0001140361-18-001835.txt : 20180112 0001140361-18-001835.hdr.sgml : 20180112 20180112114010 ACCESSION NUMBER: 0001140361-18-001835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180110 FILED AS OF DATE: 20180112 DATE AS OF CHANGE: 20180112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Irvine John J. III CENTRAL INDEX KEY: 0001670056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 18525160 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2018-01-10 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001670056 Irvine John J. III 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President-Roadtec, Inc. Common Stock 689 D Common Stock 673 D Phantom Stock 2018-01-10 4 A 0 84.9992 60.33 A Common Stock 84.9992 693.7102 D Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert C Taylor, attorney in fact for John J. Irvine III 2018-01-12