-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oc3gpj4Huj33trSX1SYb6f4XuXqgR3O2sjWIrWK6Yg55y6cm8D11491Ox1BWaqBg Midf4r968puUaHq3JfaPjg== 0000923893-98-000002.txt : 19980225 0000923893-98-000002.hdr.sgml : 19980225 ACCESSION NUMBER: 0000923893-98-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980224 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPORTSMANS GUIDE INC CENTRAL INDEX KEY: 0000791450 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 411293081 STATE OF INCORPORATION: MN FISCAL YEAR END: 1229 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-39065 FILM NUMBER: 98548097 BUSINESS ADDRESS: STREET 1: 411 FARWELL AVENUE SO CITY: ST PAUL STATE: MN ZIP: 55075 BUSINESS PHONE: 6124513030 MAIL ADDRESS: STREET 1: 411 FARWELL AVE CITY: S ST PAUL STATE: MN ZIP: 55075 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHIEL VINCENT W ET AL CENTRAL INDEX KEY: 0000923893 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 6900 GOLF HOUSE DR CITY: HOBE SOUND STATE: FL ZIP: 33455 BUSINESS PHONE: 4075468128 SC 13D/A 1 Amendment No. 6 The Sportsman's Guide, Inc. Common Stock, $.01 par value CUSIP Number 848907 20 1 CUSIP No. 848907 20 1 Item 1: Reporting Person - Vincent W. Shiel/The Amended Vincent W. Shiel Revocable Trust dated January 18, 1989 Item 2: (b) Disclaims membership in a group Item 4: PF Item 6: United States Item 7: 525,851 Item 8: 111,796 Item 9: 525,851 Item 10: 111,796 Item 11: 637,647 Item 13: 15.4% Item 14: IN/00 CUSIP NO. 848907 20 1 Item 1: Reporting Person - Helen M. Shiel/The Helen M. Shiel Revocable Trust dated January 23, 1989 Item 2: (b) Disclaims membership in a group Item 4: PF Item 6: United States Item 7: 111,796 Item 8: 525,851 Item 9: 111,796 Item 10: 525,851 Item 11: 637,647 Item 13: 15.4% Item 14: IN/00 CUSIP NO. 848907 20 1 Item 1: Reporting Person - Stuart A. Shiel Item 2: (b) Disclaims membership in a group Item 4: PF Item 6: United States Item 7: 165,463 Item 8: 0 Item 9: 165,463 Item 10: 0 Item 11: 165,463 Item 13: 4.2% Item 14: IN CUSIP NO. 848907 20 1 Item 1: Reporting Person - Ralph E. Heyman, individually, and as trustee under various trusts for the benefit of Vincent W. Shiel and Helen M. Shiel and their children and grandchildren Item 2: (b) Disclaims membership in a group Item 4: PF/00 Item 6: United States Item 7: 453,960 Item 8: 0 Item 9: 453,960 Item 10: 0 Item 11: 453,960 Item 13: 11.2% Item 14: IN/00 Item 2. IDENTITY AND BACKGROUND (b) Residence or Business Address (iii) Stuart A. Shiel - 37710 Pinwood Court, Magnolia, TX 77355 Item 5. INTEREST IN SECURITIES OF THE ISSUER (a) Pursuant to Rule 13d-4, each person filing hereunder expressly declares that the filing of this statement shall not be construed as an admission that he or she is the beneficial owner of any securities covered by this statement other than as follows: (i) Vincent W. Shiel, as Trustee of the Vincent W. Shiel Revocable Trust, is the beneficial owner of 525,851 shares of Common Stock (147,348 of which represents shares issuable upon the exercise of warrants). Vincent W. Shiel, as the spouse of Helen M. Shiel, is the beneficial owner of 111,796 shares of Common Stock which are held in the name of Helen M. Shiel, as Trustee of the Helen M. Shiel Revocable Trust. Therefore, the aggregate amount of shares of Common Stock beneficially owned by Vincent W. Shiel is 637,647. (ii) Helen M. Shiel, as Trustee of the Helen M. Shiel Revocable Trust, is the beneficial owner of 111,796 shares of Common Stock (45,001 of which represent shares issuable upon the exercise of warrants). Helen M. Shiel, as the spouse of Vincent W. Shiel, is the beneficial owner of the 525,851 shares of Common Stock which are held in the name of Vincent W. Shiel, as Trustee of the Vincent W. Shiel Revocable Trust. Therefore, the aggregate amount of shares of Common Stock beneficially owned by Helen M. Shiel is 637,647. (iii) Stuart A. Shiel is the beneficial owner of 165,463 shares of Common Stock (20,000 of which represent shares issuable upon the exercise of warrants). (iv) Ralph E. Heyman, as Trustee under various trusts for the benefit of Vincent W. Shiel and Helen M. Shiel and their children and grandchildren, is the beneficial owner of 451,960 shares of Common Stock (97,652 of which represent shares issuable upon the exercise of warrants). Mr. Heyman, individually, owns 2,000 shares of Common Stock. (b) Sole Power to Vote and Dispose of Common Stock (i) Vincent W. Shiel, as Trustee under the Vincent W. Shiel Revocable Trust, has the sole power to vote and dispose of 525,851 shares of Common Stock. (ii) Helen M. Shiel, as Trustee under the Helen M. Shiel Revocable Trust, has sole power to vote and dispose of 111,796 shares of Common Stock. (iii) Stuart A. Shiel has the sole power to vote and dispose of 165,463 shares of Common Stock. (iv) Ralph E. Heyman, individually, and as Trustee under various trusts for the benefit of Vincent W. Shiel and Helen M. Shiel and their children and grandchildren, has sole power to vote and dispose of 453,960 shares of Common Stock. Shared Power to Vote and Dispose of Common Stock (i) Vincent W. Shiel has the shared power to vote and dispose of 111,796 shares of Common Stock held by the Helen M. Shiel Revocable Trust. (ii) Helen M. Shiel has the shared power to vote and dispose of the 525,851 shares of Common Stock held by the Vincent W. Shiel Revocable Trust. (c) (i) As part of a registered public offering of the common shares of the issuer that was consummated on February 10, 1998, Vincent W. Shiel sold 46,500 common shares of the issuer at $6.50 per share and Helen M. Shiel, Dr. Shiel's wife, sold 8,206 common shares of the issuer at $6.50 per share. (ii) As part of a registered public offering of the common shares of the issuer that was consummated on February 10, 1998, Helen M. Shiel sold 8,206 shares of the issuer at $6.50 per share and Vincent W. Shiel, Helen M. Shiel's spouse, sold 46,500 shares of the issuer at $6.50 per share. (iii) As part of a registered public offering of the common shares of the issuer that was consummated on February 10, 1998, Stuart A. Shiel sold 17, 871 shares of the issuer at $6.50 per share. (iv) As part of a registered public offering of the common shares of the issuer that was consummated on February 10, 1998, Ralph E. Heyman, as Trustee under various trusts for the benefit of Vincent W. Shiel and Helen M. Shiel and their children and grandchildren, sold 43,528 shares of the issuer at $6.50 per share. (d) None (e) Stuart A. Shiel ceased to be the beneficial owner of more than five percent of the Common Stock on February 10, 1998. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. VINCENT W. SHIEL Vincent W. Shiel Date: February 24, 1998 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. HELEN M. SHIEL Helen M. Shiel Date: February 24, 1998 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. STUART A. SHIEL Stuart A. Shiel Date: February 24, 1998 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. RALPH E. HEYMAN Ralph E. Heyman Date: February 24, 1998 -----END PRIVACY-ENHANCED MESSAGE-----