0001209191-16-096151.txt : 20160205 0001209191-16-096151.hdr.sgml : 20160205 20160205204509 ACCESSION NUMBER: 0001209191-16-096151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160203 FILED AS OF DATE: 20160205 DATE AS OF CHANGE: 20160205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYPRESS SEMICONDUCTOR CORP /DE/ CENTRAL INDEX KEY: 0000791915 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942885898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 198 CHAMPION COURT CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089432600 MAIL ADDRESS: STREET 1: 198 CHAMPION COURT CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RODGERS THURMAN J CENTRAL INDEX KEY: 0001183967 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10079 FILM NUMBER: 161393757 MAIL ADDRESS: STREET 1: 198 CHAMPION COURT CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-03 0 0000791915 CYPRESS SEMICONDUCTOR CORP /DE/ CY 0001183967 RODGERS THURMAN J 198 CHAMPION COURT SAN JOSE CA 95134 1 1 0 0 PRESIDENT & CEO Common Stock 2016-02-03 4 M 0 18500 A 8419515 D Common Stock 2016-02-03 4 F 0 7151 7.35 D 8412364 D Common Stock 2016-02-03 4 M 0 60000 A 8472364 D Common Stock 2016-02-03 4 F 0 22548 7.35 D 8449816 D Common Stock 2016-02-04 4 P 0 6000 A 8455816 D Common Stock 100000 I By trust Common Stock 210000 I By trust Common Stock 210000 I By trust Performance and Service Based Restricted Stock Units 2016-02-03 4 M 0 18500 D Common Stock 18500 0 D Performance and Service Based Restricted Stock Units 2016-02-03 4 M 0 60000 D Common Stock 60000 120000 D Represents the aggregate number of shares of Issuer common stock acquired upon vesting of the performance and service based Restricted Stock Units (the "RSUs"). Upon vesting, the RSUs convert into Issuer common stock on a one-for-one basis. Represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3. These shares were purchased in multiple transactions at prices ranging from $7.465 to $7.490 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. These shares are held by The Rodgers Massey 2012 Residences Trust, for which the Reporting Person and his spouse serve as co-trustees. These shares are held by the T.J. Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee. These shares are held by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee. Represents a contingent right to receive Issuer common stock on a one-for-one basis. On March 29, 2014, the Reporting Person was granted 74,000 performance and service based RSUs, vesting in two (2) installments beginning on January 16, 2015, previously reported as January 23, 2015, and then on January 29, 2016, subject to and following approval by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On February 3, 2016, the Committee determined that the performance and service criteria had been satisfied with respect to the vesting of the RSUs. The grant award is fully vested. On March 3, 2015, the Reporting Person was granted 180,000 performance and service based RSUs, vesting in three (3) equal annual installments beginning on January 29, 2016, subject to and following approval by the Committee. On February 3, 2016, the Committee determined that the performance and service criteria had been satisfied with respect to the vesting of the RSUs. On March 3, 2015, the Reporting Person was granted 180,000 performance and service based RSUs, vesting in three (3) equal annual installments beginning on January 29, 2016, subject to and following approval by the Committee. /s/ Pamela Tondreau, attorney-in-fact for THURMAN J. RODGERS 2016-02-05