0001225208-13-003820.txt : 20130212 0001225208-13-003820.hdr.sgml : 20130212 20130212171536 ACCESSION NUMBER: 0001225208-13-003820 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130208 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 4143424680 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER JOHN P CENTRAL INDEX KEY: 0001467127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 13598228 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON, INC. STREET 2: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2013-02-08 0000793952 HARLEY DAVIDSON INC HOG 0001467127 BAKER JOHN P HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 GM, Corp Strat,Bus Dev & Susta Common Stock 2013-02-08 4 M 0 2668.0000 22.6300 A 4520.0000 D Common Stock 2013-02-08 4 F 0 460.0000 52.8600 D 4060.0000 D Common Stock 2013-02-08 4 S 0 2668.0000 53.1625 D 1392.0000 D Common Stock 2013-02-08 4 J 0 13029.6290 52.8600 D 1539.3913 I By 401(k) Common Stock (restricted stock) 7803.0000 D Stock Option (right to buy) 22.6300 2013-02-08 4 M 0 2668.0000 0.0000 D 2011-02-10 2020-02-10 Common Stock 2668.0000 1334.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 3873.0000 3873.0000 D Stock Option (right to buy) 45.3200 2013-02-06 2022-02-06 Common Stock 3978.0000 3978.0000 D Stock Option (right to buy) 41.3300 2012-02-09 2021-02-09 Common Stock 2271.0000 2271.0000 D Stock Option (right to buy) 12.3000 2010-02-12 2019-02-12 Common Stock 2054.0000 2054.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 951.0000 951.0000 D Stock Option (right to buy) 61.2000 2006-02-15 2015-02-15 Common Stock 1102.0000 1102.0000 D On 2/8/2013, 1308 shares of restricted stock vested. 460 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 848 shares are now reflected as common stock. On 2/8/2013, Mr. Baker rebalanced the holdings in his 401(k) account. The shares of unvested restricted stock granted 2/12/09 were granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan and are subject to forfeiture until completion of a four-year vesting period. The restricted stock granted 2/10/10, 2/9/11, 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant. All options are currently exercisable. Paul J. Jones, as power of attorney 2013-02-08