Chief Operating Officer

0001567619-20-003097.txt : 20200213 0001567619-20-003097.hdr.sgml : 20200213 20200212192716 ACCESSION NUMBER: 0001567619-20-003097 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200212 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARRET ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0000791490 IRS NUMBER: 134113321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01317 FILM NUMBER: 20606434 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125933800 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CARRET ASSET MANAGEMENT DATE OF NAME CHANGE: 20040823 FORMER COMPANY: FORMER CONFORMED NAME: CARRET & CO LLC DATE OF NAME CHANGE: 20001010 FORMER COMPANY: FORMER CONFORMED NAME: CARRET & CO INC DATE OF NAME CHANGE: 19990326 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000791490 XXXXXXXX 12-31-2019 12-31-2019 CARRET ASSET MANAGEMENT, LLC

320 PARK AVENUE 18TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-01317 N Marco Vega Chief Operating Officer 212-207-2304 /s/ Marco Vega New York NY 02-12-2020 0 272 685582 false INFORMATION TABLE 2 form13fInfoTable.xml 3M COMPANY COM 88579y101 2974 16858 SH SOLE 8698 0 8160 ABBOTT LABORATORIES COM 002824100 5301 61028 SH SOLE 11160 0 49868 ABBVIE INC COM 00287Y109 6148 69436 SH SOLE 15526 0 53910 ADOBE INC COM 00724F101 1617 4903 SH SOLE 0 0 4903 AES CORP COM 00130h105 206 10367 SH SOLE 5900 0 4467 AFLAC INC COM 001055102 347 6566 SH SOLE 0 0 6566 AIR PRODS & CHEMS COM 009158106 275 1171 SH SOLE 0 0 1171 AKAMAI TECHNOLOGIES COM 00971T101 959 11100 SH SOLE 400 0 10700 ALLIANT ENERGY CORP COM 018802108 230 4200 SH SOLE 4000 0 200 ALLSTATE CORP COM 020002101 6138 54584 SH SOLE 21386 0 33198 ALPHABET INC CL A COM 02079K305 9149 6831 SH SOLE 906 0 5925 ALPHABET INC CL C COM 02079K107 13842 10353 SH SOLE 2042 0 8311 AMAZON.COM, INC COM 023135106 4740 2565 SH SOLE 180 0 2385 AMERICAN ELEC PWR COM 025537101 6839 72363 SH SOLE 26625 0 45738 AMERICAN EXPRESS CO COM 025816109 8502 68292 SH SOLE 24920 0 43372 AMERICAN INTL GROUP INC COM 026874784 285 5546 SH SOLE 500 0 5046 AMERICAN WATER WORKS INC COM 030420103 689 5606 SH SOLE 4566 0 1040 AMERIPRISE FINANCIAL INC COM 03076C106 1719 10321 SH SOLE 6661 0 3660 AMETEK INC NEW COM 031100100 1423 14270 SH SOLE 0 0 14270 AMGEN INC COM 031162100 1344 5575 SH SOLE 1310 0 4265 ANALOG DEVICES INC COM COM 032654105 1409 11860 SH SOLE 1750 0 10110 APPLE INC COM 037833100 36647 124799 SH SOLE 20289 0 104510 APPLIED MATERIALS INC DELAWARE COM 038222105 2577 42212 SH SOLE 13575 0 28637 ASSOCIATES FIRST CAPITAL CORPO COM 046008207 0 16000 SH SOLE 0 0 16000 AT&T INC COM 00206r102 7324 187414 SH SOLE 63318 0 124096 AUTOMATIC DATA PROCESSING INC. COM 053015103 2319 13599 SH SOLE 3382 0 10217 AVNET INC COM 053807103 488 11497 SH SOLE 9225 0 2272 BANK NEW YORK MELLON CORP COM 064058100 1544 30680 SH SOLE 16517 0 14163 BANK OF AMERICA CORP COM 060505104 6489 184246 SH SOLE 86866 0 97380 BECTON DICKINSON & CO COM 075887109 3260 11988 SH SOLE 2455 0 9533 BERKSHIRE HATHAWAY - A COM 084670108 5094 15 SH SOLE 0 0 15 BERKSHIRE HATHAWAY INC CL B COM 084670702 15735 69470 SH SOLE 16892 0 52578 BLACKROCK INC COM 09247X101 219 435 SH SOLE 0 0 435 BOEING CO COM 097023105 3049 9360 SH SOLE 20 0 9340 BOMBARDIER INC CL B SUB-VTG COM 097751200 33 22500 SH SOLE 0 0 22500 BRISTOL MYERS SQUIBB CO COM 110122108 2505 39030 SH SOLE 7650 0 31380 CAMDEN PROPERTY TRUST COM 133131102 559 5266 SH SOLE 3204 0 2062 CARNIVAL CORP COM 143658300 1802 35457 SH SOLE 14405 0 21052 CARPENTER TECHNOLOGY COM 144285103 1408 28279 SH SOLE 0 0 28279 CATERPILLAR INC COM 149123101 347 2350 SH SOLE 0 0 2350 CERNER CORP COM 156782104 404 5500 SH SOLE 0 0 5500 CHECK POINT SOFTWARE TECHNOLOG COM M22465104 216 1950 SH SOLE 550 0 1400 CHEVRON CORP COM 166764100 11217 93081 SH SOLE 24684 0 68397 CHUBB LIMITED COM H1467J104 391 2514 SH SOLE 656 0 1858 CHURCH & DWIGHT CO INC COM 171340102 5739 81594 SH SOLE 8000 0 73594 CISCO SYS INC COM 17275r102 11174 232988 SH SOLE 75960 0 157028 CITIGROUP INC COM 172967424 6017 75315 SH SOLE 20432 0 54883 CLOROX COMPANY DE COM 189054109 576 3750 SH SOLE 0 0 3750 CME GROUP INC COM 12572Q105 348 1735 SH SOLE 410 0 1325 COCA-COLA CO COM 191216100 889 16061 SH SOLE 8980 0 7081 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 273 4400 SH SOLE 3250 0 1150 COLGATE PALMOLIVE CO COM 194162103 1422 20658 SH SOLE 0 0 20658 COMCAST CORP CL A COM 20030n101 5102 113445 SH SOLE 72877 0 40568 CONOCOPHILLIPS COM 20825c104 3929 60415 SH SOLE 9380 0 51035 CONSOLIDATED EDISON INC COM 209115104 403 4460 SH SOLE 1610 0 2850 CORNING INC COM 219350105 4201 144298 SH SOLE 45700 0 98598 CORTEVA INC COM 22052L104 849 28718 SH SOLE 9200 0 19518 COSTCO WHOLESALE CORP. COM 22160K105 331 1128 SH SOLE 0 0 1128 CRANE CO. COM 224399105 318 3680 SH SOLE 500 0 3180 CVS HEALTH CORPORATION COM 126650100 8129 109426 SH SOLE 37549 0 71877 D R HORTON INC COM COM 23331A109 1889 35815 SH SOLE 9500 0 26315 DANAHER CORP COM 235851102 261 1700 SH SOLE 0 0 1700 DEERE & CO COM 244199105 1199 6919 SH SOLE 200 0 6719 DELTA AIR LINES INC COM 247361702 2122 36289 SH SOLE 12770 0 23519 DIGITAL REALTY TRUST INC COM 253868103 300 2505 SH SOLE 300 0 2205 DISCOVER FINANCIAL SVCS COM 254709108 335 3947 SH SOLE 1500 0 2447 DISCOVERY HLDG CO-A W/I COM 25470F104 354 10800 SH SOLE 300 0 10500 DOMINION ENERGY, INC. COM 25746U109 4221 50962 SH SOLE 17950 0 33012 DOW CHEM CO COM COM 260557103 3539 64657 SH SOLE 16949 0 47708 DUKE ENERGY CORP COM 26441c204 973 10673 SH SOLE 1992 0 8681 DUPONT DE NEMOURS INC COM 26614N102 2831 44095 SH SOLE 9397 0 34698 EASTGROUP PROPERTIES INC COM 277276101 600 4524 SH SOLE 3999 0 525 EASTMAN CHEMICAL COM 277432100 1429 18029 SH SOLE 3515 0 14514 EATON CORP COM g29183103 4095 43229 SH SOLE 8420 0 34809 EBAY INC COM COM 278642103 851 23565 SH SOLE 10050 0 13515 ELI LILLY & CO COM 532457108 1029 7831 SH SOLE 0 0 7831 EMERSON ELECTRIC CO COM 291011104 2409 31588 SH SOLE 2850 0 28738 EXXON MOBIL CORP COM 30231g102 6795 97379 SH SOLE 22260 0 75119 FACEBOOK INC A COM 30303M102 7565 36856 SH SOLE 6315 0 30541 FEDEX CORPORATION COM 31428X106 4262 28187 SH SOLE 5000 0 23187 FIDELITY NATIONAL FINANCIAL COM 31620R303 1191 26270 SH SOLE 8550 0 17720 FIFTH THIRD BANCORP COM 316773100 2019 65680 SH SOLE 3100 0 62580 FNB CORP COM COM 302520101 623 49089 SH SOLE 29773 0 19316 FORD MTR CO COM 345370860 109 11703 SH SOLE 0 0 11703 FREDDIE MAC COM 313400301 48 15900 SH SOLE 2500 0 13400 FULTON FINL CORP PA COM COM 360271100 552 31651 SH SOLE 31651 0 0 GENERAL ELECTRIC CO COM 369604103 657 58836 SH SOLE 34539 0 24297 GENERAL MILLS INC COM 370334104 278 5199 SH SOLE 0 0 5199 GENERAL MOTORS CORP COM 37045V100 742 20285 SH SOLE 5275 0 15010 GENL DYNAMICS CORP COM COM 369550108 704 3992 SH SOLE 350 0 3642 GILEAD SCIENCES COM 375558103 486 7479 SH SOLE 1700 0 5779 GOLDMAN SACHS GROUP INC COM 38141G104 1955 8504 SH SOLE 0 0 8504 GREIF BROS CORP CLASS A COM 397624107 314 7100 SH SOLE 0 0 7100 HARTFORD FINANCIAL SERVICES GR COM 416515104 4833 79525 SH SOLE 18047 0 61478 HARVEST HEALTH & RECREATION IN COM 41755M102 63 20000 SH SOLE 0 0 20000 HCA HEALTHCARE INC. COM 40412C101 988 6685 SH SOLE 2210 0 4475 HERSHEY COMPANY COM 427866108 1690 11500 SH SOLE 0 0 11500 HOME DEPOT INC COM 437076102 4076 18665 SH SOLE 6375 0 12290 HONEYWELL INTL INC COM 438516106 2443 13800 SH SOLE 6043 0 7757 HORMEL FOODS CORP COM 440452100 2612 57893 SH SOLE 6000 0 51893 HUNTINGTON BANCSHARES INC COM 446150104 665 44120 SH SOLE 0 0 44120 ILLINOIS TOOL WORKS INC COM 452308109 2929 16304 SH SOLE 1500 0 14804 INTEL CORP COM 458140100 15812 264192 SH SOLE 74011 0 190181 INTL BUSINESS MACHINES CORP COM 459200101 4289 31999 SH SOLE 11510 0 20489 INTL PAPER CO COM 460146103 2834 61546 SH SOLE 13000 0 48546 IQVIA HOLDINGS INC COM 46266C105 1485 9610 SH SOLE 4750 0 4860 JOHNSON & JOHNSON COM 478160104 16870 115647 SH SOLE 41574 0 74073 JPMORGAN CHASE & CO COM 46625h100 24434 175279 SH SOLE 39581 0 135698 KEYCORP -NEW COM 493267108 439 21669 SH SOLE 8829 0 12840 KIMBERLY CLARK CORP COM 494368103 1967 14298 SH SOLE 7743 0 6555 L3HARRIS TECHNOLOGIES INC COM 502431109 2997 15148 SH SOLE 4030 0 11118 LAM RESEARCH CORP COM COM 512807108 3737 12780 SH SOLE 1550 0 11230 LIQUIDMETAL TECHNOLOGIES INC COM 53634X100 1 10000 SH SOLE 0 0 10000 LOCKHEED MARTIN CORP COM 539830109 846 2172 SH SOLE 0 0 2172 LOWES COS INC COM 548661107 1146 9573 SH SOLE 0 0 9573 MARATHON PETROLEUM CORP COM 56585A102 1123 18640 SH SOLE 14440 0 4200 MARRIOTT INTL INC NEW CL A COM 571903202 578 3816 SH SOLE 3116 0 700 MASTERCARD INC CL A COM COM 57636Q104 5010 16778 SH SOLE 0 0 16778 MCDONALDS CORP COM 580135101 3307 16735 SH SOLE 2240 0 14495 MERCK & CO INC COM 58933Y105 7336 80658 SH SOLE 30333 0 50325 METLIFE COM 59156R108 4568 89614 SH SOLE 35335 0 54279 MICRON TECHNOLOGY INC COM 595112103 223 4150 SH SOLE 800 0 3350 MICROSOFT CORP COM 594918104 24957 158256 SH SOLE 41768 0 116488 MONDELEZ INTERNATIONAL INC COM 609207105 1446 26246 SH SOLE 10441 0 15805 MORGAN STANLEY COM 617446448 1069 20913 SH SOLE 1393 0 19520 NETFLIX COM INC COM COM 64110L106 3437 10622 SH SOLE 430 0 10192 NEXTERA ENERGY INC COM 65339F101 998 4122 SH SOLE 0 0 4122 NIKE INC - B COM 654106103 1683 16610 SH SOLE 5500 0 11110 NORFOLK SOUTHERN CORP COM 655844108 1154 5945 SH SOLE 0 0 5945 NORTHWEST NATURAL HOLDING CO COM 66765N105 292 3956 SH SOLE 0 0 3956 NVIDIA CORP COM 67066G104 327 1390 SH SOLE 0 0 1390 OCCIDENTAL PETE COM 674599105 295 7161 SH SOLE 1210 0 5951 ONEOK INC NEW COM 682680103 555 7335 SH SOLE 984 0 6351 ORACLE CORP COM 68389X105 5282 99696 SH SOLE 13550 0 86146 PARKER HANNIFIN CORP COM 701094104 4095 19897 SH SOLE 2000 0 17897 PENNSYLVANIA REAL EST TR COM 709102107 713 133733 SH SOLE 0 0 133733 PENUMBRA, INC. COM 70975L107 26045 158551 SH SOLE 0 0 158551 PEOPLES UTD FINL INC COM COM 712704105 302 17899 SH SOLE 0 0 17899 PEPSICO INC COM 713448108 10720 78437 SH SOLE 19540 0 58897 PERKINELMER INC COM 714046109 299 3080 SH SOLE 3080 0 0 PFIZER INC COM 717081103 4828 123233 SH SOLE 47126 0 76107 PHILIP MORRIS INTERNATIONAL COM 718172109 386 4540 SH SOLE 300 0 4240 PHILLIPS 66 COM 718546104 1920 17234 SH SOLE 1016 0 16218 PIONEER NATURAL RESOURCES CO COM 723787107 548 3620 SH SOLE 0 0 3620 PNC FINANCIAL SERVICES GROUP COM 693475105 6220 38965 SH SOLE 12117 0 26848 PRINCIPAL FINANCIAL GROUP INC COM 74251V102 520 9450 SH SOLE 6200 0 3250 PROCTER & GAMBLE CO COM 742718109 7229 57880 SH SOLE 18221 0 39659 PROGRESSIVE CORP-OHIO- COM 743315103 1346 18600 SH SOLE 5000 0 13600 PUBLIC SVC ENTERPRISE GROUP IN COM 744573106 221 3741 SH SOLE 650 0 3091 QUALCOMM INC COM 747525103 375 4253 SH SOLE 0 0 4253 RAYTHEON COMPANY NEW COM 755111507 317 1442 SH SOLE 0 0 1442 ROYAL CARRBN CRUISES LTD COM v7780t103 453 3392 SH SOLE 1590 0 1802 SCHLUMBERGER LTD COM 806857108 210 5215 SH SOLE 1480 0 3735 SOUTHERN CO COM 842587107 5698 89457 SH SOLE 32411 0 57046 STANLEY BLACK & DECKER INC COM 854502101 990 5973 SH SOLE 4278 0 1695 STRYKER CORP COM 863667101 210 1000 SH SOLE 0 0 1000 SYSCO CORP COM 871829107 1938 22655 SH SOLE 750 0 21905 TARGET CORP COM 87612E106 8702 67873 SH SOLE 19765 0 48108 TEXAS INSTRUMENTS INC COM 882508104 722 5624 SH SOLE 3350 0 2274 THE BLACKSTONE GROUP INC COM 09260D107 1172 20958 SH SOLE 5890 0 15068 THE KRAFT HEINZ COMPANY COM 500754106 1588 49409 SH SOLE 11600 0 37809 THERMO FISHER SCIENTIFIC INC COM 883556102 3842 11826 SH SOLE 5380 0 6446 TIFFANY & CO NEW COM 886547108 933 6982 SH SOLE 0 0 6982 TRAVELERS COMPANIES INC COM 89417E109 6789 49571 SH SOLE 22848 0 26723 UBER TECHNOLOGIES INC COM 90353T100 338 11375 SH SOLE 0 0 11375 UNITED TECHNOLOGIES CORP COM 913017109 3802 25384 SH SOLE 8070 0 17314 UNITEDHEALTH GROUP INC COM 91324P102 1895 6445 SH SOLE 866 0 5579 UNUM GROUP COM 91529y106 899 30844 SH SOLE 12500 0 18344 US BANCORP DEL NEW COM 902973304 3553 59924 SH SOLE 24640 0 35284 VERIZON COMMUNICATIONS COM 92343V104 10590 172476 SH SOLE 75565 0 96911 VISA INC COM CL A COM 92826C839 4500 23948 SH SOLE 5800 0 18148 W P CAREY, INC COM 92936U109 274 3426 SH SOLE 0 0 3426 WALGREENS BOOTS ALLIANCE INC COM 931427108 1171 19858 SH SOLE 9712 0 10146 WALMART INC COM 931142103 5917 49790 SH SOLE 15488 0 34302 WALT DISNEY CO COM 254687106 12764 88252 SH SOLE 26092 0 62160 WASHINGTON REAL EST INV TR SBI COM 939653101 459 15747 SH SOLE 2550 0 13197 WASTE MGMT INC COM 94106L109 233 2045 SH SOLE 0 0 2045 WEC ENERGY GROUP INC COM 92939U106 581 6300 SH SOLE 0 0 6300 WELLS FARGO & CO NEW COM 949746101 2101 39051 SH SOLE 2400 0 36651 WELLTOWER INC COM 95040Q104 5475 66949 SH SOLE 15785 0 51164 WEYERHAEUSER CO COM 962166104 271 8972 SH SOLE 240 0 8732 XCEL ENERGY INC COM 98389B100 926 14585 SH SOLE 0 0 14585 XYLEM INC COM 98419M100 1207 15320 SH SOLE 7750 0 7570 YUM BRANDS INC COM 988498101 309 3070 SH SOLE 0 0 3070 ALIBABA GROUP HLDING -SP ADR ADR 01609W102 4521 21314 SH SOLE 4869 0 16445 AXA-SPONS ADR ADR 054536107 1906 67628 SH SOLE 14608 0 53020 BP PLC SPONS ADR ADR 055622104 387 10267 SH SOLE 0 0 10267 CANADIAN NATL RAILWAY CO ADR 136375102 6561 72533 SH SOLE 6500 0 66033 DIAGEO PLC NEW ADR 25243Q205 264 1570 SH SOLE 1300 0 270 NESTLE SA-SPONS ADR ADR 641069406 3950 36504 SH SOLE 22944 0 13560 NOVARTIS AG ADR ADR 66987v109 4464 47145 SH SOLE 16655 0 30490 ROYAL DUTCH SHELL ADR B ADR 780259107 988 16480 SH SOLE 8791 0 7689 SAP SE ADR 803054204 342 2550 SH SOLE 0 0 2550 COHEN & STEERS QUAL INC RLTY F FD 19247L106 435 29210 SH SOLE 0 0 29210 NUVEEN S&P 500 BUY-WRITE INC F FD 6706er101 137 10000 SH SOLE 0 0 10000 BROADCOM INC FS 11135F101 697 2204 SH SOLE 481 0 1723 GETSWIFT LIMITED FS Q402A3102 8 25000 SH SOLE 25000 0 0 INVESCO LTD FS G491BT108 249 13835 SH SOLE 1650 0 12185 GRUPO MEXICO SAB DE CV-SER B COM 00B032VC1 29 10426 SH SOLE 0 0 10426 ETFMG ALTERNATIVE HARVEST ETF 26924G508 320 18675 SH SOLE 0 0 18675 GLOBAL X MLP ETF 37950E473 712 90400 SH SOLE 4100 0 86300 I SHARES S&P GROWTH INDEX ETF 464287309 1896 9791 SH SOLE 0 0 9791 INVESCO S&P 500 EQUAL WEIGHT ETF 46137V357 467 4035 SH SOLE 0 0 4035 ISHARES CNX INDIA 50 INDEX ETF 464289529 1397 36180 SH SOLE 0 0 36180 ISHARES CORE HIGH DIVIDEND ETF 46429B663 226 2306 SH SOLE 0 0 2306 ISHARES CORE S&P 500 INDEX ETF 464287200 1543 4772 SH SOLE 0 0 4772 ISHARES CORE S&P MIDCAP ETF 464287507 220 1069 SH SOLE 463 0 606 ISHARES DJ US TECHNOLOGY SECTO ETF 464287721 497 2137 SH SOLE 0 0 2137 ISHARES DOW JONES SELECT DIVID ETF 464287168 1781 16860 SH SOLE 0 0 16860 ISHARES FTSE CHINA 25 LARGE-CA ETF 464287184 1094 25070 SH SOLE 2890 0 22180 ISHARES MSCI EAFE INDEX FUND ETF 464287465 296 4265 SH SOLE 0 0 4265 ISHARES MSCI EMERGING MARKETS ETF 464287234 2769 61702 SH SOLE 7265 0 54437 ISHARES MSCI HONG KONG INDEX ETF 464286871 854 35115 SH SOLE 0 0 35115 ISHARES NASDAQ BIOTECH INDX ETF 464287556 507 4210 SH SOLE 335 0 3875 ISHARES RUSSELL 1000 GROWTH ETF 464287614 683 3880 SH SOLE 0 0 3880 ISHARES RUSSELL 1000 VALUE ETF 464287598 1131 8287 SH SOLE 0 0 8287 ISHARES RUSSELL 2000 INDEX FUN ETF 464287655 3384 20424 SH SOLE 815 0 19609 ISHARES RUSSELL MID-CAP INDEX ETF 464287499 2928 49108 SH SOLE 0 0 49108 ISHARES S&P 100 INDEX ETF 464287101 4607 31971 SH SOLE 342 0 31629 ISHARES S&P EUROPE 350 INDEX ETF 464287861 1446 30792 SH SOLE 250 0 30542 ISHARES S&P PREF STK INDX FN ETF 464288687 996 26507 SH SOLE 0 0 26507 REAL ESTATE SELECT SECT SPDR ETF 81369Y860 282 7280 SH SOLE 200 0 7080 SCHWAB US BROAD MARKET ETF ETF 808524102 1235 16062 SH SOLE 615 0 15447 SCHWAB US LARGE-CAP ETR ETF 808524201 589 7664 SH SOLE 315 0 7349 SCHWAB US LARGE-CAP VALUE ETF 808524409 272 4530 SH SOLE 120 0 4410 SCHWAB US SMALL-CAP ETR ETF 808524607 342 4517 SH SOLE 625 0 3892 SPDR DOW JONES INDUSTRIAL AVER ETF 78467X109 292 1022 SH SOLE 0 0 1022 SPDR FD FINANCIAL SEL ETF 81369Y605 338 10995 SH SOLE 0 0 10995 SPDR FD TECHNOLGY SEL ETF 81369Y803 371 4046 SH SOLE 150 0 3896 SPDR GOLD TRUST ETF 78463V107 867 6067 SH SOLE 4627 0 1440 SPDR S&P 500 INDEX ETF 78462F103 4508 14005 SH SOLE 145 0 13860 SPDR S&P MIDCAP 400 ETF TR ETF 78467Y107 268 715 SH SOLE 100 0 615 VANGUARD DIVIDEND APPREC ETF 921908844 644 5165 SH SOLE 760 0 4405 VANGUARD FTSE ALL WORLD EX-U ETF 922042775 1462 27202 SH SOLE 3085 0 24117 VANGUARD FTSE EMR MKT ETF ETF 922042858 2005 45079 SH SOLE 12945 0 32134 VANGUARD INDEX FDS SMALL CP ET ETF 922908751 447 2700 SH SOLE 0 0 2700 VANGUARD INDEX FDS VALUE ETF ETF 922908744 1756 14650 SH SOLE 572 0 14078 CONGRESSIONAL PROPERTIES LP 5 LP 145994000 270 270442 SH SOLE 0 0 270442 ENTERPRISE PRODS PARTNERS L P LP 293792107 298 10590 SH SOLE 500 0 10090 ROLLINS PARK II LTD PARTNERSHI LP 761994003 309 309258 SH SOLE 0 0 309258 THE CARLYLE GROUP LP 14309L102 542 16900 SH SOLE 14000 0 2900 TOPAZHOUSE LTD PARTNERSHIP 1 LP 889992004 244 244398 SH SOLE 0 0 244398 BUNGE LTD 4.875 PFD G16962204 454 4405 SH SOLE 0 0 4405 EMPIRE STATE REALTY TRUST-A COM 292104106 250 17880 SH SOLE 10344 0 7536 TANGER FACTORY OUTLET CENTERS COM 875465106 354 24005 SH SOLE 0 0 24005 AMERICAN CENTY MUT FDS GROWTH FD 025083106 219 6008 SH SOLE 0 0 6008 DODGE & COX FDS INTL STK FD FD 256206103 325 7446 SH SOLE 0 0 7446 DODGE & COX STOCK FD 256219106 330 1704 SH SOLE 0 0 1704 FIDELITY 500 INDEX FUND FD 315911750 579 5170 SH SOLE 0 0 5170 FIDELITY ASSET MANAGER 60 FD 316069582 143 11009 SH SOLE 0 0 11009 FIDELITY CONTRAFUND COM FD 316071109 1322 96439 SH SOLE 0 0 96439 FIDELITY EXTENDED MARKET INDEX FD 315911743 540 8296 SH SOLE 0 0 8296 FIDELITY LOW PRICED STOCK FUND FD 316345305 200 4000 SH SOLE 0 0 4000 FIDELITY MAGELLAN FD 316184100 149 14583 SH SOLE 0 0 14583 FIDELITY SECS FD BLUE CHIP GWT FD 316389303 459 4256 SH SOLE 0 0 4256 FIDELITY SECS FD OTC PORTFOLIO FD 316389105 477 37288 SH SOLE 0 0 37288 FIDELITY SMALL CAP DISCOVERY F FD 315912600 218 9404 SH SOLE 0 0 9404 FIDELITY STR DVD&INC FUND FD 316145887 219 14189 SH SOLE 0 0 14189 FIDELITY TOTAL MARKET INDEX FU FD 315911693 213 2353 SH SOLE 0 0 2353 FIRST EAGLE GLOBAL FUND FD 32008F507 483 8334 SH SOLE 0 0 8334 JPMORGAN MID CAP VALUE FD-A FD 339128308 244 6299 SH SOLE 0 0 6299 LEUTHOLD CORE INVESTMENT FUND FD 527289102 315 16479 SH SOLE 1321 0 15158 PRUDENTIAL JENN EQTY OPPOR-Z FD 74437E800 237 14319 SH SOLE 0 0 14319 ROWE T PRIC MID CP VAL COM FD 77957Y106 233 8347 SH SOLE 0 0 8347 SCHWAB S&P 500 FUND-SELECT FD 808509855 242 4899 SH SOLE 2618 0 2281 SCHWAB SMALL-CAP INDEX FD 808509848 580 19928 SH SOLE 12339 0 7589 SWAN DEFINED RISK FUND FD 66538E606 144 10982 SH SOLE 0 0 10982 TWEEDY BROWNE GLOBAL VALUE FUN FD 901165100 288 10293 SH SOLE 8092 0 2201 VANGUARD INDEX FDS 500INDEX AD FD 922908710 1056 3542 SH SOLE 0 0 3542 VANGUARD STAR FUND STAR PORTFO FD 921909107 1028 37590 SH SOLE 3797 0 33793 WELLS FARGO ADVANTAGE TOT RET FD 94975J631 156 11515 SH SOLE 0 0 11515 BLACKROCK SHORT TERM MUNI-I FIMF 09253C819 500 49197 SH SOLE 0 0 49197