0001181431-11-016910.txt : 20110309 0001181431-11-016910.hdr.sgml : 20110309 20110309194621 ACCESSION NUMBER: 0001181431-11-016910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110304 FILED AS OF DATE: 20110309 DATE AS OF CHANGE: 20110309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peters Scott CENTRAL INDEX KEY: 0001444109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15324 FILM NUMBER: 11676456 MAIL ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAR SCIENTIFIC INC CENTRAL INDEX KEY: 0000776008 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 521402131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 SOUTH MARKET STREET CITY: PETERSBURG STATE: VA ZIP: 23803 BUSINESS PHONE: 8048610681 MAIL ADDRESS: STREET 1: 16 SOUTH MARKET STREET CITY: PETERSBURG STATE: VA ZIP: 23803 FORMER COMPANY: FORMER CONFORMED NAME: EYE TECHNOLOGY INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feehan Partners, L.P. CENTRAL INDEX KEY: 0001445823 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15324 FILM NUMBER: 11676454 BUSINESS ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-289-0500 MAIL ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: P.V. Partners, L.P. CENTRAL INDEX KEY: 0001445824 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15324 FILM NUMBER: 11676455 BUSINESS ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-289-0500 MAIL ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tradewinds Master Fund (BVI) Ltd. CENTRAL INDEX KEY: 0001445825 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15324 FILM NUMBER: 11676457 BUSINESS ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-289-0500 MAIL ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 4 1 rrd304908.xml FORM 4 X0303 4 2011-03-04 0 0000776008 STAR SCIENTIFIC INC CIGX 0001445825 Tradewinds Master Fund (BVI) Ltd. C/O TRADEWINDS INVESTMENT MANAGEMENT, LP THREE HARBOR DRIVE, SUITE 213 SAUSALITO CA 94965 0 0 1 0 0001444109 Peters Scott C/O TRADEWINDS INVESTMENT MANAGEMENT, LP THREE HARBOR DRIVE, SUITE 213 SAUSALITO CA 94965 0 0 1 0 0001445824 P.V. Partners, L.P. C/O TRADEWINDS INVESTMENT MANAGEMENT, LP THREE HARBOR DRIVE, SUITE 213 SAUSALITO CA 94965 0 0 1 0 0001445823 Feehan Partners, L.P. C/O TRADEWINDS INVESTMENT MANAGEMENT, LP THREE HARBOR DRIVE, SUITE 213 SAUSALITO CA 94965 0 0 1 0 Common Stock 2011-03-04 4 P 0 1086956 1.84 A 16456520 I See footnotes Warrant 2.00 2011-03-04 4 A 0 1086956 A 2011-09-04 2016-09-04 Common Stock 1086956 6624591 I See footnotes Robert W. Scannell is a director Tradewinds Master Fund (BVI), Ltd. ("Tradewinds") and the General Partner of Feehan Partners, L.P. ("Feehan") and has voting and investment power over each entity's respective securities. Scott P. Peters is a director of Tradewinds Master Fund (BVI), Ltd. and the General Partner of PV Partners, L.P. ("PVP") and has voting and investment power over each entity's respective securities. Mr. Peters owns a Roth IRA and an Individual IRA and has voting and investment power over the securities held in them. (Continued footnote 2). Tradewinds Master Fund (BVI), Ltd. is a business company organized in the British Virgin Islands. Tradewinds Investment Management, L.P. is its investment manager pursuant to an investment management agreement over which Messrs. Scannell and Peters exercise voting and investment authority and control. Mr. Peters disclaims beneficial ownership of and receives no pecuniary interest from the securities held by Feehan and Mr. Scannell disclaims beneficial ownership of and receives no pecuniary interest from the securities held by PVP or Mr. Peters' Roth IRA and Individual IRA. Each Reporting Person individually owns less than 10% of the CIGX securities, but as a group, the Reporting Persons own over 10% of the CIGX securities. On March 4, 2011, the Issuer entered into a Securities Purchase and Registration Rights Agreement ("Agreement") with PVP and Feehan. Pursuant to the Agreement, the exercise price of 543,478 warrants held by each PVP and Feehan is $2.00 per share. /s/ Jay B. Gould, Attorney-in-Fact for P.V. PARTNERS, L.P. 2011-03-09 /s/ Jay B. Gould, Attorney-in-Fact for FEEHAN PARTNERS, L.P. 2011-03-09 /s/ Jay B. Gould, Attorney-in-Fact for TRADEWINDS MASTER FUND (BVI), LTD. 2011-03-09 /s/ Jay B. Gould, Attorney-in-Fact for SCOTT P. PETERS 2011-03-09