-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PbIJuwKd1Y/vzyyo3Xr95H/3MeIIDGhZQ/UOrnC3sAMmEcRR1+w5oLVQX0RJ4j2Y yzBrSAIWR5o5H25smT00aw== 0001181431-10-015620.txt : 20100311 0001181431-10-015620.hdr.sgml : 20100311 20100311165310 ACCESSION NUMBER: 0001181431-10-015620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20100309 FILED AS OF DATE: 20100311 DATE AS OF CHANGE: 20100311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peters Scott CENTRAL INDEX KEY: 0001444109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15324 FILM NUMBER: 10674593 MAIL ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAR SCIENTIFIC INC CENTRAL INDEX KEY: 0000776008 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 521402131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16 SOUTH MARKET STREET CITY: PETERSBURG STATE: VA ZIP: 23803 BUSINESS PHONE: 8048610681 MAIL ADDRESS: STREET 1: 16 SOUTH MARKET STREET CITY: PETERSBURG STATE: VA ZIP: 23803 FORMER COMPANY: FORMER CONFORMED NAME: EYE TECHNOLOGY INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feehan Partners, L.P. CENTRAL INDEX KEY: 0001445823 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15324 FILM NUMBER: 10674591 BUSINESS ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-289-0500 MAIL ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: P.V. Partners, L.P. CENTRAL INDEX KEY: 0001445824 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15324 FILM NUMBER: 10674592 BUSINESS ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-289-0500 MAIL ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tradewinds Master Fund (BVI) Ltd. CENTRAL INDEX KEY: 0001445825 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15324 FILM NUMBER: 10674594 BUSINESS ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-289-0500 MAIL ADDRESS: STREET 1: THREE HARBOR DRIVE STREET 2: SUITE 213 CITY: SAUSALITO STATE: CA ZIP: 94965 4 1 rrd269586.xml FORM 4 X0303 4 2010-03-09 0 0000776008 STAR SCIENTIFIC INC CIGX 0001445825 Tradewinds Master Fund (BVI) Ltd. C/O TRADEWINDS INVESTMENT MANAGEMENT, LP THREE HARBOR DRIVE, SUITE 213 SAUSALITO CA 94965 0 0 1 0 0001444109 Peters Scott C/O TRADEWINDS INVESTMENT MANAGEMENT, LP THREE HARBOR DRIVE, SUITE 213 SAUSALITO CA 94965 0 0 1 0 0001445824 P.V. Partners, L.P. C/O TRADEWINDS INVESTMENT MANAGEMENT, LP THREE HARBOR DRIVE, SUITE 213 SAUSALITO CA 94965 0 0 1 0 0001445823 Feehan Partners, L.P. C/O TRADEWINDS INVESTMENT MANAGEMENT, LP THREE HARBOR DRIVE, SUITE 213 SAUSALITO CA 94965 0 0 1 0 Common Stock 2010-03-09 4 P 0 1754386 1.14 A 13288408 I See footnote Warrant 2.00 2010-03-09 4 H 0 1754386 D 2008-09-14 2013-09-14 Common Stock 1754386 3870939 I See footnotes Warrant 1.50 2010-03-09 4 A 0 1754386 A 2008-09-14 2013-09-14 Common Stock 1754386 3870939 I See footnotes Robert W. Scannell is a director Tradewinds Master Fund (BVI), Ltd. ("Tradewinds") and the General Partner of Feehan Partners, L.P. ("Feehan") and has voting and investment power over each entity's respective securities. Scott P. Peters is a director of Tradewinds Master Fund (BVI), Ltd. and the General Partner of PV Partners, L.P. ("PVP") and has voting and investment power over each entity's respective securities. Mr. Peters owns a Roth IRA and an Individual IRA and has voting and investment power over the securities held in them. Tradewinds Master Fund (BVI), Ltd. is a business company organized in the British Virgin Islands. Tradewinds Investment Management, L.P. is its investment manager pursuant to an investment management agreement over which Messrs. Scannell and Peters exercise voting and investment authority and control. (Continued in Footnote 2) Mr. Peters disclaims beneficial ownership of and receives no pecuniary interest from the securities held by Feehan and Mr. Scannell disclaims beneficial ownership of and receives no pecuniary interest from the securities held by PVP or Mr. Peters' Roth IRA and Individual IRA. Each Reporting Person individually owns less than 10% of the CIGX securities, but as a group, the Reporting Persons own over 10% of the CIGX securities. On March 9, 2010, the Issuer entered into a Securities Purchase and Registration Rights Agreement ("Agreement") with PVP, Feehan and Tradewinds. Pursuant to the Agreement, the exercise price of warrants held by PVP, Feehan and Tradewinds was reduced from $2 to $1.50 in relation to 500,000, 250,000 and 1,004,386 warrants, respectively. /s/ Jay. B. Gould Attorney-in-Fact for P.V. PARTNERS, L.P. 2010-03-11 /s/ Jay B. Gould Attorney-in-Fact for FEEHAN PARTNERS, L.P. 2010-03-11 /s/ Jay B. Gould Attorney-in-Fact for TRADEWINDS MASTER FUND (BVI), LTD. 2010-03-11 /s/ Jay B. Gould Attorney-in-Fact for SCOTT P. PETERS 2010-03-11 EX-24.1 2 rrd241394_272414.htm POWER OF ATTORNEY rrd241394_272414.html
                        TRADEWINDS MASTER FUND (BVI) LTD.
                    c/o Tradewinds Investment Management, LP
                               Three Harbor Drive
                                    Suite 213
                               Sausalito, CA 94965

                                POWER OF ATTORNEY

I represent Tradewinds Master Fund (BVI) Ltd. (the "Company") and hereby appoint
Jay B. Gould of Pillsbury Winthrop Shaw Pittman LLP to act on behalf of the
Company, its affiliates and persons directly or indirectly controlling,
controlled by or under common control with the Company, for the purpose of
signing and filing all documents with the U.S. Securities and Exchange
Commission.

The Company has caused this Power of Attorney to be executed this 19th day of
September, 2008.

                                        TRADEWINDS MASTER FUND (BVI) LTD.


                                        /s/ Robert W. Scannell
                                        ----------------------------------------
                                        Robert W. Scannell
EX-24.2 3 rrd241394_272416.htm POWER OF ATTORNEY rrd241394_272416.html
                                 SCOTT P. PETERS
                               Three Harbor Drive
                                    Suite 213
                               Sausalito, CA 94965

                                POWER OF ATTORNEY

I hereby appoint Jay B. Gould of Pillsbury Winthrop Shaw Pittman LLP to act on
my behalf for the purpose of signing and filing all documents with the U.S.
Securities and Exchange Commission.

The Partnership has caused this Power of Attorney to be executed this 19th day
of September, 2008.

                                       /s/ Scott P. Peters
                                       -----------------------------------------
                                       Scott P. Peters
EX-24.3 4 rrd241394_272417.htm POWER OF ATTORNEY rrd241394_272417.html
                               P.V. PARTNERS, L.P.
                               Three Harbor Drive
                                    Suite 213
                               Sausalito, CA 94965

                                POWER OF ATTORNEY

I represent P.V. Partners, L.P. (the "Partnership") and hereby appoint Jay B.
Gould of Pillsbury Winthrop Shaw Pittman LLP to act on behalf of the
Partnership, its affiliates and persons directly or indirectly controlling,
controlled by or under common control with the Partnership, for the purpose of
signing and filing all documents with the U.S. Securities and Exchange
Commission.

The Partnership has caused this Power of Attorney to be executed this 19th day
of September, 2008.

                                       P.V. PARTNERS, L.P.

                                       /s/  Scott P. Peters
                                       -----------------------------------------
                                       Scott P. Peters
EX-24.4 5 rrd241394_272418.htm POWER OF ATTORNEY rrd241394_272418.html
                              FEEHAN PARTNERS, L.P.
                               Three Harbor Drive
                                    Suite 213
                               Sausalito, CA 94965

                                POWER OF ATTORNEY

I represent Feehan Partners, L.P. (the "Partnership") and hereby appoint Jay B.
Gould of Pillsbury Winthrop Shaw Pittman LLP to act on behalf of the
Partnership, its affiliates and persons directly or indirectly controlling,
controlled by or under common control with the Partnership, for the purpose of
signing and filing all documents with the U.S. Securities and Exchange
Commission.

The Partnership has caused this Power of Attorney to be executed this 19th day
of September, 2008.


                                        FEEHAN PARTNERS, L.P.


                                        /s/ Robert W. Scannell
                                        ----------------------------------------
                                        Robert W. Scannell
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