-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SUW++gCWjcuEwArLrzVAe/vzaCXj2pcKuhYBbs1rbyu6S5cJsDd5QW39hAvYzw42 ZVVtm+79fHgADnEHQED/wQ== 0001411686-10-000007.txt : 20100205 0001411686-10-000007.hdr.sgml : 20100205 20100205170147 ACCESSION NUMBER: 0001411686-10-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100203 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROHDE BRUCE CENTRAL INDEX KEY: 0001185084 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14140 FILM NUMBER: 10577966 MAIL ADDRESS: STREET 1: 843 SOUTH 96 STREET CITY: OMAHA STATE: NE ZIP: 68114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADPOINT GLEACHER SECURITIES GROUP, INC. CENTRAL INDEX KEY: 0000782842 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 222655804 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH STREET STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-273-7331 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: BROADPOINT SECURITIES GROUP, INC. DATE OF NAME CHANGE: 20071228 FORMER COMPANY: FORMER CONFORMED NAME: BROADPOINT SECURITIES GROUP INC. DATE OF NAME CHANGE: 20071228 FORMER COMPANY: FORMER CONFORMED NAME: FIRST ALBANY COMPANIES INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-02-03 0000782842 BROADPOINT GLEACHER SECURITIES GROUP, INC. BPSG 0001185084 ROHDE BRUCE BROADPOINT GLEACHER SECURITIES GROUP INC 12 EAST 49TH STREET, 31ST FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock 2010-02-03 4 P 0 1000 4.10 A 1000 D Common Stock 2010-02-03 4 P 0 4794 4.14 A 5794 D Common Stock 2010-02-03 4 P 0 5611 4.15 A 11405 D Common Stock 2010-02-03 4 P 0 7500 4.16 A 18905 D Common Stock 2010-02-03 4 P 0 3000 4.169 A 21905 D Common Stock 2010-02-03 4 P 0 17595 4.17 A 39500 D Common Stock 2010-02-03 4 P 0 6200 4.179 A 45700 D Common Stock 2010-02-03 4 P 0 24300 4.18 A 70000 D Common Stock 2010-02-03 4 P 0 5000 4.189 A 75000 D Common Stock 2010-02-03 4 P 0 9000 4.19 A 84000 D Common Stock 2010-02-03 4 P 0 2000 4.199 A 86000 D Common Stock 2010-02-03 4 P 0 14000 4.20 A 100000 D /s/ Patricia A. Arciero-Craig, Attorney-in-fact, for Bruce Rohde 2010-02-05 -----END PRIVACY-ENHANCED MESSAGE-----