-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UOgwC4O4C4Opxtdb7aVwOtDeYw/8EKtyg7W6KEMHOuzNHLd6eml2Jlhff775yZfL 7qSPGGoXnZbYMKJTcBFGrw== 0000794221-09-000005.txt : 20091113 0000794221-09-000005.hdr.sgml : 20091113 20091113115230 ACCESSION NUMBER: 0000794221-09-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KING INVESTMENT ADVISORS INC/TX CENTRAL INDEX KEY: 0000794221 IRS NUMBER: 760185389 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01717 FILM NUMBER: 091179974 BUSINESS ADDRESS: STREET 1: 1980 POST OAK BLVD STREET 2: SUITE 2400 CITY: HOUSTON STATE: TX ZIP: 77056-3898 BUSINESS PHONE: 7139610462 MAIL ADDRESS: STREET 1: 1980 POST OAK BLVD STREET 2: #2400 CITY: HOUSTON STATE: TX ZIP: 77056-3898 FORMER COMPANY: FORMER CONFORMED NAME: JENSWOLD KING & ASSOCIATES INC/TX/ DATE OF NAME CHANGE: 19980212 13F-HR 1 final090930.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/09 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: King Investment Advisors, Inc. Address: 1980 Post Oak Boulevard, Suite 2400 Houston, TX 77056-3898 13F File Number: 28-01717 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Pat H. Swanson Title: Chief Compliance Officer Phone: 713-961-0462 Signature, Place, and Date of Signing: Pat H. Swanson Houston, TX November 13, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 69 Form13F Information Table Value Total: $321,179 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERCROMBIE & FITCH CO-CL A Common 002896207 765 23280 SH 0 Sole 0 23105 0 175 ACCENTURE PLC-CL A Common G1151C101 8205 220150 SH 0 Sole 0 199025 0 21125 ALMOST FAMILY INC Common 020409108 534 17965 SH 0 Sole 0 17965 0 0 ARBITRON INC Common 03875Q108 330 15890 SH 0 Sole 0 15890 0 0 AT&T INC Common 00206R102 626 23175 SH 0 Sole 0 23175 0 0 BANCTEC INC Common 059784603 702 140437 SH 0 Sole 0 140437 0 0 BANK OF NEW YORK MELLON CORP Common 064058100 1232 42500 SH 0 Sole 0 42500 0 0 BARRICK GOLD CORP Common 067901108 253 6665 SH 0 Sole 0 6665 0 0 BP PLC-SPONS ADR Common 055622104 451 8470 SH 0 Sole 0 8470 0 0 BROADRIDGE FINANCIAL SOLUTIO Common 11133T103 12946 644080 SH 0 Sole 0 579030 0 65050 CADBURY PLC-SPONS ADR Common 12721E102 10175 198695 SH 0 Sole 0 178895 0 19800 CATERPILLAR INC Common 149123101 425 8285 SH 0 Sole 0 8285 0 0 CEPHALON INC Common 156708109 20507 352105 SH 0 Sole 0 327170 0 24935 CHARLES RIVER LABORATORIES Common 159864107 3608 97565 SH 0 Sole 0 96165 0 1400 CHEVRON CORP Common 166764100 216 3066 SH 0 Sole 0 3066 0 0 CHUBB CORP Common 171232101 6922 137310 SH 0 Sole 0 137210 0 100 CONOCOPHILLIPS Common 20825C104 553 12245 SH 0 Sole 0 12245 0 0 CONSOL ENERGY INC Common 20854P109 1210 26820 SH 0 Sole 0 26695 0 125 CONTANGO OIL & GAS Common 21075N204 204 4000 SH 0 Sole 0 4000 0 0 CULLEN/FROST BANKERS INC Common 229899109 227 4405 SH 0 Sole 0 4405 0 0 CVS CAREMARK CORP Common 126650100 9165 256435 SH 0 Sole 0 232310 0 24125 ENDO PHARMACEUT HLDGS INC Common 29264F205 13672 604145 SH 0 Sole 0 557895 0 46250 ENERGY COAL RESOURCES-144A Common 29268G209 1926 119600 SH 0 Sole 0 117400 0 2200 ENSCO INTERNATIONAL INC Common 26874Q100 314 7380 SH 0 Sole 0 7380 0 0 ENTERPRISE PRODUCTS PARTNERS Common 293792107 328 11575 SH 0 Sole 0 11575 0 0 EXPRESS SCRIPTS INC Common 302182100 15184 195720 SH 0 Sole 0 179130 0 16590 FIDELITY NATIONAL INFORMATIO Common 31620M106 8956 351067 SH 0 Sole 0 315017 0 36050 FIRST AMERICAN FINCIAL HOLD Common 318782AAT 923 90000 SH 0 Sole 0 80000 0 10000 FOREST LABORATORIES INC Common 345838106 10527 357585 SH 0 Sole 0 333285 0 24300 GENZYME CORP Common 372917104 9195 162086 SH 0 Sole 0 149050 0 13036 GOLD FIELDS LTD-SPONS ADR Common 38059T106 141 10200 SH 0 Sole 0 10200 0 0 HCC INSURANCE HOLDINGS INC Common 404132102 310 11350 SH 0 Sole 0 11350 0 0 HESS CORP Common 42809H107 445 8330 SH 0 Sole 0 8330 0 0 HEWLETT-PACKARD CO Common 428236103 806 17075 SH 0 Sole 0 16900 0 175 HJ HEINZ CO Common 423074103 429 10780 SH 0 Sole 0 10780 0 0 HOLOGIC INC Common 436440101 15527 950275 SH 0 Sole 0 879400 0 70875 INTL BUSINESS MACHINES CORP Common 459200101 1049 8770 SH 0 Sole 0 8730 0 40 INTREPID POTASH INC Common 46121Y102 224 9480 SH 0 Sole 0 9480 0 0 JPMORGAN CHASE & CO Common 46625H100 718 16375 SH 0 Sole 0 16275 0 100 KANSAS CITY SOUTHERN Common 485170302 7835 295780 SH 0 Sole 0 271030 0 24750 KOHLS CORP Common 500255104 1229 21550 SH 0 Sole 0 21425 0 125 LOEWS CORP Common 540424108 8087 236120 SH 0 Sole 0 214745 0 21375 MAGELLAN MIDSTREAM PARTNERS Common 559080106 318 8455 SH 0 Sole 0 8455 0 0 MARATHON OIL CORP Common 565849106 259 8105 SH 0 Sole 0 8105 0 0 MCDERMOTT INTL INC Common 580037109 3503 138630 SH 0 Sole 0 138455 0 175 MONSANTO CO Common 61166W101 13056 168678 SH 0 Sole 0 156328 0 12350 MYLAN INC Common 628530107 10205 637435 SH 0 Sole 0 587035 0 50400 NII HOLDINGS INC Common 62913F201 10512 349715 SH 0 Sole 0 331565 0 18150 NUANCE COMMUNICATIONS INC Common 67020Y100 8086 540535 SH 0 Sole 0 492635 0 47900 PAID INC Common 69561N204 12 31000 SH 0 Sole 0 31000 0 0 POTASH CORP OF SASKATCHEWAN Common 73755L107 10511 116350 SH 0 Sole 0 106990 0 9360 PROCTER & GAMBLE CO/THE Common 742718109 201 3470 SH 0 Sole 0 3470 0 0 PROTECTIVE LIFE CORP Common 743674103 6262 292345 SH 0 Sole 0 262495 0 29850 RESEARCH IN MOTION Common 760975102 225 3325 SH 0 Sole 0 3325 0 0 SANDRIDGE ENERGY INC Common 80007P307 332 25615 SH 0 Sole 0 25615 0 0 SUPERIOR ENERGY SERVICES INC Common 868157108 300 13340 SH 0 Sole 0 13340 0 0 SYSCO CORP Common 871829107 1851 74480 SH 0 Sole 0 74305 0 175 TASER INTERNATIONAL INC Common 87651B104 182 38640 SH 0 Sole 0 38640 0 0 TELEPHONE AND DATA SYSTEMS Common 879433100 9545 307795 SH 0 Sole 0 285620 0 22175 TITAN INTERNATIONAL INC Common 88830M102 89 10000 SH 0 Sole 0 10000 0 0 TOWER GROUP INC Common 891777104 14676 601709 SH 0 Sole 0 559681 0 42028 US CELLULAR CORP Common 911684108 254 6500 SH 0 Sole 0 6500 0 0 VARIAN MEDICAL SYSTEMS INC Common 92220P105 13311 315948 SH 0 Sole 0 292773 0 23175 VERISIGN INC Common 92343E102 3397 143400 SH 0 Sole 0 143400 0 0 VERIZON COMMUNICATIONS INC Common 92343V104 8790 290385 SH 0 Sole 0 261810 0 28575 WALT DISNEY CO/THE Common 254687106 2738 99725 SH 0 Sole 0 99725 0 0 WASTE MANAGEMENT INC Common 94106L109 797 26730 SH 0 Sole 0 26730 0 0 WATERS CORP Common 941848103 5842 104575 SH 0 Sole 0 91450 0 13125 WRIGHT MEDICAL GROUP INC Common 98235T107 18844 1055103 SH 0 Sole 0 991053 0 64050
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