-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KjvK65pXmd9EQKMguJyouTus1oGisqyi5I+ufvmXq7S6/sTSIy0MzVOB6KN5e2Hp 0GzhFlSM/NuMccrqq3dG5Q== 0000900603-01-000003.txt : 20010223 0000900603-01-000003.hdr.sgml : 20010223 ACCESSION NUMBER: 0000900603-01-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-37985 FILM NUMBER: 1541541 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HIGGINS ROBERT J CENTRAL INDEX KEY: 0000900603 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 087320263 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE STREET 2: C/O TRANS WORLD ENTERTAINMENT CORP CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: C/O TRANS WORLD ENTERTAINMENT CORP STREET 2: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 SC 13G 1 0001.txt AMENDMENT NUMBER 14 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exhchange Act of 1934 (Amendment No. 14)* TRANS WORLD ENTERTAINMENT CORPORATION (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE (Title of Class of Securities) 89336 Q 10 0 (CUSIP Number) Check the following Box if a Fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (1) NAMES OF REPORTING PERSONS: ROBERT J. HIGGINS S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS: ###-##-#### (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [X] (3) SEC USE ONLY (4) CITIZENSHIP OR PLACE OF ORGANIZATION: UNITED STATES NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: (5) SOLE VOTING POWER: 12,565,100 SHARES (6) SHARED VOTING POWER: 88,050 SHARES (7) SOLE DISPOSITIVE POWER: 12,565,100 SHARES (8) SHARED DISPOSITIVE POWER: 88,050 SHARES (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 12,653,150 SHARES (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 29.0% (12) TYPE OF REPORTING PERSON: IN DATE: DECEMBER 31,2000 FILING FEE: NO ITEM 1 (A) NAME OF ISSUER: TRANS WORLD ENTERTAINMENT CORPORATION ITEM 1 (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 38 CORPORATE CIRCLE ALBANY, NEW YORK 12203 ITEM 2 (A) NAME OF PERSON FILING: ROBERT J. HIGGINS ITEM 2 (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 38 CORPORATE CIRCLE ALBANY, NEW YORK 12203 ITEM 2 (C) CITIZENSHIP: UNITED STATES ITEM 2 (D) TITLE OF CLASS OF SECURITIES: COMMON STOCK, PAR VALUE $0.01 PER SHARE ITEM 2 (E) CUSIP NUMBER: 89336Q 10 0 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13-d-1(b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable ITEM 4 (A) OWNERSHIP: AMOUNT BENEFICIALLY OWNED: 12,653,150 SHARES ITEM 4 (B) PERCENT OF CLASS: 29.0% ITEM 4 (C) (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE 12,565,100 SHARES (II) SHARED POWER TO VOTE 88,050 SHARES (III) SOLE POWER TO DISPOSE 12,565,100 SHARES (IV) SHARED POWER TO DISPOSE 88,050 SHARES ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING RECORDED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable ITEM 9 NOTE OF DISSOLUTION OF THE GROUP: Not Applicable ITEM 10 CERTIFICATION: Not Applicable SIGNATURE AFTER REASONABLE INQUIRY AND TO THE BEST OF MY KNOWLEDGE AND BELIEF, I CERTIFY THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. FEBRUARY 1, 2001 By:/s/ Robert J. Higgins -------------------- ROBERT J. HIGGINS -----END PRIVACY-ENHANCED MESSAGE-----