0001181431-13-029108.txt : 20130520
0001181431-13-029108.hdr.sgml : 20130520
20130520171044
ACCESSION NUMBER: 0001181431-13-029108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130516
FILED AS OF DATE: 20130520
DATE AS OF CHANGE: 20130520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rose Kenton R
CENTRAL INDEX KEY: 0001531440
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09076
FILM NUMBER: 13859227
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BEAM INC
CENTRAL INDEX KEY: 0000789073
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 133295276
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8479488888
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: FORTUNE BRANDS INC
DATE OF NAME CHANGE: 19970609
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
rrd380285.xml
EXERCISE AND SALE
X0306
4
2013-05-16
0
0000789073
BEAM INC
NYSE: BEAM
0001531440
Rose Kenton R
BEAM INC.
510 LAKE COOK ROAD
DEERFIELD
IL
60015
0
1
0
0
SVP & GC, CAO & Secretary
Common Stock, par value $3.125
2013-05-16
4
M
0
10000
61.7448
A
14488
D
Common Stock, par value $3.125
2013-05-16
4
S
0
10000
69.0088
D
4488
D
Stock Option (Right to Buy)
61.7448
2013-05-16
4
M
0
10000
0
D
2009-09-26
2013-09-26
Common Stock
10000
6272
D
Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plan.
Includes 202 shares acquired under the Beam Employee Stock Purchase Plan.
The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $68.88 and $69.12, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
Leslie W. Jensen, Attorney-in-Fact for Kenton R. Rose
2013-05-20