0001140361-16-064498.txt : 20160511 0001140361-16-064498.hdr.sgml : 20160511 20160511141014 ACCESSION NUMBER: 0001140361-16-064498 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160510 FILED AS OF DATE: 20160511 DATE AS OF CHANGE: 20160511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swanson Malcolm L CENTRAL INDEX KEY: 0001594483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 161639327 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2016-05-10 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001594483 Swanson Malcolm L 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President-Astec, Inc. Common Stock 2016-05-10 4 S 0 2987 49.33 D 160 D Common Stock 319.2005 I by 401(k) Plan Phantom Stock Common Stock 1168.0943 1168.0943 D Shares held in 401k are based upon plan statement dated May 11, 2016. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert C Taylor, attorney in fact for Malcolm L. Swanson 2016-05-11