0000789132-14-000049.txt : 20140502 0000789132-14-000049.hdr.sgml : 20140502 20140502182720 ACCESSION NUMBER: 0000789132-14-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140501 FILED AS OF DATE: 20140502 DATE AS OF CHANGE: 20140502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRANETICS CORP CENTRAL INDEX KEY: 0000789132 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 840997049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 BUSINESS PHONE: 7196338333 MAIL ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 FORMER COMPANY: FORMER CONFORMED NAME: THE SPECTRANETICS CORP DATE OF NAME CHANGE: 19900510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHILDS GUY A CENTRAL INDEX KEY: 0001243537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19711 FILM NUMBER: 14810848 MAIL ADDRESS: STREET 1: 96 TALAMINE COURT STREET 2: SPECTRANETIC CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 4 1 wf-form4_139906962963659.xml FORM 4 X0306 4 2014-05-01 0 0000789132 SPECTRANETICS CORP SPNC 0001243537 CHILDS GUY A 9965 FEDERAL DRIVE COLORADO SPRINGS CO 80921 0 1 0 0 CFO SPNC Common Stock 2014-05-01 4 M 0 5000 2.74 A 146503 D SPNC Common Stock 2014-05-01 4 S 0 5000 21.185 D 141503 D SPNC Stock Option 2.74 2014-05-01 4 M 0 5000 0 D 2018-12-08 SPNC Common Stock 5000.0 25000 D Sold pursuant to Mr. Child's 10b5-1 plan dated May 13, 2013 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.165 to $21.205, inclusive. The reporting person undertakes to provide to The Spectranetics Corporation, any security holder of The Spectranetics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Grant date 12/8/2008. Options vested upon the Company's stock price achieving $9.00 per share and a four year vesting schedule. Options were fully vested on 12/8/2012. Options expire at the end of 10 years or on 12/8/2018. /s/ Jeffrey Sherman, Attorney-in-Fact for Guy A. Childs 2014-05-02