0001181431-11-016910.txt : 20110309
0001181431-11-016910.hdr.sgml : 20110309
20110309194621
ACCESSION NUMBER: 0001181431-11-016910
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110304
FILED AS OF DATE: 20110309
DATE AS OF CHANGE: 20110309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peters Scott
CENTRAL INDEX KEY: 0001444109
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15324
FILM NUMBER: 11676456
MAIL ADDRESS:
STREET 1: THREE HARBOR DRIVE
STREET 2: SUITE 213
CITY: SAUSALITO
STATE: CA
ZIP: 94965
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAR SCIENTIFIC INC
CENTRAL INDEX KEY: 0000776008
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 521402131
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16 SOUTH MARKET STREET
CITY: PETERSBURG
STATE: VA
ZIP: 23803
BUSINESS PHONE: 8048610681
MAIL ADDRESS:
STREET 1: 16 SOUTH MARKET STREET
CITY: PETERSBURG
STATE: VA
ZIP: 23803
FORMER COMPANY:
FORMER CONFORMED NAME: EYE TECHNOLOGY INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Feehan Partners, L.P.
CENTRAL INDEX KEY: 0001445823
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15324
FILM NUMBER: 11676454
BUSINESS ADDRESS:
STREET 1: THREE HARBOR DRIVE
STREET 2: SUITE 213
CITY: SAUSALITO
STATE: CA
ZIP: 94965
BUSINESS PHONE: 415-289-0500
MAIL ADDRESS:
STREET 1: THREE HARBOR DRIVE
STREET 2: SUITE 213
CITY: SAUSALITO
STATE: CA
ZIP: 94965
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: P.V. Partners, L.P.
CENTRAL INDEX KEY: 0001445824
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15324
FILM NUMBER: 11676455
BUSINESS ADDRESS:
STREET 1: THREE HARBOR DRIVE
STREET 2: SUITE 213
CITY: SAUSALITO
STATE: CA
ZIP: 94965
BUSINESS PHONE: 415-289-0500
MAIL ADDRESS:
STREET 1: THREE HARBOR DRIVE
STREET 2: SUITE 213
CITY: SAUSALITO
STATE: CA
ZIP: 94965
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tradewinds Master Fund (BVI) Ltd.
CENTRAL INDEX KEY: 0001445825
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15324
FILM NUMBER: 11676457
BUSINESS ADDRESS:
STREET 1: THREE HARBOR DRIVE
STREET 2: SUITE 213
CITY: SAUSALITO
STATE: CA
ZIP: 94965
BUSINESS PHONE: 415-289-0500
MAIL ADDRESS:
STREET 1: THREE HARBOR DRIVE
STREET 2: SUITE 213
CITY: SAUSALITO
STATE: CA
ZIP: 94965
4
1
rrd304908.xml
FORM 4
X0303
4
2011-03-04
0
0000776008
STAR SCIENTIFIC INC
CIGX
0001445825
Tradewinds Master Fund (BVI) Ltd.
C/O TRADEWINDS INVESTMENT MANAGEMENT, LP
THREE HARBOR DRIVE, SUITE 213
SAUSALITO
CA
94965
0
0
1
0
0001444109
Peters Scott
C/O TRADEWINDS INVESTMENT MANAGEMENT, LP
THREE HARBOR DRIVE, SUITE 213
SAUSALITO
CA
94965
0
0
1
0
0001445824
P.V. Partners, L.P.
C/O TRADEWINDS INVESTMENT MANAGEMENT, LP
THREE HARBOR DRIVE, SUITE 213
SAUSALITO
CA
94965
0
0
1
0
0001445823
Feehan Partners, L.P.
C/O TRADEWINDS INVESTMENT MANAGEMENT, LP
THREE HARBOR DRIVE, SUITE 213
SAUSALITO
CA
94965
0
0
1
0
Common Stock
2011-03-04
4
P
0
1086956
1.84
A
16456520
I
See footnotes
Warrant
2.00
2011-03-04
4
A
0
1086956
A
2011-09-04
2016-09-04
Common Stock
1086956
6624591
I
See footnotes
Robert W. Scannell is a director Tradewinds Master Fund (BVI), Ltd. ("Tradewinds") and the General Partner of Feehan Partners, L.P. ("Feehan") and has voting and investment power over each entity's respective securities. Scott P. Peters is a director of Tradewinds Master Fund (BVI), Ltd. and the General Partner of PV Partners, L.P. ("PVP") and has voting and investment power over each entity's respective securities. Mr. Peters owns a Roth IRA and an Individual IRA and has voting and investment power over the securities held in them. (Continued footnote 2).
Tradewinds Master Fund (BVI), Ltd. is a business company organized in the British Virgin Islands. Tradewinds Investment Management, L.P. is its investment manager pursuant to an investment management agreement over which Messrs. Scannell and Peters exercise voting and investment authority and control. Mr. Peters disclaims beneficial ownership of and receives no pecuniary interest from the securities held by Feehan and Mr. Scannell disclaims beneficial ownership of and receives no pecuniary interest from the securities held by PVP or Mr. Peters' Roth IRA and Individual IRA. Each Reporting Person individually owns less than 10% of the CIGX securities, but as a group, the Reporting Persons own over 10% of the CIGX securities.
On March 4, 2011, the Issuer entered into a Securities Purchase and Registration Rights Agreement ("Agreement") with PVP and Feehan. Pursuant to the Agreement, the exercise price of 543,478 warrants held by each PVP and Feehan is $2.00 per share.
/s/ Jay B. Gould, Attorney-in-Fact for P.V. PARTNERS, L.P.
2011-03-09
/s/ Jay B. Gould, Attorney-in-Fact for FEEHAN PARTNERS, L.P.
2011-03-09
/s/ Jay B. Gould, Attorney-in-Fact for TRADEWINDS MASTER FUND (BVI), LTD.
2011-03-09
/s/ Jay B. Gould, Attorney-in-Fact for SCOTT P. PETERS
2011-03-09