-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OugsuKZLrHj5dHjbzUQ6dPippypMjiAcLrK+Buxm/w8CyQrYeIHaoZZjoXYlZJev qNZSJ6Oscd5C6xiAEWTQVA== 0000950123-08-011307.txt : 20080923 0000950123-08-011307.hdr.sgml : 20080923 20080923164207 ACCESSION NUMBER: 0000950123-08-011307 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080923 DATE AS OF CHANGE: 20080923 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37985 FILM NUMBER: 081084811 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4650 GORDON DRIVE CITY: NAPLES STATE: FL ZIP: 33940 BUSINESS PHONE: 9412628577 SC 13G/A 1 y71440sc13gza.htm AMENDMENT #4 TO SCHEDULE 13G SC 13G/A
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 4)*
Trans World Entertainment Corporation
 
(Name of Issuer)
Common Stock
 
(Title of Class of Securities)
89336Q100
(CUSIP Number)
September 16, 2008
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

Page 1 of 5


 

SCHEDULE 13G
                     
CUSIP No.
 
89336Q100 
  Page  
  of   

 

           
1   NAME OF REPORTING PERSON
Lloyd I. Miller, III
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   3,657,592
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,572,559
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   3,657,592
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,572,559
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  5,230,151
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  16.7%
     
12   TYPE OF REPORTING PERSON
   
  IN-IA-OO**
*SEE INSTRUCTIONS BEFORE FILLING OUT!
** See Item 4.


 

Page 3 of 5
             
Item 1(a).
  Name of Issuer:       Trans World Entertainment Corporation
             
Item 1(b).
  Address of Issuers’s Principal Executive Offices:       38 Corporate Circle
 
          Albany, New York 12203
             
Item 2(a).
  Name of Person Filing:       Lloyd I. Miller, III
             
Item 2(b).
  Address of Principal Business Office or, if None, Residence:       4550 Gordon Drive
 
          Naples, Florida 34102
             
Item 2(c).
  Citizenship:       U.S.A.
             
Item 2(d).
  Title of Class of Securities:       Common Stock
             
Item 2(e).
  CUSIP Number:       89336Q100
     
Item 3.
  IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE
PERSON FILING IS A:
 
   
 
  Not Applicable, this statement is filed pursuant to 13d-1(c)
     
Item 4.
  OWNERSHIP: The reporting person has sole voting and dispositive power with respect to 3,657,592 shares of the reported securities as (i) manager of a limited liability company that is the general partner of a certain limited partnership; (ii) custodian of an account established pursuant to the Florida Uniform Gift to Minors Act; (iii) trustee of certain generation skipping trusts; (iv) trustee of certain grantor retained annuity trusts; and (v) an individual. The reporting person has shared voting and dispositive power with respect to 1,572,559 shares of the reported securities as (i) investment advisor to the trustee of certain family trusts; (ii) with respect to shares owned by the reporting person’s wife; and (iii) investment advisor to the reporting person’s ex-wife.
 
   
 
  (a) 5,230,151
 
   
 
  (b) 16.7%
 
   
 
  (c)       (i) sole voting power: 3,657,592
 
   
 
             (ii) shared voting power: 1,572,559
 
   
 
             (iii) sole dispositive power: 3,657,592
 
   
 
             (iv) shared dispositive power: 1,572,559
     
Item 5.
  OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
 
   
 
  Not Applicable
     
Item 6.
  OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
 
   
 
  Other than those shares held directly by Lloyd I. Miller, III, persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities.

 


 

Page 4 of 5
     
Item 7.
  IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING
REPORTED ON BY THE PARENT HOLDING COMPANY:
 
   
 
  Not Applicable
     
Item 8.
  IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
 
   
 
  Not Applicable
     
Item 9.
  NOTICE OF DISSOLUTION OF GROUP:
 
   
 
  Not Applicable
     
Item 10.
  CERTIFICATION:
 
   
 
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


 

Page 5 of 5
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     
Dated: September 23, 2008  /s/ Lloyd I. Miller, III    
  Lloyd I. Miller, III   
     
 

 

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