0001567619-18-001964.txt : 20180831 0001567619-18-001964.hdr.sgml : 20180831 20180831095328 ACCESSION NUMBER: 0001567619-18-001964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180830 FILED AS OF DATE: 20180831 DATE AS OF CHANGE: 20180831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwarz Jeffrey M. CENTRAL INDEX KEY: 0001611588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 181048758 MAIL ADDRESS: STREET 1: 86470 FRANKLIN BLVD CITY: EUGENE STATE: OR ZIP: 97405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2018-08-30 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001611588 Schwarz Jeffrey M. 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 Group President-AAM US Common Stock 2850 D Common Stock 544 D Phantom Stock 2018-08-30 4 A 0 1.3035 48.9925 A Common Stock 1.3035 581.8942 D Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction represents the automatic reinvestment of Astec's quarterly dividend to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market as previously approved by the company's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert C Taylor, attorney in fact for Jeffrey M Schwarz 2018-08-31