0000791908-14-000170.txt : 20141216
0000791908-14-000170.hdr.sgml : 20141216
20141216130122
ACCESSION NUMBER: 0000791908-14-000170
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141215
FILED AS OF DATE: 20141216
DATE AS OF CHANGE: 20141216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XOMA Corp
CENTRAL INDEX KEY: 0000791908
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 942756657
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2910 SEVENTH ST
CITY: BERKELEY
STATE: CA
ZIP: 94710
BUSINESS PHONE: 5106441170
MAIL ADDRESS:
STREET 1: 2910 SEVENTH ST
CITY: BERKELEY
STATE: CA
ZIP: 94710
FORMER COMPANY:
FORMER CONFORMED NAME: XOMA LTD /DE/
DATE OF NAME CHANGE: 19990107
FORMER COMPANY:
FORMER CONFORMED NAME: XOMA CORP /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUBIN PAUL D
CENTRAL INDEX KEY: 0001210905
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14710
FILM NUMBER: 141289035
MAIL ADDRESS:
STREET 1: 37 GREYSTONE LANE
CITY: SUDBURY
STATE: MA
ZIP: 01776
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-12-15
0
0000791908
XOMA Corp
XOMA
0001210905
RUBIN PAUL D
C/O XOMA CORPORATION
2910 SEVENTH STREET
BERKELEY
CA
94710
0
1
0
0
Sr. VP Clinical Dev. & CMO
Common Shares
2014-12-15
4
M
0
1600.0
3.04
A
73621
D
Common Shares
2014-12-15
4
S
0
1600.0
4.6256
D
72021
D
Common Shares
5310
I
by 401(k)
Incentive Share Option (right to buy)
3.04
2014-12-15
4
M
0
1600.0
3.04
D
2021-05-31
Common Shares
1600
70440
D
This transaction was made pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2014.
This transaction was executed in multiple trades ranging at prices from $4.62 to $4.555.The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Company or a security holder of the Company full information regarding the number of shares and prices at which the transactions were effected.
Incentive Stock Option exercisable in conjunction with matching Non-Qualified Stock Option as to (a) 25% of the option shares upon the first anniversary of the date of grant, and (b) the remaining 75% of the option shares in thirty-six (36) equal and consecutive monthly installments beginning one year and one month after the date of grant.
By: Russell J. Wood For: Paul D. Rubin
2014-12-16