(Commission File Number) | (I.R.S. Employer identification No.) |
Office Address: | ||||
Mailing Address: | ||||
(Address of principal executive offices, including zip code) |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act: | ||
Title of each Class | Trading Symbol | Name of each exchange on which registered |
Emerging growth company |
ITEM 5.07 | SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS |
(1) | Proposal to reelect Daniel F. O'Brien, Christopher Oddleifson, David A. Powers and Scott K. Smith as Class III Directors. All nominees were reelected. The results of voting were as follows: |
For | Against | Abstain | Broker Non-Votes | |||||
Daniel F. O'Brien | 26,204,933 | 553,420 | 38,917 | 3,167,303 | ||||
Christopher Oddleifson | 26,506,875 | 254,792 | 35,603 | 3,167,303 | ||||
David A. Powers | 26,652,726 | 102,227 | 42,317 | 3,167,303 | ||||
Scott K. Smith | 26,652,780 | 98,652 | 45,838 | 3,167,303 |
(2) | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. The proposal was approved. The results of voting were as follows: |
For | Against | Abstain | Broker Non-Votes | ||||
29,226,285 | 692,038 | 46,250 | — |
(3) | Proposal to approve, on an advisory basis, the compensation of our named executive officers. The proposal was approved. The results of voting were as follows: |
For | Against | Abstain | Broker Non-Votes | ||||
24,937,871 | 1,673,210 | 186,189 | 3,167,303 |
ITEM 9.01 | FINANCIAL STATEMENTS AND EXHIBITS |
Exhibit Index | |
Exhibit # | Exhibit Description |
101 | The instance document does not appear in the interactive data file because its XBRL tags are embedded within the inline XBRL document. |
104 | Cover page interactive data file (formatted as inline XBRL and contained in Exhibit 101). |
INDEPENDENT BANK CORP. | |||
Date: | May 21, 2020 | By: | /s/Patricia Natale |
PATRICIA NATALE | |||
Deputy General Counsel |