FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HALLADOR ENERGY CO [ HNRG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/01/2016 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 04/04/2016 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 04/01/2016 | P | 2,000 | A | $4.5 | 0(1) | I | CUSTODIAL ACCOUNT FBO OLIVER BILSLAND(2) | ||
Common Stock | 04/01/2016 | P | 900(1) | A | $4.997 | 0(1) | I | CUSTODIAL ACCOUNT FBO AUGUSTUS BILSLAND(2) | ||
Common Stock | 04/04/2016 | P | 2,000 | A | $4.5 | 0(1) | I | CUSTODIAL ACCOUNT FBO HENRY BILSLAND(2) | ||
Common Stock | 385,177 | I | by Alexa Bilsland Revocable Living Trust(3) | |||||||
Common Stock | 609,251 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. This Form 4 is being amended to reflect the correct amount of shares purchased following the reported transaction and to also correct the amount of shares purchased on April 1, 2016 for the Custodial Account FBO Augustus Bilsland, which was 900 shares, not 2,000. |
2. The reporting person is custodian of the account, but does not have any pecuniary interest in the shares that have been reported above as purchased and 0% pecuniary interest in any shares held in such custodial account. Thus, the amount of securities beneficially owned following the transactions is zero and the reporting person does not claim beneficial ownership of such shares. |
3. Shares are owned by the Alexa Bilsland Revocable Living Trust. Alexa Bilsland is the Trustee of such trust and is the reporting person's spouse. The reporting person disclaims any beneficial ownership of such shares. |
Remarks: |
This Form 4 is being amended to correct ownership totals following the transactions and also to report the correct number of shares purchased on April 1, 2016 by the Custodial Account FBO Augustus Bilsland. |
Brent K. Bilsland | 10/17/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |