0001140361-11-049323.txt : 20111013 0001140361-11-049323.hdr.sgml : 20111013 20111013111912 ACCESSION NUMBER: 0001140361-11-049323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111012 FILED AS OF DATE: 20111013 DATE AS OF CHANGE: 20111013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cline Joe K CENTRAL INDEX KEY: 0001425958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 111138838 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0304 4 2011-10-12 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001425958 Cline Joe K 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President, Astec Underground Common Stock 2174 D Common Stock 906.3488 I in 401k account Phantom Stock 2011-10-12 4 A 0 63.2565 32.3445 A Common Stock 63.2565 1071.5586 D Total reported holdings are restricted stock units that convert to common stock on a one-for-one basis at a later date. Reported transaction is a Company contribution to reporting person's SERP account that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Shares held in the reporting person's 401(k) account are based upon a plan statement dated October 13, 2011. Robert C. Taylor, attorney in fact for Joe K. Cline 2011-10-13