

150,000,000

 

50,000,000

 

200,000,000

 

2045 Retirement Fund

 

150,000,000

 

75,000,000

 

225,000,000

 

 



 

Allocations for all other classes not shown remain unchanged.  The relative preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends, qualifications and terms and conditions of redemption of each such class are the same as for shares previously allocated to the other classes of shares issued by the Corporation prior to the date hereof.

 

IN WITNESS WHEREOF, the President of the Corporation has signed these Articles Supplementary in the Corporation’s name and on its behalf and acknowledges that these Articles Supplementary are the act of the Corporation, and states that to the best of his knowledge, information and belief all matters and facts set forth therein relating to the authorization and approval of the Articles Supplementary are true in all material respects and that this statement is made under the penalties of perjury.

 

Date: March 4, 2013

 

MUTUAL OF AMERICA

 

 

INVESTMENT CORPORATION

Attest:

 

 

 

 

 

/s/ Thomas L. Martin

 

/s/ John R. Greed

Thomas L. Martin

 

John R. Greed

Secretary

 

Chairman, President and CEO