0000793547-11-000022.txt : 20110811 0000793547-11-000022.hdr.sgml : 20110811 20110811182549 ACCESSION NUMBER: 0000793547-11-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110809 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duca Christopher C CENTRAL INDEX KEY: 0001488406 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15886 FILM NUMBER: 111028799 MAIL ADDRESS: STREET 1: C/O THE NAVIGATORS GROUP, INC. STREET 2: 6 INTERNATIONAL DRIVE, STE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIGATORS GROUP INC CENTRAL INDEX KEY: 0000793547 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133138397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6 INTERNATIONAL DR STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 9149348999 MAIL ADDRESS: STREET 1: 6 INTERNATIONAL DR STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-08-09 0 0000793547 NAVIGATORS GROUP INC NAVG 0001488406 Duca Christopher C C/O THE NAVIGATORS GROUP, INC. 6 INTERNATIONAL DRIVE, STE 100 RYE BROOK NY 10573 0 1 0 0 President & CEO, NMC (sub) Common Stock 2011-08-09 4 M 0 10000 19.1 A 26082 D Common Stock 2011-08-09 4 D 0 10000 42.34 D 16082 D Common Stock 2011-08-09 4 M 0 10000 19.1 A 26082 D Common Stock 2011-08-10 4 S 0 3900 40.74 D 22182 D Common Stock 500 I Held by Reporting Person's Spouse Stock Appreciation Rights 19.1 2011-08-09 4 M 0 10000 0 D 2011-09-01 Common Stock 10000 0 D Employee Stock Option (right to buy) 19.1 2011-08-09 4 M 0 10000 0 D 2011-09-01 Common Stock 10000 0 D Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control. Vested in four equal installments on September 1, 2002, 2004, 2004 and 2005. Emily B. Miner, attorney-in-fact 2011-08-11