-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SjAMgJqfNmcbP5jEZV7yLu/Vyn+KjAuPVgGOEZvz9uwF1HkpCFcdldUbMwVyHAlR NuAYOI96PZZBr6rYt4zfSw== 0000794221-10-000001.txt : 20100216 0000794221-10-000001.hdr.sgml : 20100215 20100216150938 ACCESSION NUMBER: 0000794221-10-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KING INVESTMENT ADVISORS INC/TX CENTRAL INDEX KEY: 0000794221 IRS NUMBER: 760185389 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01717 FILM NUMBER: 10606854 BUSINESS ADDRESS: STREET 1: 1980 POST OAK BLVD STREET 2: SUITE 2400 CITY: HOUSTON STATE: TX ZIP: 77056-3898 BUSINESS PHONE: 7139610462 MAIL ADDRESS: STREET 1: 1980 POST OAK BLVD STREET 2: #2400 CITY: HOUSTON STATE: TX ZIP: 77056-3898 FORMER COMPANY: FORMER CONFORMED NAME: JENSWOLD KING & ASSOCIATES INC/TX/ DATE OF NAME CHANGE: 19980212 13F-HR 1 final091231.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/09 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: King Investment Advisors, Inc. Address: 1980 Post Oak Boulevard, Suite 2400 Houston, TX 77056-3898 13F File Number: 28-01717 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Pat H. Swanson Title: Chief Compliance Officer Phone: 713-961-0462 Signature, Place, and Date of Signing: Pat H. Swanson Houston, TX February 16, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 78 Form13F Information Table Value Total: $310,426 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABORATORIES Common 002824100 363 6730 SH 0 Sole 0 6730 0 0 ALMOST FAMILY INC Common 020409108 627 15850 SH 0 Sole 0 15850 0 0 ARBITRON INC Common 03875Q108 7327 312835 SH 0 Sole 0 276535 0 36300 AT&T INC Common 00206R102 655 23362 SH 0 Sole 0 23362 0 0 AUTOMATIC DATA PROCESSING Common 053015103 233 5450 SH 0 Sole 0 5450 0 0 BANCTEC INC Common 059784603 702 140437 SH 0 Sole 0 140437 0 0 BANK OF AMERICA CORP Common 060505104 6149 408300 SH 0 Sole 0 350700 0 57600 BANK OF NEW YORK MELLON CORP Common 064058100 7787 278414 SH 0 Sole 0 248464 0 29950 BARRICK GOLD CORP Common 067901108 259 6565 SH 0 Sole 0 6565 0 0 BP PLC-SPONS ADR Common 055622104 520 8970 SH 0 Sole 0 8970 0 0 BRINK'S CO/THE Common 109696104 2213 90910 SH 0 Sole 0 90610 0 300 BROADRIDGE FINANCIAL SOLUTIO Common 11133T103 14270 632550 SH 0 Sole 0 567400 0 65150 BURGER KING HOLDINGS INC Common 121208201 10547 560435 SH 0 Sole 0 511160 0 49275 CABELA'S INC Common 126804301 379 26605 SH 0 Sole 0 26605 0 0 CATERPILLAR INC Common 149123101 283 4960 SH 0 Sole 0 4960 0 0 CEPHALON INC Common 156708109 20241 324275 SH 0 Sole 0 299800 0 24475 CHARLES RIVER LABORATORIES Common 159864107 3081 91450 SH 0 Sole 0 89925 0 1525 CHEVRON CORP Common 166764100 241 3126 SH 0 Sole 0 3126 0 0 CHUBB CORP Common 171232101 223 4525 SH 0 Sole 0 4525 0 0 CLOROX COMPANY Common 189054109 250 4095 SH 0 Sole 0 4095 0 0 CONOCOPHILLIPS Common 20825C104 1638 32070 SH 0 Sole 0 31945 0 125 CSG SYSTEMS INTL INC Common 126349109 3782 198110 SH 0 Sole 0 194385 0 3725 ENERGY COAL RESOURCES-144A Common 29268G209 1926 119600 SH 0 Sole 0 117400 0 2200 ENSCO INTERNATIONAL-SPON ADR Common 29358Q109 275 6885 SH 0 Sole 0 6885 0 0 ENTERPRISE PRODUCTS PARTNERS Common 293792107 390 12425 SH 0 Sole 0 12425 0 0 EQUIFAX INC Common 294429105 8009 259265 SH 0 Sole 0 256565 0 2700 EXPRESS SCRIPTS INC Common 302182100 4110 47555 SH 0 Sole 0 45395 0 2160 FIDELITY NATIONAL INFORMATIO Common 31620M106 6651 283727 SH 0 Sole 0 277377 0 6350 FIRST AMERICAN FINANCIAL HOLD Common 318782AAT 923 90000 SH 0 Sole 0 80000 0 10000 FOREST LABORATORIES INC Common 345838106 13374 416495 SH 0 Sole 0 381470 0 35025 GATX CORP Common 361448103 719 25000 SH 0 Sole 0 25000 0 0 HAIN CELESTIAL GROUP INC Common 405217100 881 51770 SH 0 Sole 0 51195 0 575 HCC INSURANCE HOLDINGS INC Common 404132102 317 11350 SH 0 Sole 0 11350 0 0 HESS CORP Common 42809H107 998 16495 SH 0 Sole 0 16395 0 100 HEWLETT-PACKARD CO Common 428236103 801 15550 SH 0 Sole 0 15375 0 175 HJ HEINZ CO Common 423074103 461 10780 SH 0 Sole 0 10780 0 0 HOLOGIC INC Common 436440101 11888 819865 SH 0 Sole 0 741990 0 77875 INTL BUSINESS MACHINES CORP Common 459200101 1121 8565 SH 0 Sole 0 8525 0 40 INTREPID POTASH INC Common 46121Y102 292 9995 SH 0 Sole 0 9995 0 0 KANSAS CITY SOUTHERN Common 485170302 927 27860 SH 0 Sole 0 27860 0 0 KOHLS CORP Common 500255104 797 14770 SH 0 Sole 0 14685 0 85 MAGELLAN MIDSTREAM PARTNERS Common 559080106 405 9355 SH 0 Sole 0 9355 0 0 MANTECH INTERNATIONAL CORP-A Common 564563104 311 6440 SH 0 Sole 0 6440 0 0 MARATHON OIL CORP Common 565849106 240 7690 SH 0 Sole 0 7690 0 0 MEAD JOHNSON NUTRITION CO-A Common 582839106 1554 35570 SH 0 Sole 0 35570 0 0 MONSANTO CO Common 61166W101 12702 155373 SH 0 Sole 0 141248 0 14125 MYLAN INC Common 628530107 10527 571210 SH 0 Sole 0 512310 0 58900 MYRIAD GENETICS INC Common 62855J104 11852 454265 SH 0 Sole 0 409515 0 44750 NASDAQ OMX GROUP/THE Common 631103108 11437 577060 SH 0 Sole 0 519410 0 57650 NII HOLDINGS INC Common 62913F201 12207 363520 SH 0 Sole 0 333070 0 30450 NUANCE COMMUNICATIONS INC Common 67020Y100 9144 588780 SH 0 Sole 0 529580 0 59200 PAID INC Common 69561N204 15 31000 SH 0 Sole 0 31000 0 0 PEPSICO INC Common 713448108 296 4875 SH 0 Sole 0 4875 0 0 POTASH CORP OF SASKATCHEWAN Common 73755L107 15144 139575 SH 0 Sole 0 129375 0 10200 PRESTIGE BRANDS HOLDINGS INC Common 74112D101 342 43450 SH 0 Sole 0 43450 0 0 PROCTER & GAMBLE CO/THE Common 742718109 310 5120 SH 0 Sole 0 5120 0 0 RESEARCH IN MOTION Common 760975102 228 3370 SH 0 Sole 0 3370 0 0 SANDRIDGE ENERGY INC Common 80007P307 385 40780 SH 0 Sole 0 40780 0 0 SOTHEBY'S Common 835898107 1141 50773 SH 0 Sole 0 50548 0 225 ST JOE CO/THE Common 790148100 311 10753 SH 0 Sole 0 10753 0 0 STATE STREET CORP Common 857477103 9321 214070 SH 0 Sole 0 192030 0 22040 STERLING BANCSHARES INC/TX Common 858907108 111 21725 SH 0 Sole 0 21725 0 0 SUPERIOR ENERGY SERVICES INC Common 868157108 298 12275 SH 0 Sole 0 12275 0 0 SYSCO CORP Common 871829107 2014 72070 SH 0 Sole 0 71895 0 175 TASER INTERNATIONAL INC Common 87651B104 169 38630 SH 0 Sole 0 38630 0 0 TELEPHONE AND DATA SYSTEMS Common 879433100 9324 274885 SH 0 Sole 0 252760 0 22125 TITAN INTERNATIONAL INC Common 88830M102 81 10000 SH 0 Sole 0 10000 0 0 TOWER GROUP INC Common 891777104 13736 586738 SH 0 Sole 0 544710 0 42028 US CELLULAR CORP Common 911684108 276 6500 SH 0 Sole 0 6500 0 0 VARIAN MEDICAL SYSTEMS INC Common 92220P105 12767 272518 SH 0 Sole 0 250118 0 22400 VERISIGN INC Common 92343E102 2640 108900 SH 0 Sole 0 108900 0 0 VERIZON COMMUNICATIONS INC Common 92343V104 8733 263592 SH 0 Sole 0 231317 0 32275 WAL-MART STORES INC Common 931142103 1262 23613 SH 0 Sole 0 23478 0 135 WALT DISNEY CO/THE Common 254687106 2281 70725 SH 0 Sole 0 70725 0 0 WASTE MANAGEMENT INC Common 94106L109 904 26730 SH 0 Sole 0 26730 0 0 WASTE SERVICES INC Common 941075202 1001 109900 SH 0 Sole 0 109900 0 0 WATSON PHARMACEUTICALS INC Common 942683103 2739 69145 SH 0 Sole 0 67570 0 1575 WRIGHT MEDICAL GROUP INC Common 98235T107 17588 928593 SH 0 Sole 0 865043 0 63550
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