0001207221-12-000002.txt : 20120203 0001207221-12-000002.hdr.sgml : 20120203 20120203164708 ACCESSION NUMBER: 0001207221-12-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120202 FILED AS OF DATE: 20120203 DATE AS OF CHANGE: 20120203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHEAHAN DENIS K CENTRAL INDEX KEY: 0001207221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09047 FILM NUMBER: 12570595 MAIL ADDRESS: STREET 1: C/O INDEPENDENT BANK CORP STREET 2: 288 UNION STREET CITY: ROCKLAND STATE: MA ZIP: 02370 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INDEPENDENT BANK CORP CENTRAL INDEX KEY: 0000776901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042870273 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 288 UNION STREET CITY: ROCKLAND STATE: MA ZIP: 02370 BUSINESS PHONE: 7818786100 MAIL ADDRESS: STREET 1: 288 UNION STREET CITY: ROCKLAND STATE: MA ZIP: 02370 4 1 f4fordsh.xml PRIMARY DOCUMENT X0304 4 2012-02-02 0 0000776901 INDEPENDENT BANK CORP INDB 0001207221 SHEAHAN DENIS K 288 UNION STREET ROCKLAND MA 02370 0 1 0 0 Chief Financial Officer Common Stock 2012-02-02 4 M 0 5193. 23.47 A 53405.7745 D Common Stock 2012-02-02 4 F 0 3876. 23.47 D 49529.7745 D Common Stock 2012-02-02 4 M 0 4657. 23.47 A 54186.7745 D Common Stock 2012-02-02 4 F 0 4322. 23.47 D 49864.7745 D Common Stock 2012-02-03 4 S 0 10000. 29.0376 D 39864.7745 D Common Stock 451.8689 I by Daughter Common Stock 899.414 I by Sons ISO - Stock Option (Right to Buy) 23.47 2012-02-02 4 M 0 4657. 23.47 D 2005-01-02 2012-12-19 Common Stock 4657. 0 D NQ - Stock Option (Right to Buy) 23.47 2012-02-02 4 M 0 5193. 23.47 D 2003-06-20 2012-12-19 Common Stock 5193. 0 D Total holdings include 148.9176 shares acquired by filer's agency account joint with spouse and 70.5214 shares acquired by filer's 401(k) through the Independent Bank Corp. 2010 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (10/11). Such transactions are exempt from the reporting requirements of Section 16 of the Securities Exchange Act of 1934. Shares held in Filer's name f/b/o daughter. Holdings include 3.2096 shares received pursuant to the Independent Bank Corp. 2010 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (10/11). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. Shares held in Filer's name f/b/o sons. Holdings include 6.3884 shares received pursuant to the Independent Bank Corp. 2010 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (10/11). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 1,374 shares became exercisable on 1/2/04 and the remaining 3,283 shares became exercisable on 1/2/05, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 3,284 shares became exercisable on 6/20/03 and the remaining 1,909 shares became exercisable on 1/2/04, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances. Jennifer M. Kingston, Power of Attorney 2012-02-03