-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J7b0WR29FpbwiN8wJQ5/g11bpXBeTO9IUvdCPH5cillWXJ7qRkNeEEeWJ2Qoxgno /KqWYQrwxjQGl7ixV820lA== 0001193125-11-031624.txt : 20110211 0001193125-11-031624.hdr.sgml : 20110211 20110211074118 ACCESSION NUMBER: 0001193125-11-031624 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37985 FILM NUMBER: 11594943 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 SC 13G/A 1 dsc13ga.htm AMENDMENT NO.2 TO SCHEDULE 13G Amendment No.2 to Schedule 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

(RULE 13D-102)

INFORMATION STATEMENT PURSUANT TO RULE 13D-1

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 2)

 

 

Trans World Entertainment Corporation

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

89336Q100

(CUSIP Number)

December 31, 2010

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

 

 


 

CUSIP No. 89336Q100

 

  

 

Page 1 of 6 Pages

 

  1)   

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

    The PNC Financial Services Group, Inc.     25-1435979

  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨        b)  ¨

 

  3)  

SEC USE ONLY

 

  4)  

Citizenship or Place of Organization

 

    Pennsylvania

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

   5)    

Sole Voting Power

 

    -0-

   6)   

Shared Voting Power

 

    2,819,584

   7)   

Sole Dispositive Power

 

    -0-

   8)   

Shared Dispositive Power

 

     2,819,584

  9)

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    2,819,584*

 

*See the response to Item 6.

10)

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

See Instructions    ¨

11)

 

Percent of Class Represented by Amount in Row (9)

 

    8.97

12)

 

Type of Reporting Person (See Instructions)

 

    HC


 

CUSIP No. 89336Q100

 

  

 

Page 2 of 6 Pages

 

  1)   

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

    PNC Bancorp, Inc.    51-0326854

  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨        b)  ¨

 

  3)  

SEC USE ONLY

 

  4)  

Citizenship or Place of Organization

 

    Delaware

Number of Shares

Beneficially Owned By

Each

Reporting

Person

With

   5)    

Sole Voting Power

 

    -0-

   6)   

Shared Voting Power

 

    2,819,584

   7)   

Sole Dispositive Power

 

    -0-

   8)   

Shared Dispositive Power

 

    2,819,584

  9)

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    2,819,584*

 

*See the response to Item 6.

10)

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

See Instructions    ¨

11)

 

Percent of Class Represented by Amount in Row (9)

 

    8.97

12)

 

Type of Reporting Person (See Instructions)

 

    HC


 

CUSIP No. 89336Q100

 

  

 

Page 3 of 6 Pages

 

  1)   

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

    PNC Bank, National Association     22-1146430

  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨        b)  ¨

 

  3)  

SEC USE ONLY

 

  4)  

Citizenship or Place of Organization

 

    United States

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person

With

   5)    

Sole Voting Power

 

    -0-

   6)   

Shared Voting Power

 

    2,819,584

   7)   

Sole Dispositive Power

 

    -0-

   8)   

Shared Dispositive Power

 

    2,819,584

  9)

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    2,819,584*

 

*See the response to Item 6.

10)

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

See Instructions    ¨

11)

 

Percent of Class Represented by Amount in Row (9)

 

    8.97

12)

 

Type of Reporting Person (See Instructions)

 

     BK


Page 4 of 6 Pages

 

ITEM 1(a) - NAME OF ISSUER:

Trans World Entertainment Corporation

ITEM 1(b) - ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

38 Corporate Circle

Albany, New York 12203

ITEM 2(a) - NAME OF PERSON FILING:

The PNC Financial Services Group, Inc.; PNC Bancorp, Inc.; and

PNC Bank, National Association

ITEM 2(b) - ADDRESS OF PRINCIPAL BUSINESS OFFICE:

The PNC Financial Services Group, Inc. - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707

PNC Bancorp, Inc. - 222 Delaware Avenue, Wilmington, DE 19801

PNC Bank, National Association - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707

ITEM 2(c) - CITIZENSHIP:

The PNC Financial Services Group, Inc. - Pennsylvania

PNC Bancorp, Inc. - Delaware

PNC Bank, National Association - United States

ITEM 2(d) - TITLE OF CLASS OF SECURITIES:

Common Stock

ITEM 2(e) - CUSIP NUMBER:

89336Q100

ITEM 3 - IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A:

 

(a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act;
(b)    x    Bank as defined in Section 3(a)(6) of the Exchange Act;

(c)

   ¨    Insurance Company as defined in Section 3(a)(19) of the Exchange Act;

(d)

   ¨    Investment Company registered under Section 8 of the Investment Company Act;

(e)

   ¨    An Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f)

   ¨    An Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F);

(g)

   x    A Parent Holding Company or Control Person in accordance with Rule 13d-1(b)(1)(ii)(G);

(h)

   ¨    A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act;

(i)

   ¨    A Church Plan that is excluded from the definition of an Investment Company under Section 3(c)(14) of the Investment Company Act;

(j)

   ¨    Group, in accordance with Rule 13d(b)(1)(ii)(J).

If this statement is filed pursuant to Rule 13d-1(c), check this box.  ¨


Page 5 of 6 Pages

 

ITEM 4 - OWNERSHIP:

The following information is as of December 31, 2010:

 

(a) Amount Beneficially Owned:

   2,819,584*
   *See the response to Item 6.

(b) Percent of Class:

   8.97

(c) Number of shares to which such person has:

  

(i) sole power to vote or to direct the vote

   -0-

(ii) shared power to vote or to direct the vote

   2,819,584

(iii) sole power to dispose or to direct the disposition of

   -0-

(iv) shared power to dispose or to direct the disposition of

   2,819,584

ITEM 5 - OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:

Not Applicable.

ITEM 6 - OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

The total shares of Common Stock reported herein are held in trust accounts created by an Amended and Restated Trust Agreement dated September 20, 1983, in which Lloyd I. Miller, Jr. was Grantor and for which PNC Bank, National Association serves as Trustee.

In connection with the trust accounts, Lloyd I. Miller, III and PNC Bank, National Association, in its capacity as Trustee, have entered into an Investment Advisory Agreement dated as of April 1, 2002. Either party may terminate the Investment Advisory Agreement on 30 days prior written notice.

ITEM 7 - IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:

Included are the following subsidiaries of The PNC Financial Services Group, Inc. - HC:

PNC Bancorp, Inc. - HC (wholly owned subsidiary of The PNC Financial Services Group, Inc.)

PNC Bank, National Association - BK (wholly owned subsidiary of PNC Bancorp, Inc.)

ITEM 8 - IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

Not Applicable.

ITEM 9 - NOTICE OF DISSOLUTION OF GROUP:

Not Applicable.


Page 6 of 6 Pages

 

ITEM 10 - CERTIFICATION:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 11, 2011

Date  
By:  

/s/ Joseph C. Guyaux

  Signature - The PNC Financial Services Group, Inc.
 

Joseph C. Guyaux, President

  Name & Title

February 11, 2011

Date  
By:  

/s/ Connie Bond Stuart

  Signature - PNC Bancorp, Inc.
 

Connie Bond Stuart, Chairperson

  Name & Title

February 11, 2011

Date  
By:  

/s/ Joseph C. Guyaux

  Signature - PNC Bank, National Association
 

Joseph C. Guyaux, President

  Name & Title

AN AGREEMENT TO FILE A JOINT STATEMENT WAS PREVIOUSLY FILED

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