-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KhFFFdfMscyHW8BDm+YEeZyEU3ujlWtn8TTGf5BHSYQLHiWwWOv0v59SNoigMZz/ KX3Ay3XTWXA0d+WqlTHQ5Q== 0001169232-08-002047.txt : 20080514 0001169232-08-002047.hdr.sgml : 20080514 20080513183653 ACCESSION NUMBER: 0001169232-08-002047 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080514 DATE AS OF CHANGE: 20080513 EFFECTIVENESS DATE: 20080514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARRET ASSET MANAGEMENT CENTRAL INDEX KEY: 0000791490 IRS NUMBER: 134113321 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01317 FILM NUMBER: 08828995 BUSINESS ADDRESS: STREET 1: 50 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125933800 MAIL ADDRESS: STREET 1: 50 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: CARRET & CO LLC DATE OF NAME CHANGE: 20001010 FORMER COMPANY: FORMER CONFORMED NAME: CARRET & CO INC DATE OF NAME CHANGE: 19990326 13F-HR 1 d74291_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Carret Asset Management Address: 40 West 57th Street New York, NY 10019 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marco Vega Title: Chief Financial Officer Phone: 212-207-2304 Signature, Place, and Date of Signing: /s/ Marco Vega Carret Asset Mgmt May 13, 2008 - - ------------------------------------------------------------------------------ Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 88,497,556 Form 13F Information Table Value Total: 1,172,064 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579y101 12429 157036 SH SOLE 27203 5450 124383 4 50 SH DEFINED 50 A H BELO CORP CL A COM 001282102 216 18930 SH SOLE 18930 ABB LTD SPONSORED ADR COM 234 8700 SH SOLE 8300 7600 ABBOTT LABORATORIES COM 002824100 12325 223489 SH SOLE 35139 14600 173750 ADOBE SYSTEMS INC COM 00724F101 961 27000 SH SOLE 8700 18300 AES CORP COM 00130h105 548 32888 SH SOLE 6670 25968 250 AETNA INC NEW COM 00817Y108 789 18750 SH SOLE 17450 1300 AFLAC INC COM 001055102 1496 23040 SH SOLE 18540 4000 500 ALCOA INC COM 013817101 7596 210650 SH SOLE 3400 300 206950 ALLERGAN INC COM 018490102 409 7260 SH SOLE 800 6460 ALLIANCEBERNSTEIN HLDG L P COM 01881g106 387 6100 SH SOLE 5200 900 ALLSTATE CORP COM 020002101 2223 46259 SH SOLE 42029 2364 1866 AMCOL INTL CORP COM COM 02341w103 3435 110000 SH SOLE 6300 71900 31800 AMEREN CORP COM 023608102 453 10280 SH SOLE 2180 8000 100 AMERICAN EXPRESS CO COM 025816109 14623 334479 SH SOLE 79214 8700 246565 AMERICAN INTL GROUP INC COM 026874107 19539 451768 SH SOLE 175932 15724 262712 2 50 SH DEFINED 50 AMERICAN VANGUARD CORP COM COM 030371108 5149 309463 SH SOLE 39833 217632 51998 AMERIGAS PARTNERS. L.P. COM 030975106 482 15983 SH SOLE 4800 9933 1250 AMERIPRISE FINANCIAL INC COM 03076C106 1500 28939 SH SOLE 25525 1120 2294 AMETEK INC NEW COM 031100100 527 12000 SH SOLE 12000 AMGEN INC COM 031162100 222 5320 SH SOLE 4600 400 320 ANADARKO PETROLEUM CORP COM 032511107 5525 87650 SH SOLE 15400 59200 13050 APACHE CORP COM 037411105 5715 47300 SH SOLE 9200 36350 1750 APARTMENT INVESTMENT & MANG CO COM 03748R101 204 5701 SH SOLE 5701 API NANOTRONICS CORP COM COM 03761M104 4 40000 SH SOLE 40000 APPLE INC COM 037833100 3163 22040 SH SOLE 13910 1120 7010 APPLIED MATERIALS INC DELAWARE COM 038222105 8982 460389 SH SOLE 58250 10510 391629 2 100 SH DEFINED 100 AQUA AMERICA INC COM 03836w103 2268 120779 SH SOLE 9582 92197 19000 ARCH COAL INC COM 039380100 313 7200 SH SOLE 7200 5550 ARDIC EXPLORATION & DEV LTD COM 03979K106 0 43575 SH SOLE 40463 3112 ARLINGTON TANKERS LTD COM g04899103 489 23300 SH SOLE 19034 2000 2266 ASTA FDG INC COM COM 046220109 1627 116798 SH SOLE 22500 78498 15800 AT&T INC COM 00206r102 14124 368766 SH SOLE 87992 12841 267933 AUTOMATIC DATA PROCESSING INC. 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