0000791908-17-000011.txt : 20170323 0000791908-17-000011.hdr.sgml : 20170323 20170323103113 ACCESSION NUMBER: 0000791908-17-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170321 FILED AS OF DATE: 20170323 DATE AS OF CHANGE: 20170323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XOMA Corp CENTRAL INDEX KEY: 0000791908 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942756657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5106441170 MAIL ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: XOMA LTD /DE/ DATE OF NAME CHANGE: 19990107 FORMER COMPANY: FORMER CONFORMED NAME: XOMA CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURNS THOMAS M. CENTRAL INDEX KEY: 0001638479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14710 FILM NUMBER: 17708749 MAIL ADDRESS: STREET 1: 2910 SEVENTH STREET CITY: BERKELEY STATE: CA ZIP: 94710 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-03-21 0 0000791908 XOMA Corp XOMA 0001638479 BURNS THOMAS M. C/O XOMA CORPORATION 2910 SEVENTH STREET BERKELEY CA 94710 0 1 0 0 VP, Finance & Chief Financial Common Shares 2017-03-21 4 S 0 2598 5.4003 D 6555 D Common Shares 2390 I by 401(k) Indirect ownership includes shares acquired from a 401(k) match accumulated during 2016 and purchased on 1/26/2017, deemed not reportable. Shares sold on the open market to satisfy the taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's incentive plan. Shares sold at multiple prices between $5.40 and $5.4004 with a weighted average sale price of $5.400337. Includes unvested RSUs previously reported on Table I. Thomas M. Burns 2017-03-23