0001567619-19-016230.txt : 20190812
0001567619-19-016230.hdr.sgml : 20190812
20190812102239
ACCESSION NUMBER: 0001567619-19-016230
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190812
DATE AS OF CHANGE: 20190812
EFFECTIVENESS DATE: 20190812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRET ASSET MANAGEMENT, LLC
CENTRAL INDEX KEY: 0000791490
IRS NUMBER: 134113321
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01317
FILM NUMBER: 191014732
BUSINESS ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2125933800
MAIL ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: CARRET ASSET MANAGEMENT
DATE OF NAME CHANGE: 20040823
FORMER COMPANY:
FORMER CONFORMED NAME: CARRET & CO LLC
DATE OF NAME CHANGE: 20001010
FORMER COMPANY:
FORMER CONFORMED NAME: CARRET & CO INC
DATE OF NAME CHANGE: 19990326
13F-HR
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0000791490
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06-30-2019
06-30-2019
CARRET ASSET MANAGEMENT, LLC
320 PARK AVENUE
18TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-01317
N
Marco Vega
Chief Operating Officer
212-207-2304
/s/ Marco Vega
New York
NY
08-12-2019
0
272
629458
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26424
0
61782
WASHINGTON REAL EST INV TR SBI
COM
939653101
392
14677
SH
SOLE
2550
0
12127
WASTE MGMT INC
COM
94106L109
236
2045
SH
SOLE
0
0
2045
WEC ENERGY GROUP INC
COM
92939U106
509
6100
SH
SOLE
0
0
6100
WELLS FARGO & CO NEW
COM
949746101
1852
39136
SH
SOLE
2475
0
36661
WELLTOWER INC
COM
95040Q104
5513
67622
SH
SOLE
15785
0
51837
WEYERHAEUSER CO
COM
962166104
206
7811
SH
SOLE
240
0
7571
XCEL ENERGY INC
COM
98389B100
814
13685
SH
SOLE
0
0
13685
XYLEM INC
COM
98419M100
1309
15645
SH
SOLE
9075
0
6570
YUM BRANDS INC
COM
988498101
340
3070
SH
SOLE
0
0
3070
ALIBABA GROUP HLDING -SP ADR
ADR
01609W102
3101
18299
SH
SOLE
3404
0
14895
AXA-SPONS ADR
ADR
054536107
1795
68228
SH
SOLE
14708
0
53520
BP PLC SPONS ADR
ADR
055622104
392
9389
SH
SOLE
0
0
9389
CANADIAN NATL RAILWAY CO
ADR
136375102
6843
73990
SH
SOLE
6500
0
67490
DIAGEO PLC NEW
ADR
25243Q205
310
1798
SH
SOLE
1550
0
248
NESTLE SA-SPONS ADR
ADR
641069406
3918
37804
SH
SOLE
27494
0
10310
NOVARTIS AG ADR
ADR
66987v109
4348
47618
SH
SOLE
16555
0
31063
ROYAL DUTCH SHELL ADR B
ADR
780259107
1091
16601
SH
SOLE
8791
0
7810
SAP SE
ADR
803054204
383
2800
SH
SOLE
0
0
2800
UNILEVER PLC NEW ADS 4 ORD
ADR
904767704
212
3420
SH
SOLE
0
0
3420
VODAFONE GROUP PLC
ADR
92857w308
423
25918
SH
SOLE
1000
0
24918
COHEN & STEERS QUAL INC RLTY F
FD
19247L106
432
31610
SH
SOLE
0
0
31610
NUVEEN S&P 500 BUY-WRITE INC F
FD
6706er101
133
10000
SH
SOLE
0
0
10000
BROADCOM INC
FS
11135F101
620
2154
SH
SOLE
481
0
1673
GETSWIFT LIMITED
FS
Q402A3102
8
54000
SH
SOLE
54000
0
0
INVESCO LTD
FS
G491BT108
704
34420
SH
SOLE
6620
0
27800
GRUPO MEXICO SAB DE CV-SER B
COM
00B032VC1
28
10426
SH
SOLE
0
0
10426
ETFMG ALTERNATIVE HARVEST
ETF
26924G508
537
16935
SH
SOLE
0
0
16935
GLOBAL X MLP
ETF
37950E473
871
98800
SH
SOLE
4300
0
94500
I SHARES S&P GROWTH INDEX
ETF
464287309
1414
7888
SH
SOLE
0
0
7888
INVESCO S&P 500 EQUAL WEIGHT
ETF
46137V357
431
4000
SH
SOLE
0
0
4000
ISHARES CNX INDIA 50 INDEX
ETF
464289529
1350
35175
SH
SOLE
0
0
35175
ISHARES CORE HIGH DIVIDEND
ETF
46429B663
312
3306
SH
SOLE
0
0
3306
ISHARES CORE S&P 500 INDEX
ETF
464287200
1351
4582
SH
SOLE
0
0
4582
ISHARES DJ US FINANCIAL SECTOR
ETF
464287788
228
1815
SH
SOLE
0
0
1815
ISHARES DJ US TECHNOLOGY SECTO
ETF
464287721
489
2472
SH
SOLE
0
0
2472
ISHARES DOW JONES SELECT DIVID
ETF
464287168
1467
14739
SH
SOLE
0
0
14739
ISHARES FTSE CHINA 25 LARGE-CA
ETF
464287184
874
20440
SH
SOLE
2890
0
17550
ISHARES MSCI EAFE INDEX FUND
ETF
464287465
300
4561
SH
SOLE
0
0
4561
ISHARES MSCI EMERGING MARKETS
ETF
464287234
2491
58058
SH
SOLE
7265
0
50793
ISHARES MSCI HONG KONG INDEX
ETF
464286871
723
27940
SH
SOLE
0
0
27940
ISHARES NASDAQ BIOTECH INDX
ETF
464287556
310
2846
SH
SOLE
335
0
2511
ISHARES RUSSELL 1000 GROWTH
ETF
464287614
621
3945
SH
SOLE
0
0
3945
ISHARES RUSSELL 1000 VALUE
ETF
464287598
625
4910
SH
SOLE
0
0
4910
ISHARES RUSSELL 2000 INDEX FUN
ETF
464287655
2563
16483
SH
SOLE
465
0
16018
ISHARES RUSSELL MID-CAP INDEX
ETF
464287499
2519
45078
SH
SOLE
0
0
45078
ISHARES S&P 100 INDEX
ETF
464287101
4237
32696
SH
SOLE
342
0
32354
ISHARES S&P EUROPE 350 INDEX
ETF
464287861
1089
24707
SH
SOLE
250
0
24457
ISHARES S&P PREF STK INDX FN
ETF
464288687
976
26475
SH
SOLE
0
0
26475
REAL ESTATE SELECT SECT SPDR
ETF
81369Y860
268
7280
SH
SOLE
200
0
7080
SCHWAB US BROAD MARKET ETF
ETF
808524102
1052
14912
SH
SOLE
615
0
14297
SCHWAB US LARGE-CAP ETR
ETF
808524201
542
7729
SH
SOLE
315
0
7414
SCHWAB US LARGE-CAP VALUE
ETF
808524409
254
4530
SH
SOLE
120
0
4410
SCHWAB US SMALL-CAP ETR
ETF
808524607
274
3837
SH
SOLE
625
0
3212
SPDR DOW JONES INDUSTRIAL AVER
ETF
78467X109
272
1022
SH
SOLE
0
0
1022
SPDR FD FINANCIAL SEL
ETF
81369Y605
298
10782
SH
SOLE
0
0
10782
SPDR FD TECHNOLGY SEL
ETF
81369Y803
317
4061
SH
SOLE
150
0
3911
SPDR GOLD TRUST
ETF
78463V107
808
6067
SH
SOLE
4627
0
1440
SPDR S&P 500 INDEX
ETF
78462F103
4193
14311
SH
SOLE
145
0
14166
SPDR S&P MIDCAP 400 ETF TR
ETF
78467Y107
255
720
SH
SOLE
100
0
620
VANGUARD DIVIDEND APPREC
ETF
921908844
605
5255
SH
SOLE
1385
0
3870
VANGUARD FTSE ALL WORLD EX-U
ETF
922042775
1298
25461
SH
SOLE
3085
0
22376
VANGUARD FTSE EMR MKT ETF
ETF
922042858
1244
29252
SH
SOLE
8945
0
20307
VANGUARD INDEX FDS SMALL CP ET
ETF
922908751
329
2100
SH
SOLE
0
0
2100
VANGUARD INDEX FDS VALUE ETF
ETF
922908744
1410
12715
SH
SOLE
247
0
12468
CONGRESSIONAL PROPERTIES LP 5
LP
145994000
270
270442
SH
SOLE
0
0
270442
ENTERPRISE PRODS PARTNERS L P
LP
293792107
316
10940
SH
SOLE
500
0
10440
ROLLINS PARK II LTD PARTNERSHI
LP
761994003
309
309258
SH
SOLE
0
0
309258
THE BLACKSTONE GROUP LP
LP
09253U108
463
10428
SH
SOLE
4750
0
5678
THE CARLYLE GROUP
LP
14309L102
359
15900
SH
SOLE
13000
0
2900
TOPAZHOUSE LTD PARTNERSHIP 1
LP
889992004
244
244398
SH
SOLE
0
0
244398
BUNGE LTD 4.875
PFD
G16962204
440
4405
SH
SOLE
0
0
4405
AMERICAN CENTY MUT FDS GROWTH
FD
025083106
212
6106
SH
SOLE
0
0
6106
DODGE & COX FDS INTL STK FD
FD
256206103
308
7382
SH
SOLE
0
0
7382
DODGE & COX STOCK
FD
256219106
347
1854
SH
SOLE
0
0
1854
FIDELITY ASSET MANAGER 60
FD
316069582
139
11009
SH
SOLE
0
0
11009
FIDELITY CONTRAFUND COM
FD
316071109
1046
79397
SH
SOLE
0
0
79397
FIDELITY EXTENDED MARKET INDEX
FD
315911743
518
8296
SH
SOLE
0
0
8296
FIDELITY SECS FD BLUE CHIP GWT
FD
316389303
422
4174
SH
SOLE
0
0
4174
FIDELITY SECS FD OTC PORTFOLIO
FD
316389105
453
37288
SH
SOLE
0
0
37288
FIDELITY SMALL CAP DISCOVERY F
FD
315912600
209
9404
SH
SOLE
0
0
9404
FIDELITY STR DVD&INC FUND
FD
316145887
211
13813
SH
SOLE
0
0
13813
FIRST EAGLE GLOBAL FUND
FD
32008F507
496
8561
SH
SOLE
0
0
8561
JPMORGAN MID CAP VALUE FD-A
FD
339128308
245
6439
SH
SOLE
0
0
6439
LEUTHOLD CORE INVESTMENT FUND
FD
527289102
308
16637
SH
SOLE
1321
0
15316
PRUDENTIAL JENN EQTY OPPOR-Z
FD
74437E800
244
14319
SH
SOLE
0
0
14319
ROWE T PRIC MID CP VAL COM
FD
77957Y106
296
10829
SH
SOLE
0
0
10829
SCHWAB S&P 500 FUND-SELECT
FD
808509855
210
4628
SH
SOLE
2574
0
2054
SCHWAB SMALL-CAP INDEX
FD
808509848
463
16077
SH
SOLE
9137
0
6940
SWAN DEFINED RISK FUND
FD
66538E606
140
10851
SH
SOLE
0
0
10851
T.ROWE PRICE CAPITAL APRREC
FD
77954m105
243
7795
SH
SOLE
0
0
7795
TWEEDY BROWNE GLOBAL VALUE FUN
FD
901165100
311
11142
SH
SOLE
7942
0
3201
VANGUARD 500 INDEX
FD
922908108
254
934
SH
SOLE
0
0
934
VANGUARD INDEX FDS 500INDEX AD
FD
922908710
689
2540
SH
SOLE
0
0
2540
VANGUARD STAR FUND STAR PORTFO
FD
921909107
981
36683
SH
SOLE
3281
0
33402
WELLS FARGO ADVANTAGE TOT RET
FD
94975J631
154
11515
SH
SOLE
0
0
11515
BLACKROCK SHORT TERM MUNI-I
FIMF
09253C819
499
49197
SH
SOLE
0
0
49197