-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EpnDye7zqLHLcwTu1H+9T2cJfWWQwyxtpEQ7YRwoDNNO2N6J7QzsH0gLc5KWvuo6 Xi8BLyUFwg+eUkEJYknFQw== 0000732847-98-000017.txt : 19980204 0000732847-98-000017.hdr.sgml : 19980204 ACCESSION NUMBER: 0000732847-98-000017 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980203 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL ALTERNATIVES INTERNATIONAL INC CENTRAL INDEX KEY: 0000787253 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841007839 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-37736 FILM NUMBER: 98520452 BUSINESS ADDRESS: STREET 1: 1185 LINDA VISTA DR CITY: SAN MARCOS STATE: CA ZIP: 92069 BUSINESS PHONE: 6197447340 MAIL ADDRESS: STREET 1: 1185 LINDA VISTA DRIVE CITY: SAN MARCOS STATE: CA ZIP: 92069 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN ACQUISITIONS INC DATE OF NAME CHANGE: 19860929 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST WILSHIRE SECURITIES MANAGEMENT INC/CA CENTRAL INDEX KEY: 0000732847 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 952844956 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 600 S LAKE STREET STREET 2: SUITE 405 CITY: PASADENA STATE: CA ZIP: 91106 MAIL ADDRESS: STREET 1: 600 SOUTH LAKE AVE STE 100 CITY: PASADENA STATE: CA ZIP: 91106 SC 13G 1 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NATURAL ALTERNATIVE INTERNATIONAL (NAII) ----------------------------------------- (Name of Issuer) Common Stock ----------------------------------------- (Title of Class of Securities) 638842302 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ X ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 6 Pages 2 CUSIP NO. 638842302 13G PAGE 2 OF 6 PAGES 1 NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Wilshire Securities Management, Inc. Tax ID #95-2844956 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION California Corporation 5 SOLE VOTING POWER 60,300 1.11% NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY None OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 344,500 6.34% 8 SHARED DISPOSITIVE POWER None 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 344,500 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.34% 12 TYPE OF REPORTING PERSON* BD,IA *SEE INSTRUCTION BEFORE FILLING OUT! 3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 10549 --------------------------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 --------------------------------- Item 1. (a). Name of Issuer: NATURAL ALTERNATIVES INTERNATIONAL (b). Address of Issuer's Principal Executive Offices: 1185 Linda Drive San Marcos, California 92069 Item 2. (a). Name of Person Filing: First Wilshire Securities Management, Inc. (b). Address of Principal Business Office: 600 South Lake Street, Suite 100 Pasadena, CA 91106-3955 Page 3 of 6 Pages 4 Item 2. (c). Citizenship: California Corporation (d). Title of Class of Securities: Common Stock (e). CUSIP Number: 638842302 Item 3. This statement is filed pursuant to Rule 13D-1(B)(ii)(G). The entity filing is an Investment Adviser registered under section 203 of the Investment Advisers Act of 1940. Item 4. Ownership. (a). Amount Beneficially Owned 344,500 shares (b). Percent of Class: 6.34% (c). Number of Shares as to which such entity has: (i) sole power to vote or to direct the vote 60,300 shares (ii) shared power to vote or to direct the vote None (iii) sole power to dispose or to direct the disposition of 344,500 shares (iv) shared power to dispose or to direct the disposition of None Page 4 of 6 Pages 5 Item 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [ ] Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Item 7. Identification and Classification of Subsidiaries which Acquired the Security Being Reported on by the Parent Holding Company: Item 8. Identification and Classification of Members of the Group: Page 5 of 6 Pages 6 Item 9. Notice of Dissolution of Group: Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By: Gerald F. Winters ---------------------------- Title: President Dated: 2/3/98 Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----