-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QtnID8FDPaCj0AD8y+InkPU2RvXFQg5+f6nziJ0H6a2QMz64yYeimGnHzVpeaNHk 9AZlimJijUWOdbIjY6jEnA== 0000950152-96-006328.txt : 19961202 0000950152-96-006328.hdr.sgml : 19961202 ACCESSION NUMBER: 0000950152-96-006328 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961126 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38001 FILM NUMBER: 96672465 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 2164499600 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CTR FAMILY ASSOCIATES LP CENTRAL INDEX KEY: 0001027543 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 341845745 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 2164499650 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 SC 13D/A 1 NACCO INDUSTRIES 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* NACCO INDUSTRIES, INC. - -------------------------------------------------------------------------------- (NAME OF ISSUER) CLASS B COMMON, PAR VALUE $1.00 PER SHARE - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 629579 20 02 ------------------------------------------------------------- (CUSIP NUMBER) ALFRED M. RANKIN, JR. 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS, OHIO 44124-4017 (216) 449-9600 - -------------------------------------------------------------------------------- (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) NOVEMBER 25, 1996 ------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) IF THE FILING PERSON HAS PREVIOUSLY FILED A STATEMENT ON SCHEDULE 13G TO REPORT THE ACQUISITION WHICH IS THE SUBJECT OF THIS AMENDED AND RESTATED SCHEDULE 13D, AND IS FILING THIS SCHEDULE BECAUSE OF RULE 13d-1(b)(3) OR (4), CHECK THE FOLLOWING BOX [ ]. CHECK THE FOLLOWING BOX IF A FEE IS BEING PAID WITH THE STATEMENT [ ]. (A FEE IS NOT REQUIRED ONLY IF THE REPORTING PERSON: (1) HAS A PREVIOUS STATEMENT ON FILE REPORTING BENEFICIAL OWNERSHIP OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES DESCRIBED IN ITEM 1; AND (2) HAS FILED NO AMENDMENT SUBSEQUENT THERETO REPORTING BENEFICIAL OWNERSHIP OF FIVE PERCENT OR LESS OF SUCH CLASS.) (SEE RULE 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 AMENDED AND RESTATED SCHEDULE 13D CUSIP NO. 629579 20 02 Page 2 of 4 Pages - ---------------------- -- -- The Schedule 13D filed on November 25, 1996 on behalf of CTR Family Associates, L.P. and the partners thereof is hereby further amended as follows: 1. The right hand heading at the top of page 13 of the Schedule 13D, "Page 12 of 21 Pages", is hereby deleted, and the heading "Page 13 of 21 Pages" is substituted therefor. 2. Item 7 of the Schedule 13D is hereby amended by substituting "of" for "or" in the listing of Exhibit 3 and by adding the following at the end thereof: (Exhibit 9) Agreement pursuant to Rule 13d-1(f)(1)(iii) at page 4 of the manually signed and sequentially paginated copy of this Statement. 3. The signature page of the Schedule 13D is hereby amended as follows: (a) The figure "25" is added in the sixth line of text thereof. (b) The phrase ", Jr." is added to the first signature line at the end thereof and to the second signature line at the end thereof. (c) The phrase "/s/ Alfred M. Rankin, Jr." is added to the third and fourth signature lines thereof. 3 SCHEDULE 13D CUSIP NO. 629579 20 02 Page 3 of 4 Pages - ---------------------- -- -- After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Dated : November 26, 1996 Name: CTR Family Associates, L.P. By: Rankin Management, Inc., its Managing Partner By: /s/ Alfred M. Rankin, Jr. ------------------------------ Alfred M. Rankin, Jr., President Name: Rankin Management, Inc. By: /s/ Alfred M. Rankin, Jr. ------------------------------ Alfred M. Rankin, Jr., President /s/ Alfred M. Rankin, Jr. ------------------------------------ Name: Alfred M. Rankin, Jr. Name: Rankin Management, Inc. By: /s/ Alfred M. Rankin, Jr. ------------------------------ Alfred M. Rankin, Jr., President Attorney-in-Fact for Clara L. T. Rankin* Attorney-in-Fact for Victoire G. Rankin* Attorney-in-Fact for Thomas T. Rankin* Attorney-in-Fact for Claiborne R. Rankin* Attorney-in-Fact for Roger F. Rankin* Attorney-in-Fact for Bruce T. Rankin* - ------------------------------ * The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included in Exhibit 2 at page 16 and in Exhibit 3 at pages 28 through 29. 4 SCHEDULE 13D CUSIP NO. 629579 20 02 Page 4 of 4 Pages - ---------------------- -- -- EXHIBIT 9 Pursuant to Rule 13d-1(f)(1)(iii) of Regulation 13D-G of the General Rules and Regulations under the Securities and Exchange Act of 1934, the undersigned agree that the statement to which this Exhibit is attached is filed on behalf of each of the undersigned. Dated: November 26, 1996 Name: CTR Family Associates, L.P. By: Rankin Management, Inc., its Managing Partner By: /s/ Alfred M. Rankin, Jr. ------------------------------ Alfred M. Rankin, Jr., President Name: Rankin Management, Inc. By: /s/ Alfred M. Rankin, Jr. ------------------------------ Alfred M. Rankin, Jr., President /s/ Alfred M. Rankin, Jr. ------------------------------------ Name: Alfred M. Rankin, Jr. Name: Rankin Management, Inc. By: /s/ Alfred M. Rankin, Jr. ------------------------------ Alfred M. Rankin, Jr., President Attorney-in-Fact for Clara L. T. Rankin* Attorney-in-Fact for Victoire G. Rankin* Attorney-in-Fact for Thomas T. Rankin* Attorney-in-Fact for Claiborne R. Rankin* Attorney-in-Fact for Roger F. Rankin* Attorney-in-Fact for Bruce T. Rankin* - ------------------------------ * The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included in Exhibit 2 at page 16 and in Exhibit 3 at pages 28 through 29. -----END PRIVACY-ENHANCED MESSAGE-----