-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P+OcIc37QVRS6V8ndZAFrys2jvmga300j+vhpkt6h3feugL2d2M+8qRk1jsxZoDA oOGm7drqBVpT4HofrZC5cQ== 0000928385-97-000279.txt : 19970222 0000928385-97-000279.hdr.sgml : 19970222 ACCESSION NUMBER: 0000928385-97-000279 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLEXUS CORP CENTRAL INDEX KEY: 0000785786 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 391344447 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-41520 FILM NUMBER: 97535235 BUSINESS ADDRESS: STREET 1: 55 JEWELERS PARK DR CITY: NEENAH STATE: WI ZIP: 54957-0156 BUSINESS PHONE: 4147223451 MAIL ADDRESS: STREET 1: PLEXUS CORP STREET 2: 55 JEWELERS PARK DR CITY: NEENAH STATE: WI ZIP: 54957-0156 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PLEXUS CORP EMPLOYEE STOCK SAVINGS PLAN CENTRAL INDEX KEY: 0001033649 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 391344947 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 55 JEWELERS PARK DR CITY: NEENAH STATE: WI ZIP: 54957-0156 BUSINESS PHONE: 4147513311 MAIL ADDRESS: STREET 1: PLEXUS CORP STREET 2: 55 JEWELERS PARK DR CITY: NEENAH STATE: WI ZIP: 54957-0156 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Plexus Corp. ------------------------------------------------------------------ (Name of Issuer) Common Stock ------------------------------------------------------------------ (Title of Class of Securities) 729132100 ------------------------ CUSIP Number * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 729132100 13G 1. NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON Plexus Corp. Employee Stock Savings Plan 52-1956537 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [_] (b) [_] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Wisconsin NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 491,467 **See Exhibit A 6. SHARED VOTING POWER 491,467 **See Exhibit A 7. SOLE DISPOSITIVE POWER 491,467 **See Exhibit A 8. SHARED DISPOSITIVE POWER 491,467 **See Exhibit A 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 491,467 **See Exhibit A 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.4% 12. TYPE OF REPORTING PERSON* EP Item 1 a. Name of Issuer Plexus Corp. b. Address of Issuer's Principal Executive Offices 55 Jewelers Park Drive, Neenah, WI 54952 Item 2 a. Name of Person Filing Plexus Corp. Employee Stock Savings Plan b. Address of Principal Business Office or, if none , Residence 55 Jewelers Park Drive, Neenah, WI 54952 c. Citizenship USA d. Title of Class of Securities Common Stock e. CUSIP Number 729132100 Item 3 If this statement is filed pursuant to Rule 13d-1 (b) , or 13d-2(b), check whether the person filing is at: a. ( ) Broker or Dealer registered under Section 15 of the Act b. ( ) Bank is defined in section 3(a) (6) of the Act c. ( ) Insurance Company as defined in section 3 (a) (19) of the Act d. ( ) Investment Company registered under section 8 of the Investment Company Act e. ( ) Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 f. (X) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see (S) 240.13d-1 (b) (i) (ii) (F) (Plexus Corp. Employee Stock Savings Plan) g. ( ) Parent Holding Company, in accordance with (S) 240.13d-1(b)(ii)(G) (Note: see item 7) h. ( ) Group, in accordance with (S)240.13d-1(b)(i)(ii)(H) Item 4 Ownership If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. a. Amount Beneficially Owned: 491,467 shares** b. Percent of Class: 7.4% c. Number of shares as to which such person has: i. sole power to vote or to direct the vote ii. shared power to vote or to direct the vote: 491,467 shares ** iii. sole power to dispose or to direct the disposition of iv. shared power to dispose or to direct the dispositions of: 491,467 shares ** ** See Exhibit A Instructions: For computations regarding securities which represent a right to acquire an underlying security see Rule13d-3(d)(1). Item 5 Ownership of Five Percent of Less of a Class Not Applicable If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following __________ Instruction: Dissolution of a group requires a response to this item. Item 6 Ownership of More than Five Percent on Behalf of Another Person. See Exhibit A If any person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not Applicable If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so Indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company had filed this schedule pursuant to Rule 13d-1 (c), attach an exhibit stating the identification of the relevant subsidiary. Item 8 Identification and Classification of Members of the Group Not Applicable If a group has filed this schedule pursuant to Rule 13d-1(b)(ii)(H), so indicate under Item 3(h) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identity of each member of the group. Item 9 Notice of Dissolution of Group Not Applicable Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. Item 10 Certification The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 1997 - ------------------------------- Date Committee for Plexus Corp. Employee Stock Savings Plan By: /s/ Joseph D. Kaufman - ------------------------------- Signature Joseph D. Kaufman Committee for Plexus Corp. Employee Stock Savings Plan - ------------------------------- Name/Title Plexus Corp. Exhibit A The amounts reported represent the total number of shares held in the Plexus Corp. Employee Stock Savings Plan (the "Plan"). Under the Plan documents dated as of January 1, 1996, participants of are entitled to give instructions with respect to the voting of the Plexus Corp. shares credited to their accounts in the Plan. The shares credited to the accounts of participants who forward voting instructions are voted in accordance with their instructions. The shares credited to the accounts of participants who do not forward voting instructions are voted by the Plan's trustee as instructed by the Plan's Committee, which is the Named Fiduciary and Plan Administrator under the Plan documents. Under most circumstances, plan participants make decisions with respect to the disposition of Plexus shares held in the Plan, although the Plan Administrator has shared dispositive power in certain limited circumstances. On January 1, 1996, Riggs Bank N.A. became a directed trustee of the Plexus Corp. Employee Stock Savings Plan. Prior to that time, Associated Bank, N.A. served as trustee for the Plan The filing of this Schedule 13G shall not be construed as an admission that the Plan is, for the purposes of Sections 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Schedule 13G, to the extent that participants have provided voting instructions and/or instructions to dispose of shares under the plan terms. -----END PRIVACY-ENHANCED MESSAGE-----