-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GPQ9dUDQHaEOUZQZL2HwDagMgvf3tMzxrCHecYWe9q6FZzUrT6Dp4YfSFecI77E9 f2KbUaOxkEDO14ST268R6Q== 0000950152-00-000946.txt : 20000214 0000950152-00-000946.hdr.sgml : 20000214 ACCESSION NUMBER: 0000950152-00-000946 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 GROUP MEMBERS: FORNEAR JAMES R GROUP MEMBERS: MARGARET H. FORNEAR SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RES CARE INC /KY/ CENTRAL INDEX KEY: 0000776325 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 610875371 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49827 FILM NUMBER: 535361 BUSINESS ADDRESS: STREET 1: 10140 LINN STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 5023942100 MAIL ADDRESS: STREET 1: 10140 LINN STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FORNEAR JAMES R CENTRAL INDEX KEY: 0000900802 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10140 LION STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 5023942100 MAIL ADDRESS: STREET 1: 10140 LION STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 SC 13G/A 1 RES-CARE, INC./JAMES FORNEAR WITH MARGARET FORNEAR 1 UNITED STATES SECURITIES EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6) RES-CARE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 760943100 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement |_|. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James R. Fornear - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (x) (b) ( ) - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- Number of 5. SOLE VOTING POWER Shares 1,218,038 ------------------------------------------- Beneficially 6. SHARED VOTING POWER Owned By 1,403,757 ------------------------------------------- Each 7. SOLE DISPOSITIVE POWER Reporting 1,218,038 ------------------------------------------- Person 8. SHARED DISPOSITIVE POWER With 1,403,757 ------------------------------------------- - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,621,795 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES SHARES* (x) - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.8% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILING OUT! 3 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Margaret H. Fornear - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (x) (b) ( ) - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- Number of 5. SOLE VOTING POWER Shares 661,667 ------------------------------------------- Beneficially 6. SHARED VOTING POWER Owned By 702,209 ------------------------------------------- Each 7. SOLE DISPOSITIVE POWER Reporting 661,667 ------------------------------------------- Person 8. SHARED DISPOSITIVE POWER With 702,209 ------------------------------------------- - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,363,876 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES SHARES* (x) - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILING OUT! 4 SCHEDULE 13G - TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) Item 1(a). Name of Issuer: Res-Care, Inc. Item 1(b). Name of Issuer's Principal Executive Offices: 10140 Linn Station Road Louisville, KY 40223 Item 2(a). Name of Person Filing: James R. Fornear on behalf of a group consisting of James R. Fornear and Margaret H. Fornear Item 2(b). Address or Principal Business Office or, if None, Residence: 4331 U.S. Highway 60 East Marion, KY 42064 Item 2(c). Citizenship: United States Citizen Item 2(d). Title Class of Securities: Common Stock Item 2(e). CUSIP Number: 760943100 Item 3. Not applicable. Item 4. Ownership: (a) Amount Beneficially Owned: James R. Fornear 2,621,795 Margaret H. Fornear 1,363,876 (b) Percent of Class: James R. Fornear 10.8% Margaret H. Fornear 5.6% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: James R. Fornear 1,218,038 Margaret H. Fornear 661,667
5 (ii) shared power to vote or to direct the vote: James R. Fornear 1,403,757 Margaret H. Fornear 702,209* (iii) sole power to dispose or to direct the disposition of: James R. Fornear 1,218,038 Margaret H. Fornear 661,667 (iv) shared power to dispose or to direct the disposition of: James R. Fornear 1,403,757 Margaret H. Fornear 702,209* * The power over these shares is shared with James R. Fornear as trustee of 3 grantor annuity trusts of which Margaret H. Fornear is beneficiary. The shares are included in number of shares for Mr. Fornear.
Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of more than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. See attached Exhibit A and Exhibit B. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. 6 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 9, 2000 ---------------------------------- Date /S/ James R. Fornear ---------------------------------- Signature James R. Fornear ---------------------------------- Name/Title 7 EXHIBIT A James R. Fornear Margaret H. Fornear 8 EXHIBIT B RULE 13d-1(e) AGREEMENT The undersigned persons on this 10th day of February, 2000, agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the common stock of Res-Care, Inc. at December 31, 1999. /S/ James R. Fornear -------------------------------- James R. Fornear /S/ Margaret H. Fornear -------------------------------- Margaret H. Fornear -----END PRIVACY-ENHANCED MESSAGE-----