EX-4.(A) 2 c61825ex4-a.txt FORM OF CERTIFICATE FOR SHARES OF COMMON STOCK 1 EXHIBIT 4(a) 066742 [LOGO] [GRAPHIC] ASSOCIATED BANC-CORP [GRAPHIC] NUMBER ------------------ SHARES A-1- ORGANIZED UNDER THE LAWS OF THE STATE OF WISCONSIN COMMON STOCK PAR VALUE $0.01 PER SHARE CUSIP 045487 10 5 SEE REVERSE FOR CERTAIN DEFINITIONS THIS CERTIFIES that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF THE PAR VALUE OF $0.01 PER SHARE OF ----------------- ASSOCIATED BANC-CORP ----------------- [IMPRINT] COMMON transferable on the books of the Corporation by the holder hereof in person or by duly authorized Attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar. [SEAL] WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. Dated: [Signature] [Signature] SECRETARY CHIEF EXECUTIVE OFFICER AND PRESIDENT AMERICAN BANK NOTE COMPANY. COUNTERSIGNED AND REGISTERED FIRST CHICAGO TRUST COMPANY OF NEW YORK TRANSFER AGENT AND REGISTRAR. AUTHORIZED SIGNATURE 2 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM -- as tenants in common UNIF GIFT MIN ACT -- _______Custodian________ (Cust) (Minor) TEN ENT -- as tenants by the entireties under Uniform Gifts to Minors JT TEN -- as joint tenants with right of survivorship and not as tenants Act ________________________ in common (State) Additional abbreviations may also be used though not in the above list. For Value Received, _______ hereby sell, assign and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE ________________________________________________________________________________ ________________________________________________________________________________ Please print or typewrite name and address including postal zip code of assignee ________________________________________________________________________________ ________________________________________________________________________________ _________________________________________________________________________ Shares represented by the within Certificate, and do hereby irrevocably constitute and appoint ____________________________________________________________________ ________________________________________________________________________________ ______________________________________________________________________ Attorney to transfer the said shares on the books of the within-named Corporation with full power of substitution in the premises. Dated, _____________________ AFFIX MEDALLION SIGNATURE X ___________________________________________ GUARANTEE IMPRINT BELOW (SIGNATURE) X ___________________________________________ (SIGNATURE) ____________________________________________ ABOVE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGE- MENT, OR ANY CHANGE WHATEVER. THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION SUCH AS A SECURITIES BROKER/DEALER, COMMERCIAL BANK & TRUST COMPANY, SAVINGS AND LOAN ASSOCIATION OR A CREDIT UNION PARTICIPATING IN A MEDALLION PROGRAM APPROVED BY THE SECURITIES TRANSFER ASSOCIATION INC.