0001127602-16-069838.txt : 20161213 0001127602-16-069838.hdr.sgml : 20161213 20161213112503 ACCESSION NUMBER: 0001127602-16-069838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161209 FILED AS OF DATE: 20161213 DATE AS OF CHANGE: 20161213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSOCIATED BANC-CORP CENTRAL INDEX KEY: 0000007789 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391098068 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920-491-7500 MAIL ADDRESS: STREET 1: 433 MAIN STREET CITY: GREEN BAY STATE: WI ZIP: 54301 FORMER COMPANY: FORMER CONFORMED NAME: ASSOCIATED BANK SERVICES INC DATE OF NAME CHANGE: 19770626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Docter Judith M CENTRAL INDEX KEY: 0001344171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31343 FILM NUMBER: 162047920 MAIL ADDRESS: STREET 1: 200 NORTH ADAMS STREET CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-12-09 0000007789 ASSOCIATED BANC-CORP ASB 0001344171 Docter Judith M ASSOCIATED BANC-CORP 433 MAIN STREET GREEN BAY WI 54301 1 Executive Vice President Common Stock $0.01 Par Value 2016-12-09 4 M 0 10000 17.26 A 41292.639 D Common Stock $0.01 Par Value 2016-12-09 4 S 0 7999 25.005 D 33293.639 D Common Stock $0.01 Par Value 2016-12-09 4 S 0 1501 25.05 D 31792.639 D Common Stock $0.01 Par Value 2016-12-09 4 S 0 500 25.075 D 31292.639 D Common Stock $0.01 Par Value 2016-12-09 4 M 0 14500 12.97 A 45792.639 D Common Stock $0.01 Par Value 2016-12-09 4 S 0 5348 24.95 D 40444.639 D Common Stock $0.01 Par Value 2016-12-09 4 S 0 1476 24.955 D 38968.639 D Common Stock $0.01 Par Value 2016-12-09 4 S 0 100 24.975 D 38868.639 D Common Stock $0.01 Par Value 2016-12-09 4 S 0 5076 25.00 D 33792.639 D Common Stock $0.01 Par Value 2016-12-09 4 S 0 600 25.025 D 33192.639 D Common Stock $0.01 Par Value 2016-12-09 4 S 0 1800 25.05 D 31392.639 D Common Stock $0.01 Par Value 2016-12-09 4 S 0 100 25.075 D 31292.639 D Common Stock $0.01 Par Value 8738 I 401(k) Plan Non-qualified Stock Option (Right to Buy) 17.26 2016-12-09 4 M 0 10000 0 D 2019-01-28 Common Stock $0.01 Par Value 10000 0 D Non-qualified Stock Option (Right to Buy) 12.97 2016-12-09 4 M 0 14500 0 D 2022-01-23 Common Stock $0.01 Par Value 14500 14767 D Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. /s/ Tracy A. Devine, attorney-in-fact for Judith M. Docter 2016-12-13