-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SY0h4lITJzZIgROxHljF9ObgyFVKfSlUzS9S4os+73OCQZiHgmNCfCcynReUwVzK 0ALmRUstN/GYunTGNCaCKg== 0001169232-08-003104.txt : 20080814 0001169232-08-003104.hdr.sgml : 20080814 20080814163912 ACCESSION NUMBER: 0001169232-08-003104 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARRET ASSET MANAGEMENT CENTRAL INDEX KEY: 0000791490 IRS NUMBER: 134113321 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01317 FILM NUMBER: 081019761 BUSINESS ADDRESS: STREET 1: 50 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125933800 MAIL ADDRESS: STREET 1: 50 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: CARRET & CO LLC DATE OF NAME CHANGE: 20001010 FORMER COMPANY: FORMER CONFORMED NAME: CARRET & CO INC DATE OF NAME CHANGE: 19990326 13F-HR 1 d74807_13f-hr.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Carret Asset Management Address: 40 West 57th Street New York, NY 10019 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marco Vega Title: Chief Financial Officer Phone: 212-207-2304 Signature, Place, and Date of Signing: /s/ Marco Vega Carret Asset Mgmt 8/14/2008 - -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -- Form 13F Information Table Entry Total: 89,117,626 Form 13F Information Table Value Total: 1,178,611 List of Other Included Managers: -- FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ----------------------------- ------- --------- -------- -------- --- ---- ------- -------- ------ -------- ------- 3M COMPANY COM 88579y101 12402 156686 SH Sole 27153 5450 124083 4 50 SH Defined 50 A H BELO CORP CL A COM 001282102 216 18930 SH Sole 18930 ABBOTT LABORATORIES COM 002824100 12325 223489 SH Sole 35139 14600 173750 ADOBE SYSTEMS INC COM 00724F101 961 27000 SH Sole 8700 18300 AES CORP COM 00130h105 548 32888 SH Sole 6670 25968 250 AETNA INC NEW COM 00817Y108 789 18750 SH Sole 17450 1300 AFLAC INC COM 001055102 1470 22640 SH Sole 18140 4000 500 ALCOA INC COM 013817101 7596 210650 SH Sole 3400 300 206950 ALLERGAN INC COM 018490102 409 7260 SH Sole 800 6460 ISHARES MSCI SINGAPORE INDEX 464286673 1237 96900 SH Sole 23000 72100 ALLSTATE CORP COM 020002101 2214 46059 SH Sole 41829 2364 1866 AMCOL INTL CORP COM COM 02341w103 3435 110000 SH Sole 6300 71900 31800 AMEREN CORP COM 023608102 453 10280 SH Sole 2180 8000 100 AMERICAN EXPRESS CO COM 025816109 14615 334279 SH Sole 79014 8700 246565 AMERICAN INTL GROUP INC COM 026874107 19628 453838 SH Sole 175402 15724 262712 2 50 SH Defined 50 AMERICAN VANGUARD CORP COM COM 030371108 5149 309463 SH Sole 39833 217632 51998 AMERIGAS PARTNERS. L.P. COM 030975106 482 15983 SH Sole 4800 9933 1250 AMERIPRISE FINANCIAL INC COM 03076C106 1500 28939 SH Sole 25525 1120 2294 AMETEK INC NEW COM 031100100 527 12000 SH Sole 12000 AMGEN INC COM 031162100 222 5320 SH Sole 4600 400 320 ANADARKO PETROLEUM CORP COM 032511107 5525 87650 SH Sole 15400 59200 13050 APACHE CORP COM 037411105 5715 47300 SH Sole 9200 36350 1750 APARTMENT INVESTMENT & MANG CO COM 03748R101 204 5701 SH Sole 5701 API NANOTRONICS CORP COM COM 03761M104 4 40000 SH Sole 40000 APPLE INC COM 037833100 3163 22040 SH Sole 13910 1120 7010 APPLIED MATERIALS INC DELAWARE COM 038222105 8982 460389 SH Sole 58250 10510 391629 2 100 SH Defined 100 AQUA AMERICA INC COM 03836w103 2268 120779 SH Sole 9582 92197 19000 ARCH COAL INC COM 039380100 555 12750 SH Sole 7200 5550 ARDIC EXPLORATION & DEV LTD COM 03979K106 0 43575 SH Sole 40463 3112 ARLINGTON TANKERS LTD COM g04899103 470 22400 SH Sole 18134 2000 2266 ASTA FDG INC COM COM 046220109 1627 116798 SH Sole 22500 78498 15800 AT&T INC COM 00206r102 14114 368516 SH Sole 87742 12841 267933 AUTOMATIC DATA PROCESSING INC. COM 053015103 1355 31969 SH Sole 11386 6800 13783 AVNET INC COM 053807103 6518 199130 SH Sole 13130 1000 185000 BAKER HUGHES COM 057224107 577 8420 SH Sole 6870 1550 BANK NEW YORK MELLON CORP COM 064058100 3834 91879 SH Sole 71106 20332 441 BANK OF AMERICA CORP COM 060505104 7003 184734 SH Sole 153935 16262 14537 2 50 SH Defined 50 BARR PHARMACEUTICALS INC COM 068306109 316 6542 SH Sole 1000 1000 4542 BASIN WTR INC COM COM 07011T306 100 17500 SH Sole 9000 8500 BECTON DICKINSON & CO COM 075887109 671 7814 SH Sole 6164 1650 BED BATH & BEYOND INC COM 075896100 5101 172902 SH Sole 18617 6000 148285 BELO CORPORATION COM 080555105 1000 94650 SH Sole 94650 BERKSHIRE HATHAWAY - A COM 084670108 4269 32 SH Sole 17 15 BERKSHIRE HATHAWAY INC CL B COM 084670207 7971 1782 SH Sole 633 1106 43 BEST BUY COMPANY INC. COM 086516101 3315 79945 SH Sole 3300 1000 75645 BION ENVIRNMNTL TECH COM NEW COM 09061Q307 2307 1088213 SH Sole 719459 368754 BLACK & DECKER CORP COM 091797100 736 11130 SH Sole 10105 525 500 BOEING CO COM 097023105 11337 152445 SH Sole 53802 3425 95218 BRISTOL MYERS SQUIBB CO COM 110122108 2884 135389 SH Sole 75039 36250 24100 BUNGE LIMITED COM g16962105 3541 40753 SH Sole 33775 1400 5578 BURLINGTON NORTHERN SANTA FE COM 12189T104 2679 29050 SH Sole 22100 3200 3750 CAMDEN PROPERTY TRUST COM 133131102 1738 34624 SH Sole 30624 4000 10 200 SH Defined 200 CAMPBELL SOUP CO COM 134429109 449 13237 SH Sole 12337 900 CANADIAN NATURAL RES LTD COM 136385101 4997 73200 SH Sole 4000 47600 21600 CARDINAL HEALTH INC OHIO COM 14149y108 6776 129048 SH Sole 3500 400 125148 CARNIVAL CORP COM 143658300 334 8245 SH Sole 7370 400 475 CATERPILLAR INC COM 149123101 10586 135217 SH Sole 8400 100 126717 CBS CORP NEW CLASS B COM 124857202 360 16290 SH Sole 10914 5191 185 CELGENE CORP COM 151020104 7396 120670 SH Sole 97020 3300 20350 CELL KINETICS LTD COM M2196W105 88 49347 SH Sole 39460 2700 7187 CENTERPOINT CORP COM COM 0 52000 SH Sole 52000 CENTRAL EUROPEAN DISTR CORP COM 153435102 7067 121450 SH Sole 19800 78250 23400 CHECK POINT SOFTWARE TECHNOLOG COM M22465104 499 22267 SH Sole 18417 2000 1850 CHESAPEAKE ENERGY CORP COM 165167107 3664 79385 SH Sole 31675 28435 19275 9 200 SH Defined 200 CHEVRON CORP COM 166764100 19100 223757 SH Sole 59035 55322 109400 CHICAGO BRIDGE & IRON CO COM 167250109 1532 39050 SH Sole 15800 14050 9200 CHUBB CORP COM 171232101 3315 67000 SH Sole 39400 27600 CHURCH & DWIGHT CO INC COM 171340102 2007 37000 SH Sole 8400 27900 700 CIMAREX ENERGY CO COM 171798101 696 12716 SH Sole 12066 400 250 CINCINNATI FIN'L COM 172062101 2524 66360 SH Sole 25000 39500 1860 CISCO SYS INC COM 17275r102 14815 614999 SH Sole 123977 66486 424536 CITIGROUP INC COM 172967101 10023 467921 SH Sole 134601 63574 269746 COACH, INC COM 189754104 666 22089 SH Sole 12605 1000 8484 COCA-COLA CO COM 191216100 6536 107384 SH Sole 11797 4820 90767 COLGATE PALMOLIVE CO COM 194162103 1626 20870 SH Sole 7135 1200 12535 COLONIAL BANCGROUP INC COM 195493309 140 14500 SH Sole 14500 COMCAST CORP CL A COM 20030n101 8591 444196 SH Sole 87558 4238 352400 COMCAST CORP CL A - SPL COM 20030n200 2670 140751 SH Sole 137474 1050 2227 CONAGRA FOODS INC COM 205887102 257 10750 SH Sole 10650 100 CONOCOPHILLIPS COM 20825c104 20933 274675 SH Sole 61738 98223 114714 CONSOLIDATED WATER CO-ORD SH COM G23773107 2754 125000 SH Sole 25200 98000 1800 CONTINUCARE CORP COM COM 212172100 1103 441325 SH Sole 441325 CORNING INC COM 219350105 14775 614610 SH Sole 241302 19850 353458 2 100 SH Defined 100 COVANCE INC COM 222816100 626 7550 SH Sole 7050 500 CVS CAREMARK CORP COM 126650100 10505 259307 SH Sole 58819 4750 195738 CYBERONICS, INC. COM 23251P102 407 28100 SH Sole 18100 10000 DEARBORN BANCORP INC COM COM 24242R108 388 51051 SH Sole 24801 26250 DEERE & CO COM 244199105 1310 16290 SH Sole 9200 800 6290 DENTSPLY INTERNATIONAL INC NEW COM 249030107 481 12450 SH Sole 10100 2350 DEVON ENERGY CORP NEW COM 25179M103 1796 17210 SH Sole 14382 1826 1002 DIAMOND OFFSHORE DRILLING INC COM 25271c102 749 6433 SH Sole 4916 1000 517 DIEBOLD INC COM 253651103 289 7700 SH Sole 3500 2500 1700 DISCOVER FINANCIAL SVCS COM 254709108 172 10492 SH Sole 9118 1000 374 DISCOVERY HLDG CO-A W/I COM 25468y107 419 19745 SH Sole 2216 17529 DOMINION RES INC VA NEW COM 25746U109 2268 55534 SH Sole 43934 10600 1000 DOW CHEM CO COM COM 260543103 7266 197184 SH Sole 31267 2850 163066 DU PONT E I DE NEMOURS COM 263534109 11777 251851 SH Sole 45176 5875 200800 DUKE ENERGY CORP COM 26441c105 529 29645 SH Sole 18691 9439 1515 E TRADE FINANCIAL CORP COM COM 61 15764 SH Sole 15764 EAGLE BULK SHIPPING COM COM Y2187A101 305 11847 SH Sole 8600 1000 2247 EAGLE MATERIALS INC COM 26969P108 5882 165450 SH Sole 27000 119800 18650 EASTGROUP PROPERTIES INC COM 277276101 255 5499 SH Sole 5499 EASYLINK SVCS INTL COR CL A COM 2110 730030 SH Sole 358430 371600 EATON CORP COM 278058102 219 2750 SH Sole 2750 EL PASO CORP COM 28336L109 4097 246200 SH Sole 47800 154800 43600 ELI LILLY & CO COM 532457108 297 5750 SH Sole 5750 EMC CORP-MASS COM 268648102 10492 731638 SH Sole 182475 13250 535913 EMERSON ELECTRIC CO COM 291011104 7850 152550 SH Sole 152550 ENCANA CORP COM 292505104 2002 26431 SH Sole 19700 1800 4931 ENSCO INTL INC COM COM 26874q100 5315 84883 SH Sole 70900 3500 10483 EOG RESOURCES INC COM 26875P101 3000 25000 SH Sole 21400 3600 EQUITY RESIDENTIAL COM 29476L107 3410 82177 SH Sole 60873 17092 4212 EXXON MOBIL CORP COM 30231g102 27651 326926 SH Sole 138230 118885 69811 FALCONSTOR SOFTWARE COM COM 306137100 171 22479 SH Sole 22479 FEDEX CORPORATION COM 31428X106 1035 11174 SH Sole 299 10875 FIDELITY NATIONAL FINANCIAL COM 31620R105 4994 272458 SH 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17750 GENENTECH INC COM 368710406 358 4414 SH Sole 3929 485 GENERAL ELECTRIC CO COM 369604103 32231 870877 SH Sole 279157 111398 480323 GENERAL GROWTH PROPERTIES COM 370021107 1456 38133 SH Sole 34133 3700 300 GENERAL MILLS INC COM 370334104 8560 142950 SH Sole 12400 130550 GENL DYNAMICS CORP COM COM 369550108 8021 96210 SH Sole 18000 5750 72460 GENZYME CORP COM 372917104 481 6455 SH Sole 565 5890 GETTY RLTY CORP NEW COM COM 374297109 175 11000 SH Sole 3000 8000 GILEAD SCIENCES COM 375558103 464 9000 SH Sole 7500 1000 500 GOLDMAN SACHS GROUP INC COM 38141G104 2437 14735 SH Sole 9060 400 5275 GREIF BROS CORP CLASS A COM 397624107 1376 20250 SH Sole 15650 4100 500 GREIF INC CL B COM 397624206 413 6700 SH Sole 1000 5600 100 H & R BLOCK INC COM 093671105 456 21950 SH Sole 21150 800 H J HEINZ CO COM 423074103 596 12695 SH Sole 10895 1050 750 HALLIBURTON CO HOLDINGS CO COM 406216101 499 12686 SH Sole 4600 8086 HARLEY-DAVIDSON INC COM 412822108 1125 29990 SH Sole 20625 7750 1615 HARLEYSVILLE NATL PA COM COM 412850109 261 18123 SH Sole 18123 HARTFORD FINANCIAL SERVICES GR COM 416515104 11300 149132 SH Sole 22082 700 126350 HELMERICH & PAYNE INC COM 423452101 254 5412 SH Sole 5412 HERSHEY COMPANY COM 427866108 923 24500 SH Sole 6300 18200 HEWLETT PACKARD CO COM 428236103 14638 320580 SH Sole 120367 89349 110864 HOME DEPOT INC COM 437076102 7276 260147 SH Sole 45493 4680 209975 HOME PROPERTIES INC COM 437306103 269 5600 SH Sole 2000 3100 500 HONEYWELL INTL INC COM 438516106 3443 61031 SH Sole 52332 3825 4874 HOSPITALITY PPTYS TRUST SBI COM 44106m102 2779 81700 SH Sole 36300 44100 1300 HUDSON CITY BANCORP COM COM 443683107 1392 78721 SH Sole 30221 23500 25000 ILLINOIS TOOL WORKS INC COM 452308109 576 11950 SH Sole 7200 1800 2950 INGERSOLL RAND CO LTD A COM g4776g101 805 18060 SH Sole 17460 600 INTEL CORP COM 458140100 16522 780083 SH Sole 175659 146583 457841 2 100 SH Defined 100 INTERNATIONAL GAME TECHNOLOGY COM 459902102 398 9900 SH Sole 9900 INTERPUBLIC GROUP COS COM 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19823 1349 2885
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