0000790070-16-000292.txt : 20160908
0000790070-16-000292.hdr.sgml : 20160908
20160908170702
ACCESSION NUMBER: 0000790070-16-000292
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160906
FILED AS OF DATE: 20160908
DATE AS OF CHANGE: 20160908
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMC CORP
CENTRAL INDEX KEY: 0000790070
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 042680009
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 176 SOUTH STREET
CITY: HOPKINTON
STATE: MA
ZIP: 01748-9103
BUSINESS PHONE: 5082937208
MAIL ADDRESS:
STREET 1: 176 SOUTH STREET
CITY: HOPKINTON
STATE: MA
ZIP: 01748-9103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cowen Randolph L
CENTRAL INDEX KEY: 0001455052
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09853
FILM NUMBER: 161876963
MAIL ADDRESS:
STREET 1: 176 SOUTH STREET
CITY: HOPKINTON
STATE: MA
ZIP: 01748
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-09-06
1
0000790070
EMC CORP
EMC
0001455052
Cowen Randolph L
EMC CORPORATION
176 SOUTH STREEET
HOPKINTON
MA
01748
1
0
0
0
Common Stock
2016-09-06
4
M
0
10000
12.78
A
75800
D
Common Stock
2016-09-06
4
F
0
4443
28.77
D
71357
D
Common Stock
2016-09-06
4
M
0
10000
19.63
A
81357
D
Common Stock
2016-09-06
4
F
0
6824
28.77
D
74533
D
Common Stock
2016-09-07
4
D
0
74533
0
D
0
D
Stock Option Right To Buy
12.78
2016-09-06
4
M
0
10000
D
2010-05-06
2019-05-06
Common Stock
10000
0
D
Stock Option Right To Buy
19.63
2016-09-06
4
M
0
10000
D
2011-04-29
2020-04-29
Common Stock
10000
0
D
In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above.
In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.).
In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
/s/Barbara E. Coluci, Attorney In Fact
2016-09-08