0001140361-17-015497.txt : 20170411 0001140361-17-015497.hdr.sgml : 20170411 20170411094024 ACCESSION NUMBER: 0001140361-17-015497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170407 FILED AS OF DATE: 20170411 DATE AS OF CHANGE: 20170411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GONIGAM TIMOTHY D CENTRAL INDEX KEY: 0001182952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 17755051 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2017-04-07 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001182952 GONIGAM TIMOTHY D 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President-Astec Mobile Screens Common Stock 425.923 I by 401(k) Plan Common Stock 452 D Phantom Stock 2017-04-07 4 A 0 129.0654 62.0073 A Common Stock 129.0654 6391.0042 D Shares owned in reporting person's 401(k) account are based upon a Plan statement dated April 11, 2017. Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction represents Astec's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for Timothy Gonigam 2017-04-11