-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NdOfrc9fs7xNyTmpekrhMXVLwTjJ8V92vWOBXxAFEB1eJTfibIucGMOGQiVX7T0+ Dp5NZS5F0Eh1JOWrSPKHWw== 0000905729-98-000014.txt : 19980217 0000905729-98-000014.hdr.sgml : 19980217 ACCESSION NUMBER: 0000905729-98-000014 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRSTBANK CORP CENTRAL INDEX KEY: 0000778972 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 382633910 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41635 FILM NUMBER: 98534527 BUSINESS ADDRESS: STREET 1: 311 WOODWORTH AVE STREET 2: PO BOX 1029 CITY: ALMA STATE: MI ZIP: 48801 BUSINESS PHONE: 2087469610 MAIL ADDRESS: STREET 1: 311 WOODWORTH AVE CITY: ALMA STATE: MI ZIP: 48801 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF ALMA CENTRAL INDEX KEY: 0001007771 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 311 WOODWORTH AVENUE CITY: ALMA STATE: MI ZIP: 48801 BUSINESS PHONE: 5174633131 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) FIRSTBANK CORPORATION (Name of Issuer) FIRSTBANK CORPORATION COMMON STOCK (Title of Class of Securities) 337-61G-104 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 337-61G-104 13G 1. Name of Reporting Persons S.S. or I.R.S. Identification No. of above Persons FIRSTBANK CORPORATION 38-2633910 2. Check the Appropriate Box if a Member of a Group (a) X (See Instructions) (b) _ 3. SEC USE ONLY 4. Citizenship or place of Organization - MICHIGAN NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER - 21,057 6. SHARED VOTING POWER - 166,074 7. SOLE DISPOSITIVE POWER - 21,057 8. SHARED DISPOSITIVE POWER - 166,074 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 187,131 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES- _________ (See Instructions) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 [Round off to nearest tenth] - 8.7% 12. TYPE OF REPORTING Person - HC -2- CUSIP No. 337-61G-104 13G 1. Name of Reporting Person S.S. or I.R.S. Identification No. of above Person BANK OF ALMA 38-2633911 2. Check the Appropriate Box if a Member of a Group (a) X (b) _ 3. SEC USE ONLY 4. Citizenship or place of Organization - MICHIGAN NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER - 21,057 6. SHARED VOTING POWER - 166,074 7. SOLE DISPOSITIVE POWER - 21,057 8. SHARED DISPOSITIVE POWER - 166,074 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 187,131 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES- _________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 [Round off to nearest tenth] - 8.7% 12. TYPE OF REPORTING Person - BK -3- ITEM 1 (a) NAME OF ISSUER: Firstbank Corporation ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 311 Woodworth Avenue Alma, Michigan 48801 ITEM 2 (a) NAME OF PERSONS FILING: Firstbank Corporation Bank of Alma ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: Firstbank Corporation 311 Woodworth Avenue Alma, Michigan 48801 Bank of Alma 311 Woodworth Avenue Alma, Michigan 48801 ITEM 2 (c) CITIZENSHIP: Firstbank Corporation is a Michigan business corporation. Bank of Alma is a Michigan banking corporation. ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2 (e) CUSIP NUMBER: 337-61G-104 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a)/ / Broker or dealer registered under Section 15 of the Act, -4- (b)/ / Bank as defined in Section 3(a)(6) of the Act, (c)/ / Insurance Company as defined in Section 3(a)(19) of the Act, (d)/ / Investment Company registered under Section 8 of the Investment Company Act, (e)/ / Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f)/ / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employment Retirement Income Security Act of 1974 or Endowment Fund; SEE 13d-1(b)(ii)(F), (g)/ / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); (Note: See Item 7), (h)/X/ Group, in accordance with Rule 13d-1(b)(l)(ii)(H). ITEM 4 OWNERSHIP: FIRSTBANK CORPORATION: (a) Amount beneficially owned: 187,131 (b) Percent of class: 8.7% (c) Number of shares to which such person has: (i) sole power to vote or to direct the vote: 21,057 (ii) shared power to vote or to direct the vote: 166,074 (iii) sole power to dispose or to direct the disposition of: 21,057 (iv) shared power to dispose or to direct the disposition of: 166,074 Shares beneficially owned by Firstbank Corporation include only shares owned by its subsidiary, Bank of Alma. -5- BANK OF ALMA: (a) Amount beneficially owned: 187,131 (b) Percent of class: 8.7% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 21,057 (ii) shared power to vote or to direct the vote: 166,074 (iii) sole power to dispose or to direct the disposition of: 21,057 (iv) shared power to dispose or to direct the disposition of 166,074 The filing of this schedule shall not be construed as an admission or evidence that the person filing is, for any purposes, including the purposes of Section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this schedule. ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: The securities covered by this schedule are held in trust and other fiduciary capacities by Bank of Alma. The right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities is held by various trusts, grantors, beneficiaries and customers, none of whom has such right or power with respect to more than five percent of the class of such securities. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See attached Exhibit 1. -6- ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: See attached Exhibit 1. ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. ITEM 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1998 BANK OF ALMA By /S/ MARY D. DECI Mary D. Deci Senior Vice President, Controller, and Chief Financial Officer FIRSTBANK CORPORATION By /S/ MARY D. DECI Mary D. Deci Vice President, Secretary, Treasurer, and Chief Financial Officer -7- EXHIBIT 1 IDENTIFICATION OF SUBSIDIARY ITEM 3 CLASSIFICATION - -------------- -- ---------- --------------------- Firstbank Corporation Parent Holding Company, in accordance with Rule 13d-1 (b)(ii)(G) Bank of Alma Bank, as defined in Section 3(a)(6) of the Act -8- -----END PRIVACY-ENHANCED MESSAGE-----