0001553350-20-000988.txt : 20201112 0001553350-20-000988.hdr.sgml : 20201112 20201112120031 ACCESSION NUMBER: 0001553350-20-000988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201110 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farrell William James III CENTRAL INDEX KEY: 0001568046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 201304970 MAIL ADDRESS: STREET 1: 20200 COTTAGEWOOD RD CITY: DEEPHAVEN STATE: MN ZIP: 55331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 841261240 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 4 1 farrell4.xml OWNERSHIP DOCUMENT X0306 4 2020-11-10 0 0000788920 PRO DEX INC PDEX 0001568046 Farrell William James III 2361 MCGAW AVENUE IRVINE CA 92614 1 0 0 0 Common Stock 0 D Common Stock 2020-11-10 4 S 0 2800 37.1477 D 5600 I By IRA /s/ Alisha Charlton as attorney-in-fact for William Farrell 2020-11-12