0001567619-19-019343.txt : 20191008 0001567619-19-019343.hdr.sgml : 20191008 20191008150921 ACCESSION NUMBER: 0001567619-19-019343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190228 FILED AS OF DATE: 20191008 DATE AS OF CHANGE: 20191008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merwe Jaco van der CENTRAL INDEX KEY: 0001683999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 191142624 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2019-02-28 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001683999 Merwe Jaco van der 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 Group President-Infrastructure Common Stock 2019-02-28 4 A 0 299 39.09 A 6878 D Phantom Stock 2019-10-07 4 A 0 77.7735 29.8945 A Common Stock 77.7735 646.1477 D Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acquire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Reported transaction represents grant of RSUs for 2018 performance under the Company's 2011 Incentive Plan not reported earlier due to a inadvertent omission. RSUs convert to common stock on a one-to-one basis at a later date. Robert Taylor, attorney in fact for Jaco van der Merwe 2019-10-08