0000794221-12-000001.txt : 20120215 0000794221-12-000001.hdr.sgml : 20120215 20120215173049 ACCESSION NUMBER: 0000794221-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120215 DATE AS OF CHANGE: 20120215 EFFECTIVENESS DATE: 20120215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KING INVESTMENT ADVISORS INC/TX CENTRAL INDEX KEY: 0000794221 IRS NUMBER: 760185389 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01717 FILM NUMBER: 12616951 BUSINESS ADDRESS: STREET 1: 1980 POST OAK BLVD STREET 2: SUITE 2400 CITY: HOUSTON STATE: TX ZIP: 77056-3898 BUSINESS PHONE: 7139610462 MAIL ADDRESS: STREET 1: 1980 POST OAK BLVD STREET 2: #2400 CITY: HOUSTON STATE: TX ZIP: 77056-3898 FORMER COMPANY: FORMER CONFORMED NAME: JENSWOLD KING & ASSOCIATES INC/TX/ DATE OF NAME CHANGE: 19980212 13F-HR 1 final111231.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/11 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: King Investment Advisors, Inc. Address: 1980 Post Oak Boulevard, Suite 2400 Houston, TX 77056-3898 13F File Number: 28-01717 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Pat H. Swanson Title: Chief Compliance Officer Phone: 713-961-0462 Signature, Place, and Date of Signing: Pat H. Swanson Houston, TX February 15, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 105 Form13F Information Table Value Total: $315,526 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABORATORIES Common 002824100 852 15150 SH 0 Sole 0 15150 0 0 AKAMAI TECHNOLOGIES INC Common 00971T101 9170 284090 SH 0 Sole 0 254340 0 29750 ALTRIA GROUP INC Common 02209S103 611 20600 SH 0 Sole 0 20600 0 0 APPLE INC Common 037833100 11943 29490 SH 0 Sole 0 26915 0 2575 ASBURY AUTOMOTIVE GROUP Common 043436104 885 41030 SH 0 Sole 0 23830 0 17200 AUTOMATIC DATA PROCESSING Common 053015103 499 9235 SH 0 Sole 0 9235 0 0 AUXILIUM PHARMACEUTICALS INC Common 05334D107 9717 487535 SH 0 Sole 0 409635 0 77900 BOSTON SCIENTIFIC CORP Common 101137107 8350 1563600 SH 0 Sole 0 1428250 0 135350 BRAVO BRIO RESTAURANT GROUP Common 10567B109 649 37830 SH 0 Sole 0 14755 0 23075 BRISTOW GROUP INC Common 110394103 457 9650 SH 0 Sole 0 3750 0 5900 BROADRIDGE FINANCIAL SOLUTIO Common 11133T103 260 11550 SH 0 Sole 0 11550 0 0 BUILD-A-BEAR WORKSHOP INC Common 120076104 419 49540 SH 0 Sole 0 18740 0 30800 CABLEVISION SYSTEMS-NY GRP-A Common 12686C109 4573 321560 SH 0 Sole 0 321560 0 0 CALLAWAY GOLF COMPANY Common 131193104 12138 2195006 SH 0 Sole 0 1897906 0 297100 CAMPBELL SOUP CO Common 134429109 499 15000 SH 0 Sole 0 15000 0 0 CATERPILLAR INC Common 149123101 422 4655 SH 0 Sole 0 4655 0 0 CHEVRON CORP Common 166764100 481 4521 SH 0 Sole 0 4521 0 0 CLOROX COMPANY Common 189054109 359 5390 SH 0 Sole 0 5390 0 0 COINSTAR INC Common 19259P300 10034 219857 SH 0 Sole 0 188157 0 31700 COMSTOCK RESOURCES INC Common 205768203 8211 536635 SH 0 Sole 0 457785 0 78850 CONOCOPHILLIPS Common 20825C104 485 6660 SH 0 Sole 0 6660 0 0 CONSOL ENERGY INC Common 20854P109 8740 238140 SH 0 Sole 0 219215 0 18925 CULLEN/FROST BANKERS INC Common 229899109 705 13325 SH 0 Sole 0 13325 0 0 DELL INC Common 24702R101 1404 96000 SH 0 Sole 0 96000 0 0 DENBURY RESOURCES INC Common 247916208 1361 90145 SH 0 Sole 0 90145 0 0 DEVON ENERGY CORPORATION Common 25179M103 3911 63083 SH 0 Sole 0 53533 0 9550 DR PEPPER SNAPPLE GROUP INC Common 26138E109 220 5560 SH 0 Sole 0 5560 0 0 DRYSHIPS INC Note 262498AB4 217 315 SH 0 Sole 0 285 0 30 DU PONT (E.I.) DE NEMOURS Common 263534109 340 7425 SH 0 Sole 0 7425 0 0 EL PASO PIPELINE PARTNERS LP Common 283702108 725 20945 SH 0 Sole 0 20945 0 0 ELI LILLY & CO Common 532457108 710 17090 SH 0 Sole 0 17090 0 0 EMERGENT BIOSOLUTIONS INC Common 29089Q105 996 59150 SH 0 Sole 0 35600 0 23550 ENTERPRISE PRODUCTS PARTNERS Common 293792107 592 12765 SH 0 Sole 0 12765 0 0 ERESEARCH TECHNOLOGY INC Common 29481V108 753 160560 SH 0 Sole 0 82460 0 78100 EXCO RESOURCES INC Common 269279402 3240 310000 SH 0 Sole 0 310000 0 0 EXPEDIA INC Common 30212P303 1278 44023 SH 0 Sole 0 41523 0 2500 EXXON MOBIL CORP Common 30231G102 2224 26242 SH 0 Sole 0 26242 0 0 FOREST LABORATORIES INC Common 345838106 6593 217878 SH 0 Sole 0 199378 0 18500 GABELLI GLOBAL MULTIMEDIA TR Common 36239Q109 70 11235 SH 0 Sole 0 11235 0 0 GFI GROUP INC Common 361652209 3197 775945 SH 0 Sole 0 715345 0 60600 HJ HEINZ CO Common 423074103 418 7740 SH 0 Sole 0 7740 0 0 HOLOGIC CONV PUTABLE 2013 FRNT 436440AA9 701 735 SH 0 Sole 0 735 0 0 HOLOGIC INC Common 436440101 14891 850441 SH 0 Sole 0 753691 0 96750 ILLUMINA INC Common 452327109 11638 381820 SH 0 Sole 0 328570 0 53250 INTEL CORP Common 458140100 368 15168 SH 0 Sole 0 15168 0 0 INTL BUSINESS MACHINES CORP Common 459200101 535 2910 SH 0 Sole 0 2910 0 0 INTREPID POTASH INC Common 46121Y102 543 23975 SH 0 Sole 0 11700 0 12275 INTUITIVE SURGICAL INC Common 46120E602 4111 8879 SH 0 Sole 0 8614 0 265 ISHARES RUSSELL 2000 Common 464287655 524 7100 SH 0 Sole 0 0 0 7100 JOHNSON & JOHNSON Common 478160104 554 8450 SH 0 Sole 0 8450 0 0 JPMORGAN CHASE & CO Common 46625H100 4254 127944 SH 0 Sole 0 113044 0 14900 KIMBERLY-CLARK CORP Common 494368103 362 4915 SH 0 Sole 0 4915 0 0 KKR & CO LP Common 48248M102 2784 217015 SH 0 Sole 0 176140 0 40875 KRAFT FOODS INC-CLASS A Common 50075N104 344 9205 SH 0 Sole 0 9205 0 0 LA-Z-BOY INC Common 505336107 858 72135 SH 0 Sole 0 54435 0 17700 LEAP WIRELESS INTL INC Common 521863308 1041 112015 SH 0 Sole 0 63215 0 48800 LUMOS NETWORKS CORP Common 550283105 797 51946 SH 0 Sole 0 51621 0 325 MAGELLAN MIDSTREAM PARTNERS Common 559080106 628 9115 SH 0 Sole 0 9115 0 0 MCDONALD'S CORP Common 580135101 348 3465 SH 0 Sole 0 3465 0 0 MEDTRONIC INC Note 585055AM8 829 823 SH 0 Sole 0 498 0 325 MICROSOFT CORP Common 594918104 9033 347976 SH 0 Sole 0 326626 0 21350 MID-AMERICA APARTMENT COMM Common 59522J103 281 4490 SH 0 Sole 0 4490 0 0 MYLAN INC Common 628530107 8353 389240 SH 0 Sole 0 353890 0 35350 NASDAQ OMX GROUP/THE Common 631103108 8510 347192 SH 0 Sole 0 317792 0 29400 NETAPP INC Common 64110D104 6646 183249 SH 0 Sole 0 167599 0 15650 NEWPARK RESOURCES INC Common 651718504 10737 1130206 SH 0 Sole 0 999406 0 130800 NEWPARK RESOURCES INC Note 651718AC2 721 630 SH 0 Sole 0 630 0 0 NII HOLDINGS CONVERTIBLE Note 62913FAJ1 372 370 SH 0 Sole 0 370 0 0 NII HOLDINGS INC Common 62913F201 12767 599390 SH 0 Sole 0 521955 0 77435 NTELOS HOLDINGS CORP Common 67020Q305 254 12471 SH 0 Sole 0 12146 0 325 NUANCE COMMUNICATIONS INC Common 67020Y100 4518 179585 SH 0 Sole 0 173860 0 5725 OMNICARE INC Common 681904108 8290 240645 SH 0 Sole 0 219795 0 20850 OMNICELL INC Common 68213N109 383 23190 SH 0 Sole 0 1290 0 21900 ORBITAL SCIENCES CORP Common 685564106 634 43615 SH 0 Sole 0 17315 0 26300 PACIFIC SUNWEAR OF CALIF Common 694873100 722 422220 SH 0 Sole 0 256620 0 165600 PAREXEL INTERNATIONAL CORP Common 699462107 13587 655095 SH 0 Sole 0 576395 0 78700 PEPSICO INC Common 713448108 445 6710 SH 0 Sole 0 6710 0 0 PLAINS ALL AMER PIPELINE LP Common 726503105 366 4980 SH 0 Sole 0 4980 0 0 PROCTER & GAMBLE CO/THE Common 742718109 620 9290 SH 0 Sole 0 9290 0 0 PROSHARES ULTRA GOLD Common 74347W601 869 11000 SH 0 Sole 0 11000 0 0 SANDRIDGE ENERGY INC Common 80007P307 163 20000 SH 0 Sole 0 20000 0 0 SCHLUMBERGER LTD Common 806857108 7952 116408 SH 0 Sole 0 104473 0 11935 SOTHEBY'S Common 835898107 6051 212100 SH 0 Sole 0 176100 0 36000 SPDR GOLD TRUST Common 78463V107 289 1900 SH 0 Sole 0 1900 0 0 SPROTT PHYSICAL GOLD TRUST Common 85207H104 545 39500 SH 0 Sole 0 39500 0 0 SUPERIOR ENERGY SERVICES INC Common 868157108 10669 375150 SH 0 Sole 0 327725 0 47425 SYMANTEC CORP Common 871503108 979 62535 SH 0 Sole 0 62060 0 475 SYNAPTICS INC Common 87157D109 401 13290 SH 0 Sole 0 7940 0 5350 SYSCO CORP Common 871829107 273 9300 SH 0 Sole 0 9300 0 0 TELEFONICA SA-SPON ADR Common 879382208 499 29005 SH 0 Sole 0 29005 0 0 TESCO CORP Common 88157K101 303 24000 SH 0 Sole 0 0 0 24000 TEXTRON INC Common 883203101 9212 498239 SH 0 Sole 0 491964 0 6275 THORATEC CORP Common 885175307 9919 295560 SH 0 Sole 0 254710 0 40850 TRANSATLANTIC PETROLEUM LTD Common G89982105 29 22000 SH 0 Sole 0 22000 0 0 TRAVELZOO INC Common 89421Q106 492 20005 SH 0 Sole 0 5380 0 14625 TRIPADVISOR INC Common 896945201 1110 44023 SH 0 Sole 0 41523 0 2500 ULTRA PETROLEUM CORP Common 903914109 913 30820 SH 1 Sole 0 30820 0 0 UNILEVER PLC-SPONSORED ADR Common 904767704 343 10235 SH 2 Sole 0 10235 0 0 VERIZON COMMUNICATIONS INC Common 92343V104 265 6609 SH 3 Sole 0 6609 0 0 VODAFONE GROUP PLC-SP ADR Common 92857W209 1033 36870 SH 4 Sole 0 36870 0 0 WAL-MART STORES INC Common 931142103 673 11255 SH 5 Sole 0 11255 0 0 WASTE MANAGEMENT INC Common 94106L109 240 7335 SH 6 Sole 0 7335 0 0 WENDY'S CO/THE Common 95058W100 555 103470 SH 7 Sole 0 69370 0 34100 WEYERHAEUSER CO Common 962166104 8852 474115 SH 8 Sole 0 434215 0 39900 WRIGHT MEDICAL GROUP INC Common 98235T107 840 50900 SH 9 Sole 0 29300 0 21600