0001140361-12-002893.txt : 20120118 0001140361-12-002893.hdr.sgml : 20120118 20120118120617 ACCESSION NUMBER: 0001140361-12-002893 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120117 FILED AS OF DATE: 20120118 DATE AS OF CHANGE: 20120118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cline Joe K CENTRAL INDEX KEY: 0001425958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 12531402 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0304 4 2012-01-17 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001425958 Cline Joe K 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President, Astec Underground Common Stock 2174 D Common Stock 906.3488 I in 401k account Phantom Stock 2012-01-17 4 A 0 49.5746 35.381 A Common Stock 49.5746 1121.1332 D Total reported holdings are restricted stock units that convert to common stock on a one-for-one basis at a later date. Reported transaction is a Company contribution to reporting person's SERP account that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Shares held in the reporting person's 401(k) account are based upon a plan statement dated January 18, 2012. Robert C. Taylor, attorney in fact for Joe K. Cline 2012-01-18