0001611953-16-000087.txt : 20160119 0001611953-16-000087.hdr.sgml : 20160118 20160119172923 ACCESSION NUMBER: 0001611953-16-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160115 FILED AS OF DATE: 20160119 DATE AS OF CHANGE: 20160119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVY JEFFREY M CENTRAL INDEX KEY: 0001384972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 161349167 MAIL ADDRESS: STREET 1: 52 SOUTH BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-01-15 0 0000790359 NBT BANCORP INC NBTB 0001384972 LEVY JEFFREY M 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 EVP/ Pres Commercial Banking NBT Bancorp Inc. Common Stock 2016-01-15 4 F 0 235.0 25.11 D 41309.93 D NBT Bancorp Inc. Common Stock 2016-01-15 4 F 0 520.0 25.11 D 40789.93 D NBT Bancorp Inc. Common Stock 2016-01-15 4 F 0 432.0 25.11 D 40357.93 D NBT Bancorp Inc. Common Stock 2016-01-15 4 F 0 435.0 25.11 D 39922.93 D NBT Bancorp Inc. Common Stock 2016-01-15 4 F 0 474.0 25.11 D 39448.93 D NBT Bancorp Inc. Common Stock 2016-01-19 4 S 0 1503.0 24.9682 D 37945.93 D NBT Bancorp Inc. Common Stock 5530.388 I 401k NBT Bancorp Inc. Common Stock 1080.335 I NBT Bancorp ESOP Non-Qualified Stock Option (right to buy) 20.19 2011-01-15 2020-01-15 NBT Bancorp Inc. Common Stock 9000 9000 D Non-Qualified Stock Option (right to buy) 25.38 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 13000 13000 D Non-Qualified Stock Option (right to buy) 25.762 2008-01-01 2017-01-01 NBT Bancorp Inc. Common Stock 9000 9000 D The sale price is an average of 1,503 shares sold at prices between $24.76 and $25.37 Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years. By: F. Sheldon Prentice, Power of Attorney For: Jeffrey M. Levy 2016-01-19