0000793547-16-000041.txt : 20160210
0000793547-16-000041.hdr.sgml : 20160210
20160210175238
ACCESSION NUMBER: 0000793547-16-000041
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160210
DATE AS OF CHANGE: 20160210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NAVIGATORS GROUP INC
CENTRAL INDEX KEY: 0000793547
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133138397
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 ATLANTIC STREET
STREET 2: 8TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-905-6090
MAIL ADDRESS:
STREET 1: 400 ATLANTIC STREET
STREET 2: 8TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEEKS MONICA
CENTRAL INDEX KEY: 0001277022
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15886
FILM NUMBER: 161406992
MAIL ADDRESS:
STREET 1: C/O THE NAVIGATORS GROUP INC
STREET 2: ONE PENN PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10119
5
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
5
2015-12-31
0
0
0
0000793547
NAVIGATORS GROUP INC
NAVG
0001277022
DEEKS MONICA
C/O THE NAVIGATORS GROUP INC
400 ATLANTIC STREET, 8TH FLOOR
STAMFORD
CT
06901
0
0
1
0
Common Stock par value $.10 per share
2015-02-12
5
G
0
30713
0
D
2107947
I
See Footnote(10)
Common Stock par value $.10 per share
2015-02-12
5
G
0
215697
0
D
2107947
I
See Footnote(10)
Common Stock par value $.10 per share
2015-03-25
5
G
0
789917
0
A
2107947
I
See Footnote(10)
Common Stock par value $.10 per share
2015-05-15
5
S
0
10000
77.38
D
2107947
I
See Footnote(10)
Common Stock par value $.10 per share
2015-12-12
5
G
0
5000
0
D
2107947
I
See Footnote(10)
Common Stock par value $.10 per share
2015-12-15
5
S
0
9142
85.41
D
2107947
I
See Footnote(10)
Common Stock par value $.10 per share
2015-12-31
5
G
0
250659
0
D
2107947
I
See Footnote(10)
Common Stock par value $.10 per share
2015-12-31
5
G
0
215570
0
D
2107947
I
See Footnote(10)
Common Stock par value $.10 per share
2015-12-31
5
G
0
186589
0
D
2107947
I
See Footnote(10)
Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2012 Qualified Three Year Annuity Trust (the "2012 Trust"), of which the Reporting Person was trustee.
Represents distribution in kind by the 2012 Trust to trusts for the benefit of Reporting Person's children or grandchildren.
Represents gift by Terence N. Deeks to the Terence N. Deeks 2015 Qualified Three Year Annuity Trust (the "2015 Trust"), of which the Reporting Person is trustee.
Represents sale by Terence N. Deeks, the Reporting Person's husband.
Represents a gift to the Deeks Family Foundation (the "Foundation").
Represents sale by Terence N. Deeks, the Reporting Person's husband.
Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2013 Qualified Three Year Annuity Trust (the "2013 Trust"), of which the Reporting Person is trustee.
Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2014 Qualified Three Year Annuity Trust (the "2014 Trust"), of which the Reporting Person is trustee.
Represents distribution in kind to Terence N. Deeks by the 2015 Trust, of which the Reporting Person is trustee.
The Reporting Person is the sole trustee of the 2013 Trust, 2014 Trust and 2015 Trust (collectively the "Trusts"). Includes 1,362,482 shares held by the Trusts as of December 31, 2015, 33,200 shares owned jointly with the Reporting Person's husband, Terence N. Deeks, and 27, 000 shares held by the Foundation. Includes 685,265 shares held by the Reporting Person's spouse directly. The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest she may be deemed to hold therein.
Emily B. Miner, attorney-in-fact
2016-02-10