0001209191-18-000346.txt : 20180102
0001209191-18-000346.hdr.sgml : 20180102
20180102181159
ACCESSION NUMBER: 0001209191-18-000346
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171214
FILED AS OF DATE: 20180102
DATE AS OF CHANGE: 20180102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLAUDIUS LLC
CENTRAL INDEX KEY: 0001056643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10113
FILM NUMBER: 18502924
BUSINESS ADDRESS:
STREET 1: 610 FIFTH AVENUE 5TH FLOOR
STREET 2: C/O GALEN ASSOCIATES
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2122184990
MAIL ADDRESS:
STREET 1: C/O GALEN ASSOCIATES
STREET 2: 610 FIFTH AVENUE 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galen Management, LLC
CENTRAL INDEX KEY: 0001421162
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10113
FILM NUMBER: 18502921
BUSINESS ADDRESS:
BUSINESS PHONE: 203 654 6400
MAIL ADDRESS:
STREET 1: 680 WASHINGTON BLVD
CITY: STAMFORD
STATE: CT
ZIP: 06901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALEN EMPLOYEE FUND III LP
CENTRAL INDEX KEY: 0001056642
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10113
FILM NUMBER: 18502922
BUSINESS ADDRESS:
STREET 1: 610 FIFTH AVENUE 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2122184990
MAIL ADDRESS:
STREET 1: 610 FIFTH AVENUE 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALEN PARTNERS III L P
CENTRAL INDEX KEY: 0001034486
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10113
FILM NUMBER: 18502920
BUSINESS ADDRESS:
STREET 1: 610 FIFTH AVE
STREET 2: 5TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2122184990
MAIL ADDRESS:
STREET 1: 610 FIFTH AVE
STREET 2: 5TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALEN PARTNERS INTERNATIONAL III L P
CENTRAL INDEX KEY: 0001034574
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10113
FILM NUMBER: 18502923
BUSINESS ADDRESS:
STREET 1: 610 FIFTH AVENUE 5TH FLOOR
STREET 2: C/O GALEN ASSOCIATES
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2122184990
MAIL ADDRESS:
STREET 1: 610 FIFTH AVENUE 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACURA PHARMACEUTICALS, INC
CENTRAL INDEX KEY: 0000786947
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 110853640
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 616 N. NORTH COURT, SUITE 120
CITY: PALATINE
STATE: IL
ZIP: 60067
BUSINESS PHONE: 847-705-7709
MAIL ADDRESS:
STREET 1: 616 N. NORTH COURT, SUITE 120
STREET 2: .
CITY: PALATINE
STATE: IL
ZIP: 60067
FORMER COMPANY:
FORMER CONFORMED NAME: HALSEY DRUG CO INC/NEW
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-12-14
1
0000786947
ACURA PHARMACEUTICALS, INC
ACUR
0001056643
CLAUDIUS LLC
C/O GALEN MANAGEMENT, L.L.C.
680 WASHINGTON BLVD.
STAMFORD
CT
06901
0
0
0
1
Former 10% owner
0001034574
GALEN PARTNERS INTERNATIONAL III L P
C/O GALEN MANAGEMENT, L.L.C.
680 WASHINGTON BLVD.
STAMFORD
CT
06901
0
0
0
1
Former 10% owner
0001056642
GALEN EMPLOYEE FUND III LP
C/O GALEN MANAGEMENT L.L.C.
680 WASHINGTON BLVD.
STAMFORD
CT
06901
0
0
0
1
Former 10% owner
0001421162
Galen Management, LLC
680 WASHINGTON BLVD.
STAMFORD
CT
06901
0
0
0
1
Former 10% owner
0001034486
GALEN PARTNERS III L P
C/O GALEN MANAGEMENT, L.L.C.
680 WASHINGTON BLVD.
STAMFORD
CT
06901
0
0
0
1
Former 10% owner
Common Stock
2017-12-14
4
S
0
2195734
0.10
D
0
I
See footnote
The shares were sold in a private transaction pursuant to a stock purchase agreement by and among Galen Partners III, LP ("Galen III"), Galen Employee Fund III, LP, ("Employee Fund") Galen Partners International III, LP ("Galen International") and several purchasers.
The shares were sold as follows: 2,006,540 by Galen III, 180,928 by Galen International and 8,266 by Employee Fund.
Claudius, L.L.C. serves as the sole General Partner of Galen III and Galen International and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Galen Management, L.L.C. serves as the sole General Partner of Employee Fund and has sole voting and investment control over the shares held by Employee Fund and may be deemed to beneficially own the shares held by Employee Fund. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
/s/ David W. Jahns, Member of Claudius, L.L.C.
2018-01-02
/s/ David W. Jahns, Member of Claudius L.L.C., the General Partner of Galen Partners International III, L.P.
2018-01-02
/s/ David W. Jahns, Member Galen Management, L.L.C., the General Partner of Galen Employee Fund III, L.P.
2018-01-02
/s/ David W. Jahns, Member
2018-01-02
/s/ David W. Jahns, Member of Claudius, L.L.C., the General Partner of Galen Partners III, L.P.
2018-01-02