Chief Operating Officer

0001567619-19-021074.txt : 20191113 0001567619-19-021074.hdr.sgml : 20191113 20191112202332 ACCESSION NUMBER: 0001567619-19-021074 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARRET ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0000791490 IRS NUMBER: 134113321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01317 FILM NUMBER: 191211433 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125933800 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CARRET ASSET MANAGEMENT DATE OF NAME CHANGE: 20040823 FORMER COMPANY: FORMER CONFORMED NAME: CARRET & CO LLC DATE OF NAME CHANGE: 20001010 FORMER COMPANY: FORMER CONFORMED NAME: CARRET & CO INC DATE OF NAME CHANGE: 19990326 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000791490 XXXXXXXX 09-30-2019 09-30-2019 CARRET ASSET MANAGEMENT, LLC

320 PARK AVENUE 18TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-01317 N Marco Vega Chief Operating Officer 212-207-2304 /s/ Marco Vega New York NY 11-12-2019 0 266 630243 false INFORMATION TABLE 2 form13fInfoTable.xml 3M COMPANY COM 88579y101 2786 16949 SH SOLE 8698 0 8251 ABBOTT LABORATORIES COM 002824100 5093 60873 SH SOLE 11660 0 49213 ABBVIE INC COM 00287Y109 5146 67955 SH SOLE 16026 0 51929 ADOBE INC COM 00724F101 1351 4890 SH SOLE 0 0 4890 AES CORP COM 00130h105 169 10367 SH SOLE 5900 0 4467 AFLAC INC COM 001055102 357 6816 SH SOLE 0 0 6816 AIR PRODS & CHEMS COM 009158106 260 1171 SH SOLE 0 0 1171 AKAMAI TECHNOLOGIES COM 00971T101 1051 11500 SH SOLE 400 0 11100 ALLIANT ENERGY CORP COM 018802108 227 4200 SH SOLE 4000 0 200 ALLSTATE CORP COM 020002101 5940 54654 SH SOLE 21386 0 33268 ALPHABET INC CL A COM 02079K305 8476 6941 SH SOLE 906 0 6035 ALPHABET INC CL C COM 02079K107 12789 10491 SH SOLE 2042 0 8449 AMAZON.COM, INC COM 023135106 4267 2458 SH SOLE 180 0 2278 AMERICAN ELEC PWR COM 025537101 6744 71984 SH SOLE 27548 0 44436 AMERICAN EXPRESS CO COM 025816109 7838 66266 SH SOLE 24920 0 41346 AMERICAN INTL GROUP INC COM 026874784 313 5626 SH SOLE 580 0 5046 AMERICAN WATER WORKS INC COM 030420103 759 6106 SH SOLE 5066 0 1040 AMERIPRISE FINANCIAL INC COM 03076C106 1479 10051 SH SOLE 6661 0 3390 AMETEK INC NEW COM 031100100 2109 22970 SH SOLE 16700 0 6270 AMGEN INC COM 031162100 1089 5625 SH SOLE 1310 0 4315 ANALOG DEVICES INC COM COM 032654105 1347 12060 SH SOLE 1750 0 10310 APPLE INC COM 037833100 28211 125961 SH SOLE 20339 0 105622 APPLIED MATERIALS INC DELAWARE COM 038222105 2256 45212 SH SOLE 14575 0 30637 ASSOCIATES FIRST CAPITAL CORPO COM 046008207 0 16000 SH SOLE 0 0 16000 AT&T INC COM 00206r102 7140 188699 SH SOLE 62161 0 126538 AUTOMATIC DATA PROCESSING INC. COM 053015103 2183 13524 SH SOLE 3382 0 10142 AVNET INC COM 053807103 511 11497 SH SOLE 9225 0 2272 BANK NEW YORK MELLON CORP COM 064058100 1231 27230 SH SOLE 16517 0 10713 BANK OF AMERICA CORP COM 060505104 5246 179835 SH SOLE 87766 0 92069 BECTON DICKINSON & CO COM 075887109 3032 11988 SH SOLE 2455 0 9533 BERKSHIRE HATHAWAY - A COM 084670108 4677 15 SH SOLE 0 0 15 BERKSHIRE HATHAWAY INC CL B COM 084670702 14436 69395 SH SOLE 17044 0 52351 BOEING CO COM 097023105 3432 9020 SH SOLE 20 0 9000 BOMBARDIER INC CL B SUB-VTG COM 097751200 31 22500 SH SOLE 0 0 22500 BRISTOL MYERS SQUIBB CO COM 110122108 1574 31040 SH SOLE 7545 0 23495 CAMDEN PROPERTY TRUST COM 133131102 440 3966 SH SOLE 3204 0 762 CARNIVAL CORP COM 143658300 2359 53963 SH SOLE 18130 0 35833 CARPENTER TECHNOLOGY COM 144285103 1461 28279 SH SOLE 0 0 28279 CATERPILLAR INC COM 149123101 297 2350 SH SOLE 0 0 2350 CELGENE CORP COM 151020104 612 6165 SH SOLE 1355 0 4810 CERNER CORP COM 156782104 375 5500 SH SOLE 0 0 5500 CHECK POINT SOFTWARE TECHNOLOG COM M22465104 203 1850 SH SOLE 550 0 1300 CHEVRON CORP COM 166764100 10828 91297 SH SOLE 25184 0 66113 CHUBB LIMITED COM H1467J104 406 2514 SH SOLE 656 0 1858 CHURCH & DWIGHT CO INC COM 171340102 6117 81294 SH SOLE 8000 0 73294 CISCO SYS INC COM 17275r102 11319 229074 SH SOLE 75210 0 153864 CITIGROUP INC COM 172967424 5166 74777 SH SOLE 20355 0 54422 CLOROX COMPANY DE COM 189054109 570 3750 SH SOLE 0 0 3750 CME GROUP INC COM 12572Q105 367 1735 SH SOLE 410 0 1325 COCA-COLA CO COM 191216100 856 15725 SH SOLE 8980 0 6745 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 541 8985 SH SOLE 4900 0 4085 COLGATE PALMOLIVE CO COM 194162103 1519 20658 SH SOLE 1000 0 19658 COMCAST CORP CL A COM 20030n101 5079 112668 SH SOLE 72602 0 40066 CONOCOPHILLIPS COM 20825c104 3517 61731 SH SOLE 9380 0 52351 CONSOLIDATED EDISON INC COM 209115104 454 4810 SH SOLE 1610 0 3200 CORNING INC COM 219350105 4104 143898 SH SOLE 46950 0 96948 CORTEVA INC COM 22052L104 961 34339 SH SOLE 12850 0 21489 COSTCO WHOLESALE CORP. COM 22160K105 325 1128 SH SOLE 0 0 1128 CRANE CO. COM 224399105 297 3680 SH SOLE 500 0 3180 CVS HEALTH CORPORATION COM 126650100 6938 110001 SH SOLE 38977 0 71024 D R HORTON INC COM COM 23331A109 1884 35740 SH SOLE 9500 0 26240 DANAHER CORP COM 235851102 246 1700 SH SOLE 0 0 1700 DEERE & CO COM 244199105 1167 6919 SH SOLE 200 0 6719 DELTA AIR LINES INC COM 247361702 1832 31803 SH SOLE 11720 0 20083 DIGITAL REALTY TRUST INC COM 253868103 325 2505 SH SOLE 300 0 2205 DISCOVER FINANCIAL SVCS COM 254709108 316 3900 SH SOLE 1500 0 2400 DISCOVERY HLDG CO-A W/I COM 25470F104 280 10500 SH SOLE 300 0 10200 DOMINION ENERGY, INC. COM 25746U109 4068 50202 SH SOLE 18500 0 31702 DOW CHEM CO COM COM 260557103 3159 66296 SH SOLE 18376 0 47920 DUKE ENERGY CORP COM 26441c204 1023 10673 SH SOLE 1992 0 8681 DUPONT DE NEMOURS INC COM 26614N102 2765 38773 SH SOLE 10719 0 28054 EASTGROUP PROPERTIES INC COM 277276101 566 4524 SH SOLE 3999 0 525 EASTMAN CHEMICAL COM 277432100 1372 18579 SH SOLE 4915 0 13664 EATON CORP COM g29183103 3613 43450 SH SOLE 8420 0 35030 EBAY INC COM COM 278642103 891 22855 SH SOLE 9850 0 13005 ELI LILLY & CO COM 532457108 876 7831 SH SOLE 0 0 7831 EMERSON ELECTRIC CO COM 291011104 2112 31588 SH SOLE 2850 0 28738 EXXON MOBIL CORP COM 30231g102 7290 103243 SH SOLE 22648 0 80595 FACEBOOK INC A COM 30303M102 6581 36956 SH SOLE 6315 0 30641 FEDEX CORPORATION COM 31428X106 4643 31896 SH SOLE 6115 0 25781 FIDELITY NATIONAL FINANCIAL COM 31620R303 1167 26270 SH SOLE 8550 0 17720 FIFTH THIRD BANCORP COM 316773100 1843 67330 SH SOLE 3700 0 63630 FNB CORP COM COM 302520101 578 50114 SH SOLE 29773 0 20341 FORD MTR CO COM 345370860 126 13779 SH SOLE 0 0 13779 FREDDIE MAC COM 313400301 57 15900 SH SOLE 2500 0 13400 FULTON FINL CORP PA COM COM 360271100 512 31651 SH SOLE 31651 0 0 GENERAL ELECTRIC CO COM 369604103 470 52589 SH SOLE 31539 0 21050 GENERAL MILLS INC COM 370334104 287 5199 SH SOLE 0 0 5199 GENERAL MOTORS CORP COM 37045V100 770 20535 SH SOLE 5275 0 15260 GENL DYNAMICS CORP COM COM 369550108 732 4008 SH SOLE 350 0 3658 GILEAD SCIENCES COM 375558103 447 7054 SH SOLE 1600 0 5454 GOLDMAN SACHS GROUP INC COM 38141G104 2020 9747 SH SOLE 0 0 9747 GREIF BROS CORP CLASS A COM 397624107 269 7100 SH SOLE 0 0 7100 HANESBRANDS INC COM 410345102 212 13850 SH SOLE 1400 0 12450 HARTFORD FINANCIAL SERVICES GR COM 416515104 4759 78517 SH SOLE 19097 0 59420 HARVEST HEALTH & RECREATION IN COM 41755M102 32 10000 SH SOLE 0 0 10000 HCA HEALTHCARE INC. COM 40412C101 745 6185 SH SOLE 2210 0 3975 HERSHEY COMPANY COM 427866108 1813 11700 SH SOLE 0 0 11700 HOME DEPOT INC COM 437076102 4281 18450 SH SOLE 6375 0 12075 HONEYWELL INTL INC COM 438516106 2318 13700 SH SOLE 6143 0 7557 HORMEL FOODS CORP COM 440452100 2558 58493 SH SOLE 6000 0 52493 HUNTINGTON BANCSHARES INC COM 446150104 605 42395 SH SOLE 0 0 42395 ILLINOIS TOOL WORKS INC COM 452308109 2614 16704 SH SOLE 1500 0 15204 INTEL CORP COM 458140100 13369 259433 SH SOLE 74636 0 184797 INTL BUSINESS MACHINES CORP COM 459200101 4670 32111 SH SOLE 13545 0 18566 INTL PAPER CO COM 460146103 2629 62875 SH SOLE 13200 0 49675 IQVIA HOLDINGS INC COM 46266C105 1436 9610 SH SOLE 4750 0 4860 JOHNSON & JOHNSON COM 478160104 14967 115680 SH SOLE 41674 0 74006 JPMORGAN CHASE & CO COM 46625h100 20397 173309 SH SOLE 42231 0 131078 KEYCORP -NEW COM 493267108 364 20424 SH SOLE 8829 0 11595 KIMBERLY CLARK CORP COM 494368103 1778 12517 SH SOLE 7743 0 4774 L3HARRIS TECHNOLOGIES INC COM 502431109 3186 15268 SH SOLE 4680 0 10588 LAM RESEARCH CORP COM COM 512807108 2978 12884 SH SOLE 1550 0 11334 LIQUIDMETAL TECHNOLOGIES INC COM 53634X100 1 10000 SH SOLE 0 0 10000 LOCKHEED MARTIN CORP COM 539830109 847 2172 SH SOLE 0 0 2172 LOWES COS INC COM 548661107 1055 9595 SH SOLE 0 0 9595 MARATHON PETROLEUM CORP COM 56585A102 1132 18640 SH SOLE 14440 0 4200 MARRIOTT INTL INC NEW CL A COM 571903202 475 3816 SH SOLE 3116 0 700 MASTERCARD INC CL A COM COM 57636Q104 4747 17478 SH SOLE 0 0 17478 MCDONALDS CORP COM 580135101 3587 16707 SH SOLE 2240 0 14467 MERCK & CO INC COM 58933Y105 6679 79347 SH SOLE 34064 0 45283 METLIFE COM 59156R108 4299 91159 SH SOLE 34885 0 56274 MICROSOFT CORP COM 594918104 21691 156019 SH SOLE 43618 0 112401 MONDELEZ INTERNATIONAL INC COM 609207105 1452 26246 SH SOLE 11441 0 14805 MORGAN STANLEY COM 617446448 863 20228 SH SOLE 1393 0 18835 NETFLIX COM INC COM COM 64110L106 2869 10722 SH SOLE 430 0 10292 NEXTERA ENERGY INC COM 65339F101 914 3922 SH SOLE 0 0 3922 NIKE INC - B COM 654106103 1560 16610 SH SOLE 5500 0 11110 NORFOLK SOUTHERN CORP COM 655844108 1068 5945 SH SOLE 0 0 5945 NORTHWEST NATURAL HOLDING CO COM 66765N105 282 3956 SH SOLE 0 0 3956 NVIDIA CORP COM 67066G104 242 1390 SH SOLE 0 0 1390 OCCIDENTAL PETE COM 674599105 508 11428 SH SOLE 1210 0 10218 ONEOK INC NEW COM 682680103 553 7503 SH SOLE 984 0 6519 ORACLE CORP COM 68389X105 5516 100235 SH SOLE 15050 0 85185 PARKER HANNIFIN CORP COM 701094104 3576 19797 SH SOLE 2000 0 17797 PENUMBRA, INC. COM 70975L107 22668 168551 SH SOLE 0 0 168551 PEOPLES UTD FINL INC COM COM 712704105 280 17899 SH SOLE 0 0 17899 PEPSICO INC COM 713448108 10705 78081 SH SOLE 18940 0 59141 PERKINELMER INC COM 714046109 262 3080 SH SOLE 3080 0 0 PFIZER INC COM 717081103 4372 121676 SH SOLE 47802 0 73874 PHILIP MORRIS INTERNATIONAL COM 718172109 432 5690 SH SOLE 700 0 4990 PHILLIPS 66 COM 718546104 1780 17384 SH SOLE 1016 0 16368 PIONEER NATURAL RESOURCES CO COM 723787107 455 3620 SH SOLE 0 0 3620 PNC FINANCIAL SERVICES GROUP COM 693475105 5392 38472 SH SOLE 12117 0 26355 PRINCIPAL FINANCIAL GROUP INC COM 74251V102 517 9050 SH SOLE 6600 0 2450 PROCTER & GAMBLE CO COM 742718109 7196 57851 SH SOLE 18721 0 39130 PROGRESSIVE CORP-OHIO- COM 743315103 1437 18600 SH SOLE 5000 0 13600 PUBLIC SVC ENTERPRISE GROUP IN COM 744573106 232 3741 SH SOLE 650 0 3091 QUALCOMM INC COM 747525103 326 4275 SH SOLE 0 0 4275 RAYTHEON COMPANY NEW COM 755111507 244 1242 SH SOLE 0 0 1242 ROYAL CARRBN CRUISES LTD COM v7780t103 367 3392 SH SOLE 1590 0 1802 SCHLUMBERGER LTD COM 806857108 212 6215 SH SOLE 2180 0 4035 SOUTHERN CO COM 842587107 5461 88407 SH SOLE 32411 0 55996 STANLEY BLACK & DECKER INC COM 854502101 863 5973 SH SOLE 4278 0 1695 STRYKER CORP COM 863667101 216 1000 SH SOLE 0 0 1000 SYSCO CORP COM 871829107 1803 22705 SH SOLE 750 0 21955 TARGET CORP COM 87612E106 7359 68833 SH SOLE 19765 0 49068 TEXAS INSTRUMENTS INC COM 882508104 700 5414 SH SOLE 3350 0 2064 THE BLACKSTONE GROUP INC COM 09260D107 957 19593 SH SOLE 5890 0 13703 THE KRAFT HEINZ COMPANY COM 500754106 1203 43060 SH SOLE 11600 0 31460 THERMO FISHER SCIENTIFIC INC COM 883556102 3547 12176 SH SOLE 5830 0 6346 TIFFANY & CO NEW COM 886547108 633 6832 SH SOLE 0 0 6832 TRAVELERS COMPANIES INC COM 89417E109 7112 47831 SH SOLE 23348 0 24483 UNITED TECHNOLOGIES CORP COM 913017109 3367 24664 SH SOLE 9070 0 15594 UNITEDHEALTH GROUP INC COM 91324P102 1349 6209 SH SOLE 866 0 5343 UNUM GROUP COM 91529y106 875 29444 SH SOLE 13000 0 16444 US BANCORP DEL NEW COM 902973304 3292 59480 SH SOLE 25190 0 34290 VERIZON COMMUNICATIONS COM 92343V104 10348 171441 SH SOLE 75190 0 96251 VISA INC COM CL A COM 92826C839 4097 23817 SH SOLE 5800 0 18017 WALGREENS BOOTS ALLIANCE INC COM 931427108 1176 21258 SH SOLE 9812 0 11446 WALMART INC COM 931142103 5897 49685 SH SOLE 15888 0 33797 WALT DISNEY CO COM 254687106 11475 88056 SH SOLE 26424 0 61632 WASHINGTON REAL EST INV TR SBI COM 939653101 422 15422 SH SOLE 2550 0 12872 WASTE MGMT INC COM 94106L109 235 2045 SH SOLE 0 0 2045 WEC ENERGY GROUP INC COM 92939U106 580 6100 SH SOLE 0 0 6100 WELLS FARGO & CO NEW COM 949746101 1988 39421 SH SOLE 2400 0 37021 WELLTOWER INC COM 95040Q104 6078 67047 SH SOLE 15785 0 51262 WEYERHAEUSER CO COM 962166104 243 8786 SH SOLE 240 0 8546 XCEL ENERGY INC COM 98389B100 946 14585 SH SOLE 0 0 14585 XYLEM INC COM 98419M100 1220 15320 SH SOLE 8750 0 6570 YUM BRANDS INC COM 988498101 348 3070 SH SOLE 0 0 3070 ALIBABA GROUP HLDING -SP ADR ADR 01609W102 3433 20529 SH SOLE 4344 0 16185 AXA-SPONS ADR ADR 054536107 1740 68128 SH SOLE 14608 0 53520 BP PLC SPONS ADR ADR 055622104 398 10477 SH SOLE 0 0 10477 CANADIAN NATL RAILWAY CO ADR 136375102 6595 73390 SH SOLE 6500 0 66890 DIAGEO PLC NEW ADR 25243Q205 245 1500 SH SOLE 1300 0 200 NESTLE SA-SPONS ADR ADR 641069406 4073 37504 SH SOLE 27494 0 10010 NOVARTIS AG ADR ADR 66987v109 4088 47045 SH SOLE 16355 0 30690 ROYAL DUTCH SHELL ADR B ADR 780259107 987 16480 SH SOLE 8791 0 7689 SAP SE ADR 803054204 301 2550 SH SOLE 0 0 2550 UNILEVER PLC NEW ADS 4 ORD ADR 904767704 206 3420 SH SOLE 0 0 3420 COHEN & STEERS QUAL INC RLTY F FD 19247L106 501 31610 SH SOLE 0 0 31610 NUVEEN S&P 500 BUY-WRITE INC F FD 6706er101 131 10000 SH SOLE 0 0 10000 BROADCOM INC FS 11135F101 608 2204 SH SOLE 481 0 1723 GETSWIFT LIMITED FS Q402A3102 20 54000 SH SOLE 54000 0 0 INVESCO LTD FS G491BT108 435 25685 SH SOLE 4750 0 20935 GRUPO MEXICO SAB DE CV-SER B COM 00B032VC1 24 10426 SH SOLE 0 0 10426 ETFMG ALTERNATIVE HARVEST ETF 26924G508 404 19470 SH SOLE 0 0 19470 GLOBAL X MLP ETF 37950E473 850 101400 SH SOLE 4300 0 97100 I SHARES S&P GROWTH INDEX ETF 464287309 1753 9739 SH SOLE 0 0 9739 INVESCO S&P 500 EQUAL WEIGHT ETF 46137V357 432 4000 SH SOLE 0 0 4000 ISHARES CNX INDIA 50 INDEX ETF 464289529 1318 35920 SH SOLE 0 0 35920 ISHARES CORE HIGH DIVIDEND ETF 46429B663 311 3306 SH SOLE 0 0 3306 ISHARES CORE S&P 500 INDEX ETF 464287200 1398 4682 SH SOLE 0 0 4682 ISHARES DJ US FINANCIAL SECTOR ETF 464287788 234 1815 SH SOLE 0 0 1815 ISHARES DJ US TECHNOLOGY SECTO ETF 464287721 505 2472 SH SOLE 0 0 2472 ISHARES DOW JONES SELECT DIVID ETF 464287168 1588 15575 SH SOLE 0 0 15575 ISHARES FTSE CHINA 25 LARGE-CA ETF 464287184 937 23550 SH SOLE 2890 0 20660 ISHARES MSCI EAFE INDEX FUND ETF 464287465 297 4561 SH SOLE 0 0 4561 ISHARES MSCI EMERGING MARKETS ETF 464287234 2468 60384 SH SOLE 7265 0 53119 ISHARES MSCI HONG KONG INDEX ETF 464286871 747 32910 SH SOLE 0 0 32910 ISHARES NASDAQ BIOTECH INDX ETF 464287556 346 3478 SH SOLE 335 0 3143 ISHARES RUSSELL 1000 GROWTH ETF 464287614 619 3880 SH SOLE 0 0 3880 ISHARES RUSSELL 1000 VALUE ETF 464287598 797 6211 SH SOLE 0 0 6211 ISHARES RUSSELL 2000 INDEX FUN ETF 464287655 2838 18754 SH SOLE 465 0 18289 ISHARES RUSSELL MID-CAP INDEX ETF 464287499 2636 47108 SH SOLE 0 0 47108 ISHARES S&P 100 INDEX ETF 464287101 4313 32798 SH SOLE 342 0 32456 ISHARES S&P EUROPE 350 INDEX ETF 464287861 1275 29477 SH SOLE 250 0 29227 ISHARES S&P PREF STK INDX FN ETF 464288687 993 26459 SH SOLE 0 0 26459 REAL ESTATE SELECT SECT SPDR ETF 81369Y860 286 7280 SH SOLE 200 0 7080 SCHWAB US BROAD MARKET ETF ETF 808524102 1119 15761 SH SOLE 615 0 15146 SCHWAB US LARGE-CAP ETR ETF 808524201 548 7729 SH SOLE 315 0 7414 SCHWAB US LARGE-CAP VALUE ETF 808524409 257 4530 SH SOLE 120 0 4410 SCHWAB US SMALL-CAP ETR ETF 808524607 291 4172 SH SOLE 625 0 3547 SPDR DOW JONES INDUSTRIAL AVER ETF 78467X109 275 1022 SH SOLE 0 0 1022 SPDR FD FINANCIAL SEL ETF 81369Y605 305 10882 SH SOLE 0 0 10882 SPDR FD TECHNOLGY SEL ETF 81369Y803 326 4046 SH SOLE 150 0 3896 SPDR GOLD TRUST ETF 78463V107 843 6067 SH SOLE 4627 0 1440 SPDR S&P 500 INDEX ETF 78462F103 4230 14253 SH SOLE 145 0 14108 SPDR S&P MIDCAP 400 ETF TR ETF 78467Y107 252 715 SH SOLE 100 0 615 VANGUARD DIVIDEND APPREC ETF 921908844 564 4715 SH SOLE 1385 0 3330 VANGUARD FTSE ALL WORLD EX-U ETF 922042775 1352 27087 SH SOLE 3085 0 24002 VANGUARD FTSE EMR MKT ETF ETF 922042858 1544 38349 SH SOLE 8945 0 29404 VANGUARD INDEX FDS SMALL CP ET ETF 922908751 416 2700 SH SOLE 0 0 2700 VANGUARD INDEX FDS VALUE ETF ETF 922908744 1533 13730 SH SOLE 247 0 13483 CONGRESSIONAL PROPERTIES LP 5 LP 145994000 270 270442 SH SOLE 0 0 270442 ENTERPRISE PRODS PARTNERS L P LP 293792107 313 10940 SH SOLE 500 0 10440 ROLLINS PARK II LTD PARTNERSHI LP 761994003 309 309258 SH SOLE 0 0 309258 THE CARLYLE GROUP LP 14309L102 432 16900 SH SOLE 14000 0 2900 TOPAZHOUSE LTD PARTNERSHIP 1 LP 889992004 244 244398 SH SOLE 0 0 244398 BUNGE LTD 4.875 PFD G16962204 452 4405 SH SOLE 0 0 4405 AMERICAN CENTY MUT FDS GROWTH FD 025083106 210 6008 SH SOLE 0 0 6008 DODGE & COX FDS INTL STK FD FD 256206103 302 7382 SH SOLE 0 0 7382 DODGE & COX STOCK FD 256219106 346 1854 SH SOLE 0 0 1854 FIDELITY 500 INDEX FUND FD 315911750 531 5110 SH SOLE 0 0 5110 FIDELITY ASSET MANAGER 60 FD 316069582 140 11009 SH SOLE 0 0 11009 FIDELITY CONTRAFUND COM FD 316071109 1021 79397 SH SOLE 0 0 79397 FIDELITY EXTENDED MARKET INDEX FD 315911743 510 8296 SH SOLE 0 0 8296 FIDELITY SECS FD BLUE CHIP GWT FD 316389303 404 4249 SH SOLE 0 0 4249 FIDELITY SECS FD OTC PORTFOLIO FD 316389105 425 37288 SH SOLE 0 0 37288 FIDELITY SMALL CAP DISCOVERY F FD 315912600 213 9404 SH SOLE 0 0 9404 FIDELITY STR DVD&INC FUND FD 316145887 215 13842 SH SOLE 0 0 13842 FIRST EAGLE GLOBAL FUND FD 32008F507 501 8561 SH SOLE 0 0 8561 JPMORGAN MID CAP VALUE FD-A FD 339128308 247 6439 SH SOLE 0 0 6439 LEUTHOLD CORE INVESTMENT FUND FD 527289102 309 16479 SH SOLE 1321 0 15158 PRUDENTIAL JENN EQTY OPPOR-Z FD 74437E800 235 14319 SH SOLE 0 0 14319 ROWE T PRIC MID CP VAL COM FD 77957Y106 293 10829 SH SOLE 0 0 10829 SCHWAB S&P 500 FUND-SELECT FD 808509855 224 4854 SH SOLE 2574 0 2281 SCHWAB SMALL-CAP INDEX FD 808509848 557 19805 SH SOLE 12057 0 7749 SWAN DEFINED RISK FUND FD 66538E606 141 10851 SH SOLE 0 0 10851 T.ROWE PRICE CAPITAL APRREC FD 77954m105 244 7795 SH SOLE 0 0 7795 TWEEDY BROWNE GLOBAL VALUE FUN FD 901165100 308 11142 SH SOLE 7942 0 3201 VANGUARD INDEX FDS 500INDEX AD FD 922908710 957 3485 SH SOLE 0 0 3485 VANGUARD STAR FUND STAR PORTFO FD 921909107 1007 37309 SH SOLE 3797 0 33512 WELLS FARGO ADVANTAGE TOT RET FD 94975J631 157 11515 SH SOLE 0 0 11515 BLACKROCK SHORT TERM MUNI-I FIMF 09253C819 499 49197 SH SOLE 0 0 49197