FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
APPLERA CORP [ ABI/CRA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/30/2006 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Applied Biosystems Group Common Stock | 06/30/2006 | F | 9,834 | D | $32.67 | 500,948.2486(1)(2)(3) | D | |||
Applied Biosystems Group Common Stock | 75,000 | I | By Elizabeth Ann White Business Interests, LLLP(4) | |||||||
Applied Biosystems Group Common Stock | 05/04/2006 | G(5) | V | 15,930 | D | $0 | 0(2) | I | By Tony Lee White 2004 Two Year Grantor Retained Annuity Trust(6) | |
Applied Biosystems Group Common Stock | 63,000(3) | I | By Tony Lee White 2006 Two Year Grantor Retained Annuity Trust | |||||||
Celera Genomics Group Common Stock | 06/30/2006 | F | 3,278 | D | $13.01 | 103,154.3648(1)(3)(7) | D | |||
Celera Genomics Group Common Stock | 25,000 | I | By Elizabeth Ann White Business Interests, LLLP(4) | |||||||
Celera Genomics Group Common Stock | 05/04/2006 | G(5) | V | 5,310 | D | $0 | 0(7) | I | By Tony Lee White 2004 Two Year Grantor Retained Annuity Trust(6) | |
Celera Genomics Group Common Stock | 21,000(3) | I | By Tony Lee White 2006 Two Year Grantor Retained Annuity Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Includes 471.2535 shares of Applied Biosystems Group Common Stock ("ABI stock") and 1,144.6886 shares of Celera Genomics Group Common Stock ("Celera stock") purchased in March 2006 under the issuer's employee stock purchase plan. |
2. Reflects the final distribution of 32,550 shares of ABI stock by the Tony Lee White 2004 Two Year Grantor Retained Annuity Trust (the "2004 GRAT") to the reporting person on May 4, 2006. The reporting person previously reported these shares as held indirectly through the 2004 GRAT. |
3. Reflects the transfer of shares of ABI stock and Celera stock by the reporting person to the Tony Lee White 2006 Two Year Grantor Retained Annuity Trust, of which the reporting person's wife is the sole trustee. |
4. Elizabeth Ann White Business Interests, LLLP, is a family limited partnership (the "FLP"). The reporting person's adult daughter is the sole general partner of the FLP, and the reporting person's wife and a grantor retained annuity trust established by the reporting person are currently the sole limited partners of the FLP. |
5. Reflects gift of shares of ABI stock and Celera stock to the reporting person's adult daughter upon the final distribution of the 2004 GRAT. |
6. The reporting person's wife was the sole trustee of the 2004 GRAT. |
7. Reflects the final distribution of 10,850 shares of Celera stock by the 2004 GRAT to the reporting person on May 4, 2006. The reporting person previously reported these shares as held indirectly through the 2004 GRAT. |
Remarks: |
/s/ Thomas P. Livingston, Attorney-in-Fact for Tony L. White | 07/05/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |