-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TZtp1yXZXl1PWAr6zrUUcAofkvCsU+vPNvpa0X2NdKbaYteuTF1iwBFZmGu5904s Wq76R+dlaW9SmpNpe5bIwA== 0000950137-02-000083.txt : 20020413 0000950137-02-000083.hdr.sgml : 20020413 ACCESSION NUMBER: 0000950137-02-000083 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020109 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPORTSMANS GUIDE INC CENTRAL INDEX KEY: 0000791450 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 411293081 STATE OF INCORPORATION: MN FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-39065 FILM NUMBER: 2505025 BUSINESS ADDRESS: STREET 1: 411 FARWELL AVENUE SO CITY: ST PAUL STATE: MN ZIP: 55075 BUSINESS PHONE: 6124513030 MAIL ADDRESS: STREET 1: 411 FARWELL AVE CITY: S ST PAUL STATE: MN ZIP: 55075 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH THOMAS A/FL CENTRAL INDEX KEY: 0001164679 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 96 N E 4TH AVENUE CITY: DELRAY BEACH STATE: CA ZIP: 33444 BUSINESS PHONE: 5612767468 MAIL ADDRESS: STREET 1: 96 N E 4TH AVENUE CITY: DE;RAU BEACH STATE: FL ZIP: 33444 SC 13G 1 c66882sc13g.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 The Sportsman's Guide, Inc. ----------------------------------------------------- (Name of Issuer) Common Stock ----------------------------------------------------- (Title of Class of Securities) 761624105 ----------------------------------------------------- (CUSIP Number) December 31, 2001 ----------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 761624105 13G PAGE 2 OF 4 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Thomas A. Smith - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 382,725 ----------------------------------------------------- Beneficially 6 Shared Voting Power Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each 382,725 ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 382,725 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 8.1% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP NO. 761624105 13G PAGE 3 OF 4 PAGES - -------------------------------------------------------------------------------- Item 1. (a) Name of Issuer: The Sportsman's Guide, Inc. ------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices: 411 Farwell Avenue South St. Paul, MN 55075 ------------------------------------------------------------- Item 2. (a) Name of Person Filing: Thomas A. Smith ------------------------------------------------------------- (b) Address of Principal Business Office, or if None, Residence: 96 N.E. 4th Avenue Delray Beach, FL 33444 ------------------------------------------------------------- (c) Citizenship: United States of America ------------------------------------------------------------- (d) Title of Class of Securities: Common Stock ------------------------------------------------------------- (e) CUSIP Number: 848907201 ------------------------------------------------------------- Item 3. Inapplicable Item 4. Ownership. The reporting person became the beneficial owner of 382,725 shares of common stock as the result of the reporting person's becoming trustee of various trusts holding such shares. (a) Amount Beneficially Owned 382,725 (b) Percent of Class 8.1% (c) Number of Shares as to which the Person has: (i) Sole power to vote or direct the vote 382,725 as the trustee under various trusts (ii) Shared power to vote or direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 382,725 as the trustee under various trusts (iv) Shared power to dispose or to direct the disposition of 0 CUSIP NO. 761624105 13G PAGE 4 OF 4 PAGES - -------------------------------------------------------------------------------- Item 5. Ownership of Five Percent or Less of a Class. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Inapplicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Inapplicable Item 8. Identification and Classification of Members of the Group. Inapplicable Item 9. Notice of Dissolution of Group. Inapplicable Item 10. Certification. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 8, 2002 Signature: /s/ THOMAS A. SMITH ----------------------------------------------------------------- Name/Title Thomas A. Smith ----------------------------------------------------------------- * Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----