0001140361-18-017917.txt : 20180410 0001140361-18-017917.hdr.sgml : 20180410 20180410095015 ACCESSION NUMBER: 0001140361-18-017917 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180409 FILED AS OF DATE: 20180410 DATE AS OF CHANGE: 20180410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON STEPHEN C CENTRAL INDEX KEY: 0001276725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 18747016 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2018-04-09 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001276725 ANDERSON STEPHEN C 1725 SHEPHERD RD. CHATTANOOGA TN 37343 0 1 0 0 VP-Administration & Corp Sec Common Stock 95.4819 I by 401(k) Plan Common Stock 3316 D Phantom Stock 2018-04-09 4 A 0 203.7008 54.2266 A Common Stock 203.7008 203.7008 D Shares held in the reporting person's 401(k) account are based upon a plan statement dated April 9, 2018. Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction represents Astec's quarterly contribution to reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert C. Taylor, attorney in fact for Stephen C. Anderson 2018-04-10