-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, Rgudx/PVr/kRq2JWREg+rRH2V2JoljEfGlI8nfniKE9ytuxXlZkySDqLIMy0tIyc fzL9UIqMdiKyhfHx5Dgh8g== 0000898432-95-000148.txt : 19950427 0000898432-95-000148.hdr.sgml : 19950427 ACCESSION NUMBER: 0000898432-95-000148 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950426 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARLISLE COMPANIES INC CENTRAL INDEX KEY: 0000790051 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 311168055 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39538 FILM NUMBER: 95531403 BUSINESS ADDRESS: STREET 1: 250 S CLINTON ST STREET 2: STE 201 CITY: SYRACUSE STATE: NY ZIP: 13202 BUSINESS PHONE: 3154742500 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MITCHELL HUTCHINS INSTITUTIONAL INVESTORS INC CENTRAL INDEX KEY: 0000918890 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1285 AVENUE OF THE AMERICAS STREET 2: LEGAL DEPT 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127134000 MAIL ADDRESS: STREET 1: 1285 AVENUE OF THE AMERICAS STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* CARLISLE COMPANIES INCORPORATED _________________________________________________________________ (Name of Issuer) COMMON _________________________________________________________________ (Title of Class of Securities) 14233910 __________________________________ (CUSIP Number) Check the following box if a fee is being paid with this statement /__/. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). AMENDMENT TO CORRECT PERCENT OF CLASS REPRESENTED BY NUMBER OF SHARES BENEFICIALLY OWNED AS REPORTED IN STATEMENT FILED FEBRUARY 14, 1995. SEC 1745 (2/92) Page 1 of 5 pages Page 2 of 5 Pages CUSIP No. 14233910 13G --------------- 1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mitchell Hutchins Institutional Investors Inc. 13-3180862 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /__/ (b) /__/ 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 5) SOLE VOTING POWER NUMBER OF -0- SHARES 6) SHARED VOTING POWER BENEFICIALLY 929,600 OWNED BY 7) SOLE DISPOSITIVE POWER EACH -0- REPORTING 8) SHARED DISPOSITIVE POWER PERSON 929,600 WITH 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 929,600 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.03% 12) TYPE OF REPORTING PERSON* IA *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 5 Pages Item 1. (a) Name of Issuer: --------------- Carlisle Companies Incorporated Address of Issuer's Principal Executive Offices: ----------------------------------------------- 250 South Clinton Street, Suite 201 Syracuse, NY 13202-1258 Item 2. (a) Name of Person Filing: --------------------- Mitchell Hutchins Institutional Investors Inc. (b) Address of Principal Business Office: ------------------------------------ 1285 Avenue of the Americas New York, NY 10019 (c) Citizenship: Delaware ----------- (d) Title of Class of Securities: Common ---------------------------- (e) CUSIP Number: 14233910 ------------ Item 3. Type of Reporting Person ------------------------ (a) ( ) Broker or Dealer registered under Section 15 of the Act (b) ( ) Bank as defined in Section 3(a)(6)of the Act (c) ( ) Insurance Company as defined in Section 3(a)(19) of the Act (d) ( ) Investment Company registered under Section 8 of the Investment Company Act (e) (XX) Investment Adviser Registered under Section 203 of the Investment Advisers Act of 1940 Page 4 of 5 Pages (f) ( ) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b) (1)(ii)(F) (g) ( ) Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) ( ) Group, in accordance with Section 240.13d-1 (b)(1)(ii)(H) Item 4. Ownership: --------- (a) Amount Beneficially Owned: 929,600 ------------------------- (b) Percent of Class: 6.03% ---------------- (c) Number of Shares as to which such person has: -------------------------------------------- (i) Sole Power to vote or to direct the vote: -0- (ii) Shared Power to vote or to direct the vote: 929,600 (iii) Sole Power to dispose or to direct the disposition of: -0- (iv) Shared Power to dispose or to direct the disposition of: 929,600 Item 5. Ownership of Five Percent or Less of a Class: -------------------------------------------- N/A Item 6. Ownership of More than Five Percent on Behalf of Another: -------------------------------------------------------- N/A Page 5 of 5 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: --------------------------------------------------------- N/A Item 8. Identification and Classification of Members of the Group: --------------------------------------------------- N/A Item 9. Notice of Dissolution of Group: ------------------------------ N/A Item 10. Certification: ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature: --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ William R. Cavell By: ____________________________ William R. Cavell Legal Department Date: April 26, 1995 -----END PRIVACY-ENHANCED MESSAGE-----